Loading...
2015-05 p. RESOLUTION NO.2015-05 _ A RESOLUTION ,OF THE CITY-.:COUNCIL OF THE ,CITY. r OF GRAND :TERRACE- -ADOPTING PERSONNEL`-RL`LES; � - REGULATIONS..; AND:..: POLICIES: AND RESC1ING:. RESOLUTION NO.2014-070.: _ ....... -WHEREAS, the:City Council.is authorized and;directed under. the.provisions-of Chapter--. .. . 2.24 of: :the Grand Terrace Municipal Code::to adopt..: :pro visions: for -compensation:of personnel created in said Municipal Code:Chapter;:and, WHEREAS:, -the objectives of:these rules.:are to facilitate efficient and economical services to the public and to provide for an e uitable s y stem of ersonnel mane emeni and q. Y p .. g , WHEREAS, at.:.the same..time, within the .limits of. administrative Feasibility, considerable latitude..shall he .given to. the. City Manager in.-the interpretation and application of these:rules so'that they are applied equitably; and, ....... ....... ....... ....... WHEREAS:,:,from time to time-:these rules must :be revised.due to changes in:the est practices:lrt personnel 'management, and federal and state law: NOW,: THEREFORE, THE.: CITY' COUNCIL OF THE CITY OF : GRAND: ..TERRACE.DOES.HEREBY.RESOLVE,..DETERMINE-'AND..ORDER.AS:-FOLLOWS: ...... ... Section 1::::Resolution:..No. 201:4.-070, which includes the ::City of :Grand Terrace Personnel,Rules and,:Regulations,: is hereby:rescinded.: Section; 2; The.Personnel::Rules and;:Regulations,: attached hereto::as. Exhibit A, are. hereby:adopted: Section 3::All'City rules, policies or regulations that contradict any provision -of. the ---Personnel:Rules and.Regulations are hereby rescinded. PASSED,-.APPROVED AND.ADOPTED by the City Council of Grand Terrace at a regular.meeting held on;the.14th day of April; 2015 by the.following;vote: .... . ..... ...... ..... ....... AYES: Council,Members. Mitchell Wilson Husse,-- .. ,-_.. y, _Mayor Pro Tem Robles; Mayor McNaboe _. .. .... - --- --- NOES: None ...... .... - ...... ABSENT: None ABSTAIN: None RESOLUTION NO. 201:5-05 PAGE:l OF 73 APRIL:14, 201. ...._. .._.. _--- ..._.. ..... ..... ....... _ .. _ Fat Jai: e Dare N oe City.Cleric ' APPROVED AS TO FORM: 'chard L..Adams II: City Attorney I,PAT JACQUEZ-NARES CITY CLERK of the Ci of Grand Terrace, do hereby certifythat tY Y ... the foregoing Resolution was introduced and adopted at a regular meeting of the City Council . ..._. ..... .. held on the:14th day:of Ap ..... l,2015 by the:following vote:: YES: Council Members Mitchell, Wilson, Hussey, Mayor Pro Tem Robles, Mayor McNaboe.. - NOES: None. _. .... ... ... :ABSENT. None ABSTAIN: None . .. . 2 . RESOLUTION:NO. 2015-05 PAGE 2 OF 73 APRIL 14, 2OLT ... .... __ RESOLUTION NO.2015-05 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF GRAND TERRACE ADOPTING PERSONNEL RULES, REGULATIONS AND POLICIES AND RESCINDING RESOLUTION NO. 2014-070. WHEREAS, the City Council is authorized and directed under the provisions of Chapter 2.24 of the Grand Terrace Municipal Code to adopt provisions for compensation of personnel created in said Municipal Code Chapter; and, WHEREAS, the objectives of these rules are to facilitate efficient and economical services to the public and to provide for an equitable system of personnel management; and, WHEREAS, 'at the same time, within the limits of administrative feasibility, considerable latitude shall be given to the City Manager in the interpretation and application of these rules so that they are applied equitably; and, WHEREAS, from time to time these rules must be revised due to changes in the best practices in personnel management, and federal and state law. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF GRAND TERRACE DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS: Section 1: Resolution No. 2014-070, which includes the City of Grand Terrace Personnel Rules and Regulations, is hereby rescinded. Section 2: The Personnel Rules and Regulations, attached hereto as Exhibit A, are hereby adopted. Section 3: All City rules, policies or regulations that contradict any provision of the Personnel Rules and Regulations are hereby rescinded. PASSED, APPROVED AND ADOPTED by the City Council of Grand Terrace at a regular meeting held on the 14th day of April, 2015 by the following vote: AYES: Council Members Mitchell, Wilson, Hussey, Mayor Pro Tern Robles, Mayor McNaboe NOES: None ABSENT: None ABSTAIN: None RESOLUTION NO. 2015-05 PAGE 1 OF 73 APRIL 14, 2015 04 :.: ATTEST: Pat Jap e Darc N oe Cty.Cler , APPROVED AS.TO-FORM: chard L. Adams,II City Attorney I;:PAT JACQUEZ-NARES CITY CLERK of the City.of: :Grand Terrace, do liereby certify that the foregoing Resolution was introduced and adopted at a regular meeting of the City Council: . held on,thel4th day of April,2015 by the following vote: YES: Council Members Mitchell, Wilson;; Hussey, Mayor Pro :Tem Robles, Mayor McNaboe NOES: None ABSENT:: None. . .. ... . ABSTAIN: . None l 2 RESOLUTION NO. 2015-05 PAGE 2 OF 73. APRIL_14, 2015 sk d. EXHIBIT A ..... ... .... ...... ...... ....... CITY OF_ GRAND- TERRACE . . Pe'rsonhel Rides and Reg' 'ulations Adopted by Resolution 2015-05;April 14,.2015 --- .... ..... ..... . ..... ... .... ..... ... ..... ..... RESOLUTION NO. 2015-OS PAGE 3 OF 73 APRIL,14, 2015 ....... . . . TABLE OF CONTENTS SECTION 1. INTRODUCTION 1.1 Purpose......................................................................................................................................1 1.2 Applicability of Rules...............................................................................................................1 1.3 Equal Employment Opportunity...............................................................................................1 SECTION 2. DEFINITIONS 2.1 Active Service..........................................................................................................................2 2.2 Advancement...........................................................................................................................2 2.3 Applicant..................................................................................................................................2 2.4 Appointing Authority...............................................................................................................2 2.5 Appointment 2.6 At-Will Employee....................................................................................................................2 2.7 Certification.............................................................................................................................2 2.8 Child Care Employee...............................................................................................................2 = r , 2.9 Class or Classification..............................................................................................................2 2.10 Classification Plan...................................................................................................................2 2.11 Classified Service....................................................................................................................2 2.12 Compensation.........................................................................................................................2 2.13 Compensation Plan................................................................................................................2 2.14 Compensatory Time Off(CTO).............................................................................................3 2.15 Continuous Service.................................................................................................................3 2.16 Deferred Compensation.........................................................................................................3 2.17 Department ............................................................................................................................3 2.18 Department Head ..................................................................................................................3 2.19 Direct Appointment 2.20 Domestic Partner....................................................................................................................3 2.21 Eligibility List .......................................................................................................................3 2.22 Employee ..............................................................................................................................3 2.23 Exempt Employees ...............................................................................................................3 2.24 Fringe Benefit(s) ...................................................................................................................3 i RESOLUTION NO. 2015-05 PAGE 4 OF 73 APRIL 14, 2015 k 2.25 Full-time Employee 2.26 Furlough ................................................................................................................................3 2.27 Interim Appointment .............................................................................................................3 2.28 Intermittent Service................................................................................................................4 2.29 Layoff....................................................................................................................................4 2.30 Leave .....................................................................................................................................4 2.31 Length of Service ..................................................................................................................4 2.32 Non-exempt Employee .........................................................................................................4 2.33 On-Call Employee ................................................................................................................4 2.34 Part-time Employee ..............................................................................................................4 2.35 Pay Rate ................................................................................................................................4 2.36 Personnel Officer ..................................................................................................................4 2.37 Position .................................................................................................................................4 2.38 Probationary Employee .........................................................................................................4 2.39 Promotion ..............................................................................................................................4 2.40 Regular Rate of Pay ..............................................................................................................4 2.41 Regular Employee 4 2.42 Probationary Release ............................................................................................................4 2.43 Seasonal Employee ...............................................................................................................5 2.44 Skelly Officer.........................................................................................................................5 2.45 Spouse.....................................................................................................................................5 2.46 Suspension ............................................................................................................................5 2.47 Temporary Appointment .......................................................................................................5 2.48 Termination ...........................................................................................................................5 2.49 Transfer .................................................................................................................................5 2.50 Work Day ..............................................................................................................................5 SECTION 3. CLASSIFICATION PLAN 3.1 Classification Plan ..................................................................................................................6 3.2 Reclassification ...........................:...........................................................................................6 ii RESOLUTION NO. 2015-05 PAGE 5 OF 73 APRIL 14, 2015 SECTION 4. RECRUITMENT, SELECTION PROCESS AND APPOINTMENTS 4.1 Job Announcement ........................................................:.........................................................7 4.2 Application Forms ..................................................................................................................7 4.3 Disqualification of Applications .............................................................................................7 4.4 Supplemental Information to Applications .............................................................................8 4.5 Examinations............................................................................................................................8 4.6 Eligibility Lists ........................................................................................................................9 4.7 Appointments ..........................................................................................................................9 4.8 Direct Appointments .............................................................................................................10 4.9 Probationary Employment ....................................................................................................10 4.10 Employment of Relatives ....................................................................................................11 SECTION 5. COMPENSATION 5.1 Compensation Schedule.........................................................................................................13 5.2 Pay Ranges..............................................................................................................................13 5.3 Application of Compensation Schedule.................................................................................13 �1 5.4 Recognition Award................................................................................................................14 5.5 "Y"Rate................................................:...............................................................................14 5.6 Out of Class Pay......................................................................................................................14 5.7 On-Call Pay............................................................................................................................14 5.8 Cost of Living Adjustment.....................................................................................................15 5.9 Salary Schedule Adjustments ................................................................................................15 5.10 Council Approval Required..................................................................................................15 SECION 6. HEALTH AND RETIREMENT BENEFITS ......................................................16 SECTION 7. ATTENDANCE AND HOURS OF WORK 7.1 Hours of Work .........................................:............................................................................17 7.2 Notification of Late Arrival or Absence ...............................................................................17 7.3 Meal Period ................................................................:..........................................................17 7.4 Rest Period ............................................................................................................................17 iii RESOLUTION NO. 2015-05 PAGE 6 OF 73 APRIL 14,2015 SECTION 8. OVERTIME 8.1 Work Week 8.2 Regular Rate of Pay ..............................................................................................................18 8.3 Overtime ...............................................................................................................................18 8.4 Prior Approval ......................................................................................................................18 8.5 Compensatory Time Off .......................................................................................................18 8.6 Employee Cash Out...............................................................................................................18 SECTION 9. PERFORMANCE EVALUATION 9.1 Performance Evaluations for Probationary Employees ........................................................19 9.2 Performance Evaluations for Regular Employees ................................................................19 9.3 Special Evaluations ...............................................................................................................19 9.4 Authority ...............................................................................................................................19 9.5 Performance Evaluation Meeting .........................................................................................19 9.6 No Appeal Right ...................................................................................................................19 SECTION 10. VACATION LEAVE AND HOLIDAYS 10.1 Scheduling of Vacation Leave.............................................................................................20 10.2 Unused Vacation Leave Upon Separation...........................................................................20 10.3 Effect of Holiday on Vacation Leave..................................................................................20 10.4 Floating Holidays.................................................................................................................20 10.5 Holiday Pay..........................................................................................................................20 SECTION 11. SICK LEAVE 11.1 Definition of Sick Leave .....................................................................................................21 11.2 Sick Leave Use ...................................................................................................................21 11.3 Abuse of Sick Leave ...........................................................................................................22 11.4 Excessive Use of Sick Leave ..............................................................................................22 11.5 Return to Work from Sick Leave ........................................................................................22 SECTION 12. OTHER LEAVES 12.1 Work Related Court Appearances 23 ...................................................................................... iv RESOLUTION NO. 2015-05 PAGE 7 OF 73 APRIL 14, 2015 12.2 Other Court Appearances.....................................................................................................23 12.3 Jury Duty Leave...................................................................................................................23 12.4 Military Leave......................................................................................................................23 12.5 Paid Administrative Leave ..................................................................................................23 12.6 Leave of Absence Without Pay............................................................................................24 SECTION 13. FAMILY AND MEDICAL CARE LEAVE ...................................................25 SECTION 14. PREGNANCY DISABILITY LEAVE ............................................................26 SECTION 15. RESIGNATION,LAYOFFS AND FURLOUGHS 15.1 Types of Separation ............................................................................................................27 15.2 Resignation .........................................................................................................................27 15.3 Job Abandonment ...............................................................................................................27 15.4 Layoff..................................................................................................................................27 15.5 Furloughs ............................................................................................................................27 SECTION 16. DISCIPLINE POLICY AND PROCEDURES 16.1 Causes for Discipline ..........................................................................................................28 16.2 Types of Discipline .............................................................................................................29 16.3 Discipline Procedures .........................................................................................................30 SECTION 17. GRIEVANCE PROCEDURE 17.2 Step I: Informal Resolution with Supervisor ......................................................................35 17.3 Step II: Department Head ...................................................................................................35 17.4 Step III: Personnel Officer ..................................................................................................35 17.5 Time Limits .........................................................................................................................35 SECTION 18. PERSONNEL FILE 18.2 Notification of Changes in Personal Information ...............................................................36 18.3 Medical Information............................................................................................................36 18.4 References and Release of Information in Personnel Files 37 v RESOLUTION NO. 2015-05 PAGE 8 OF 73 APRIL 14, 2015 37 18.5 Employee Access to Personnel File..................................................................................... SECTION 19. OUTSIDE EMPLOYMENT 19.2 Authorization.................................................................................................................:.....3 8 19.3 Determination of Inconsistent Activities.............................................................................38 19.4 Revocation ..........................................................................................................................39 19.5 Appeal.........................................................................................................6........................39 19.6 Use of City Equipment Prohibited ......................................................................................39 19.7 Violations and Penalties ......................................................................................................39 SECTION 20. DISCRIMINATION,HARASSMENT AND RETALIATION POLICY 20.7 Definitions ............................................................................................................................40 20.8 Complaint Procedure ..........................................................................................................42 20.9 Confidentiality ....................................................................................................................43 20.10 Responsibilities...................................................................................................................44 20.11 Dissemination of Policy .....................................................................................................45 SECTION 21. POLITICAL ACTIVITY POLICY..................................................................46 SECTION 22. DRUG AND ALCOHOL POLICY..................................................................48 22.7 Scope of Policy ...................................................................................................................48 22.8 Searches ..............................................................................................................................48 22.9 Drug and Alcohol Testing ...................................................................................................48 22.10 Employee's Responsibilities...............................................................................................49 22.11 Management Responsibilities ............................................................................................50 22.12 Drug-Free Awareness Program ..........................................................................................50 SECTION 23. USE OF CITY PROPERTY AND EQUIPMENT POLICY 23.4 Use of City Vehicles ...........................................................................................................51 23.5 Use of Privately Owned Vehicles........................................................................................52 23.6 Vehicle Operation Guidelines..............................................................................................53 23.7 Drivers License 54 vi RESOLUTION NO. 2015-05 PAGE 9 OF 73 APRIL 14, 2015 i ' ' SECTION 24: ELECTRONIC EQUIPMENT USE POLICY................................................55 24.4 Communication Through Other Systems or Networks........................................................56 24.5 Misuse..................................................................................................................................56 24.6 ' Consequences of Misuse......................................................................................................57 24.7 Access to Remote Email......................................................................................................57 24.8 City Email ...........................................................................................................................57 24.9 Cell Phone Use ....................................................................................................................57 24.10 Minimal Personal Use of Communications Equipment Permitted ...................................58 SECTION 25. SOCIAL MEDIA USE POLICY 25.3 Employee Use of Social Media ...........................................................................................59 SECTION 26. VIOLENCE IN THE WORKPLACE POLICY 26.2 Prohibited Behavior ............................................................................................................60 26.3 Weapons...............................................................................................................................60 26.4 Workplace Violence ............................................................................................................60 i 26.5 Incident Reporting Procedures ...........................................................................................60 26.6 Investigation ........................................................................................................................61 26.7 Management Responsibility................................................................................................61 26.8 Follow-Up Disciplinary Procedures ...................................................................................61 SECTION 27. OTHER EMPLOYEE CONDUCT POLICIES 27.1 Dress Code Policy ...............................................................................................................62 27.2 Tattoo Policy .......................................................................................................................62 27.3 Piercing Policy .....................................................:...............................................................62 27.4 Smoking Policy ...................................................................................................................63 APPENDIX A — LIST OF.AT-WILL EMPLOYEES — Moved to City of Grand Terrace Municipal Code, Section 2.24.020 APPENDIX B—COMPENSATION,BENEFITS AND LEAVE BUY-BACK APPENDIX C—FURLOUGH PROVISIONS—Moved to Appendix B vii RESOLUTION NO. 2015-05 PAGE 10 OF 73 APRIL 14, 2015 SECTION 1. INTRODUCTION 1.1 Purpose — These personnel rules and regulations of the City of Grand Terrace ("City") are adopted to ensure complete understanding of personnel policies by the City's employees, to develop fairness of application throughout the City's several departments, and to serve as guidelines for the administration of Personnel matters. The City reserves the right to change or modify the terms and conditions set forth at its discretion and without prior notice to employees. These rules do not constitute a contract of employment. Nor shall these rules be interpreted to create a property interest in employment with the City. 1.2 Applicability of Rules —Unless otherwise specified in the rules, these rules shall apply to all individuals employed by or volunteering for the City. 1.3 Equal Employment Opportunity — The City affords equal employment opportunity for all qualified employees and applicants as to all terms of employment, including compensation, hiring, training, promotion, transfer, discipline and termination. The City prohibits discrimination against employees or applicants for employment on the basis of race, color, religion, sex, gender, gender expression, gender identity, national origin, ancestry, citizenship, age, marital status, physical or mental disability, medical condition, genetic information, sexual orientation, veteran status or any other basis protected by law. Employees who ,believe they have experienced any form of employment discrimination are encouraged to report this immediately-using the complaint procedure set forth in the Discrimination, � Harassment and Retaliation Policy set forth herein. 1 RESOLUTION NO. 2015-05 PAGE 11 OF 73 APRIL 14, 2015 SECTION 2. :DEFINITIONS 2.1 Active Service— shall mean actual time worked, holidays with pay, leaves of absence with pay, leaves of absence without pay not to exceed 14 calendar days, and leaves of absence without pay not to exceed one year for which Worker's Compensation is paid: It:shall ...... also include Saturdays and:Sundays or other regular days off which are immediately preceded or immediately followed by other time worked. 2.2... Advancement—:shall mean a salary—increase.within a range of compensation: provided for each position, which'is conditioned upon a given minimum term of meritorious service in the same position and which is made without examination. 2.3 Applicant shall mean a person who has made application-to take a-City examination. 2.4 Appointing;Authority shall mean the City Manager. 2.5 Appointment - shall mean the.offer to, and acceptance by, a person of a position either on a regular or.ternporary.basis. 2.6 At-Will Employee.- shall mean an employee who: serves at the pleasure of the City.; An at-will employee may be.removed at any time without cause or right to appeal. An ., . employee who moves into an at-.will position from:regular status shall be an at-will:employee. The;list of all current at=will positions shall be referenced in Appendix A to the;rules. All probationary employees are at-will employees.. 2.7 Certification — shall mean endorsement as meeting required minimum standards for a vacant position. -2. Child Care Employee—shall mean.an employee of the Child Care Center of the.City. 2.9 Class: or Classification _ shall mean a group of positions, with such similarity in respect:to their duties and:responsibilities that similar requirements as to education, experience, knowledge, and ability should be demanded of incumbents, that similar tests of fitness maybe used to choose qualified employees, and that the same schedule of compensation may apply with equity under substantially the same employment conditions. 2.10: : Classification Plan—shall:mean the:official or approved:system'of grouping positions into appropriate classes. .2.11 ... .....Classified Service—. .shall mean:all offices, positions, and employment in the. ... . City service, except those expressly designated as unclassified in City Ordinances.- 2.12 Compensation.- shall_mean any salary, wage, fee, allowance.-paid to an employee for performing the duties.and exercising the responsibilities of a position. 2.13 Compensation-Plan — shall mean the official schedule of pay approved by -the City Council assigning one salary or wage range to each class title. 2 RESOLUTION-NO. 2015-05 PAGE 12 OF 73 APRIL 14, 20.15: _. _ ... .... ... .... .... ....... ..... 2.14: Compensatory Time Off (CTO) = Time accrued or taken off from work,:. with pay,in lieu of paid overtime compensation. 2.15 Continuous Service—shall mean City service uninterrupted by separation. 2.16 Deferred Compensation=shall mean tax-deferred monies held in an account until:time of termination or retirement from the City. 2..17 Department -'shall.mean an.administrative branch, including a group, of employees.under the.immediate charge of a department head, 2.18 Department Head —_ shall mean the head of a City department; and also includes.the City:Clerk. .... ... 2.19 Direct Appointment shall mean an appointment _within City. service - which.: is authorized to::.be made.: foregoing otherwise. required: recruitment, testing and appointment processes; typically limited to the City Manager aiid CityAttorney. 2.20 Domestic Partner shall mean two adults wh_o have chosen to share one anther's lives:in an intimate:and committed:relationship.of mutual caring; as may from time to . time:be,defined in.the California Family Code.;. 2.21 ' Eli ig bility List—shall mean the ranking of eligibility for a vacancy in order - of overall qualification. 2.22 Employee.- shall mean an individual.:who is legally an incumbent.of a position in the classified service, or who is on leave of authorized absence with the right to return_ to his.position:.. 2.23. , Exempt Employees — shgR;mean.:an :employee who 'is.:designated by the.. Classification Plan as,pexempt from the overtime requirements :under the:Fair Labor Standards Act; (FLSA). Exempt ;employees shall:not receive compensation for overtime work. : Their monthly salary shall be considered full compensation for all hours worked. A list of all current exempt,positions.shall be referenced.in the City's Classification Plan. 2.24 Fringe Benefits) — shall-mean an employment benefit (health insurance; paid:holiday, etc.).granted:by an employer that .involves a money,cost without affecting basic wage rates:... :.. 2.25 Full-time:Employee.—.shall mean an employee whose position is budgeted to.work 40.hours per.week. Full=time employees receive benefits. .... . ..... ... .... ..... 2.26. Furlough—shall mean the temporary modification of normal working hours or benefits for reasons of economy; efficiency or-non-disciplinary reason. 2.27 Interim Appointment-shall mean a short-term appointment made from an eligibility list. 3 RESOLUTION-NO. 2015-05 PAGE 13 OF 73 APRIL 14,2015 2.28 Intermittent Service- shall mean City service interrupted by separation. 2.29 Layoff — shall mean the involuntary separation of an employee from a position for reasons of economy, efficiency or other non-disciplinary reason. 2.30 Leave—shall mean an approved type of absence from work as provided for by these rules. 2.31 Length of Service—shall include Saturdays, Sundays, and other regular days off which are immediately preceded or immediately followed by normal work days. 2.32 Non-exempt Employee— shall mean an employee who is not designated by the City Manager as exempt from the overtime requirements under the FLSA. Non-exempt employees are eligible to receive compensation for overtime work. 2.33 On-Call Employee — shall mean an employee that does not work a regular schedule, and works intermittently as needed. 2.34 , Part-time Employee — shall mean an employee whose position is budgeted to work less than 40 hours per week. Part-time employees may receive benefits as provided herein. 2.35 Pay Rate—shall mean a specific dollar amount expressed as either an annual rate, a monthly rate, a semimonthly rate, a biweekly rate, or an hourly rate. 2.36 Personnel Officer — shall have the same meaning as the Grand Terrace Municipal Code, Section 2.24, including such amendments to that Section as may from time to time be made. 2.37 Position— shall mean a specific office of employment, whether occupied or vacant, calling for the performance of certain duties and the carrying of certain responsibilities by one individual, either on a full-time or part-time basis. 2.38 Probationary Employee — shall mean an employee serving in the probationary period of employment. Probationary employees are at-will employees. 2.39 Promotion — shall mean elevation of an employee to a position which requires a greater level of skills, and has a maximum salary higher than that of the employee's former position. 2.40 Regular Rate of Pay — is defined under the FLSA and is determined by dividing the employee's total remuneration for employment in any work period by the total number of hours that remuneration is intended to compensate. 2.41 Regular Employee — shall mean an employee who satisfactorily completes probationary service and maintains continuing regular appointment. 2.42 Probationary Release — shall mean the dismissal from City service of an employee who has not successfully completed the probationary period, or the return of a regular 4 RESOLUTION NO. 2015-05 PAGE 14 OF 73 APRIL 14, 2015 employee to a position in which the employee previously acquired regular status who did not successfully complete a promotional probationary period. 2.43 Seasonal Employee—shall mean an employee hired on a temporary basis to work only a part of the year due to seasonal employment. Seasonal employees do not receive any City benefits. 2.44 Skelly Officer— shall mean the City official designated as having authority to render a final disciplinary decision in the pending matter; typically the department head or equivalent, or the City Manager. 2.45 Spouse — a person with who exists a matrimonial relationship recognized under the laws of the State of California. 2.46 Suspension— shall mean a temporary separation of an employee from City service for disciplinary purposes or pending the completion of an investigation of charges made against an employee. Suspensions shall be without pay unless the employee is notified otherwise by the City. 2.47 Temporaa Appointin — shall mean an appointment not made from an eligible list for short-term employment of less 1,000 hours per fiscal year or less than 125 days per fiscal year. Unless specifically provided herein, temporary employees do not receive any City benefits. 2.48 Termination — shall mean the separation of an employee from City service because of retirement, resignation, death or dismissal. 2.49 Transfer — shall mean assignment of an employee from one position to another position having the same maximum salary range, and requiring substantially the same level of skills. A transfer can take place within a department, between departments, between positions of the same class, or between positions of different classes. 2.50 Work Dav — shall mean the scheduled number of hours an employee is required to work per day. _v 5 RESOLUTION NO. 2015-05 PAGE 15 OF 73 APRIL 14,2015 SECTION 3. CLASSIFICATION PLAN 3.1 Classification Plan — The Personnel Officer shall ascertain and record the duties and responsibilities of all positions in the classified service and, after consulting with affected department heads, shall recommend a classification plan for such positions. The plan and any revisions thereof shall become effective upon approval of the City Council. (a) Following the adoption of the classification plan, the Personnel Officer shall allocate every position in the classified service to one of the .classifications established by the plan. (b) When a new position is created, and before such position may be filled, no person shall be appointed or employed to fill the position until the classification plan has been amended to provide for the new position. 3.2 Reclassification — The Personnel Officer may initiate a reclassification review to determine whether the duties of a position necessitate reclassification of the position to a more appropriate classification. Upon completion of the reclassification review, the Personnel Officer shall make a recommendation regarding reclassification to the City Council. (a) The Personnel Officer shall determine whether to maintain or change the annual performance review date of a reclassified employee. i 6 _ RESOLUTION NO. 2015-05 PAGE 16 OF 73 APRIL 14, 2015 i SECTION 4. RECRUITMENT, SELECTION PROCESS AND APPOINTMENTS 4.1 Job Announcement — Whenever an open competitive examination is to be utilized to fill a position, upon authorization of the Personnel Officer, an appropriate flyer shall be posted on the City's website and as otherwise deemed appropriate by the Personnel Officer. The announcement shall include: - The title and pay for the position; - FLSA Status (exempt or non-exempt and basis thereof); - The nature of the work to be performed; - The minimum qualifications; - A statement whether the position is at-will; - The time and place of the examination, if known, and/or if a psychological examination, and/or a drug screen will be required following a conditional offer of employment; and - Such other information as determined in the discretion of the Personnel Officer. In instances where posting a job announcement would detrimentally delay the filling of a vacancy, the City, in its sole discretion, may dispense with this requirement and fill the position from immediately available sources. t 4.2 Application Forms —Job applications shall be made on forms authorized by the Personnel Officer. Such forms shall require information covering training, experience, and other pertinent information as deemed necessary by the Personnel Officer. Defective, incomplete, or untimely applications may be returned to the applicant with notice to amend and re-file, provided that the time for receiving applications has not expired. Whenever an application is rejected, notice of such rejection shall be mailed or emailed to the applicant by the Personnel Officer. Applications received at times other than following announcements as set forth above shall be destroyed or returned to the applicant at the discretion of the Personnel Officer. 4.3 Disqualification of Applications — The Personnel Officer may reject any application which is not properly completed or which indicates on its face that the applicant does not meet the minimum qualifications for the position. Applications may also be rejected for reasons, which, in the judgment of the Personnel Officer would render the applicant unsuitable for the position. Whenever an application is rejected, the Personnel Officer shall mail the notice of such rejection to the applicant. Defective applications may be returned to the applicant with notice of the defect, provided the time limit for receiving applications has not expired when the defect is detected. Although the Personnel Officer is not required to return defective applications, all defective applications during any recruitment must be treated identically. 7 RESOLUTION NO. 2015-05 PAGE 17 OF 73 APRIL 14, 2015 4.4 Supplemental Information to Applications — Applicants may be required to provide supplementary information, including but not limited to: - Resumes; - Licenses; - Certifications; - Diplomas; - Letters of recommendation; and - References. Although such supplementary information may be used in evaluating an individual applicant's qualifications, it shall'not substitute for a completed application form. Should an applicant be appointed to a position, the supplemental information shall become a part of the individual's permanent employment records. 4.5 Examinations (a) The Personnel Officer will determine the manner and methods of administering examinations. All examinations shall be job-related. (b) Examinations shall be competitive and may consist of written tests, oral tests, performance tests, evaluations of prior training and performance, experience and education, interviews, style assessments, file review, or any combination thereof. Tests shall be administered in a manner that provides all qualified applicants a fair and reasonable opportunity to demonstrate their skills, as those skills relate to the vacant position. Some positions may require a background check. The Personnel Officer will determine what is fair and reasonable as it relates to this paragraph. (c) The content of all examinations designed to differentiate between qualified applicants shall be kept confidential prior to the administration of the examination. The nature of the examination (oral, written, or practical) shall be communicated to all applicants so that each applicant may come to the examination prepared to demonstrate their skills, as those skills relate to the vacant position. The method of communication shall be similar for all applicants. (d) Appointment to certain positions may be made contingent upon the applicant/employee passing a job-related medical and/or psychological examination to the satisfaction of the Personnel Officer following a conditional offer of employment. Such examination shall only be required after a conditional offer of employment has been made. (e) Applicants who receive .a conditional offer of employment may need to successfully complete drug and alcohol testing prior to their initial employment by the City. 8 RESOLUTION NO. 2015-05 PAGE 18 OF 73 APRIL 14, 2015 (f) Any medical records will be kept confidential and will be kept separately from non-medical personnel records. Such records are accessible only by the Personnel Officer, the City's legal counsel, first aid and safety personnel in case of emergency, and supervisors who are responsible for identifying reasonable accommodations. Medical records and information contained therein must be released if so required by state or federal law ; to ensure the utmost confidentiality required by law, only the minimum necessary amount of information will be released (g) No person shall be denied employment or failed on a pre-employment medical and/or psychological examination because of a physical or mental disability if such person can perform the essential functions of the job for which they received a conditional offer of employment with or without reasonable accommodation unless the applicant/employee cannot perform the job without presenting a direct threat to the health and safety of himself/herself or others or without creating undue hardship for the City. 4.6 Eligibili Lists (a) After completion of an open or promotional examination, the Personnel Officer shall prepare an eligibility list consisting of the names of candidates who passed the examination arranged in order of final score from the highest to the lowest (or arranged alphabetically). (b) Notwithstanding any other provision of these rules, if there are less than 3 names on an eligibility list, the Personnel Officer may declare such list void and fill the position by any method permitted by these rules, including but not limited to, undertaking new recruiting and testing procedures. (c) Eligibility lists shall become effective upon the certification by the Personnel Officer and remain in effect for 12 months, unless the eligibility list is for a classification for which there is continuous recruitment. A successful applicant who has been determined eligible for appointment for a classification for which there is a continuous recruitment shall remain on the list for 12 months. (d) A person appearing on an eligibility list shall be removed from the list pursuant to written request by the eligible person, or if the eligible person fails to respond to notification of an opening from the Personnel Officer. It is the responsibility of the eligible person to keep the Personnel Officer informed of his/her current address, phone number and other required contact information. 4.7 Appointments (a) The Personnel Officer shall make all appointments other than direct appointments. The Personnel Officer shall decide in what manner a vacancy shall be filled. Vacancies may be filled by reinstatement, promotion, transfer, demotion, appointment of hourly employees, or from an appropriate eligibility list if available. No specific list shall have priority over other lists. 9 RESOLUTION NO. 2015-05 PAGE 19 OF 73 APRIL 14, 2015 (b) An eligible applicant may be appointed to a position other than for the one which the applicant originally applied. (c) When a position is to be filled from a promotional or open eligibility list, the Personnel Officer may choose'from the specified list one of the top three candidates on the eligibility list. If no person among the top three candidates indicates a willingness to accept the appointment, or if the Personnel Officer does not choose from the top three candidates,the Personnel Officer or designee may make the appointment from among the remaining names on the eligibility list, may request a new examination and establish a new eligibility list, or may fill the position by any other method authorized by these rules. (d) The person accepting appointment shall report to the Personnel Officer or designee on the date designated by the Personnel Officer. Otherwise, the applicant shall be deemed to have declined the appointment. 4.8 Direct Appointments — Positions deemed direct appointments by the City may be filled by direct appointment by the City Council. 4.9 Probationary Employment (a) The probationary period shall be regarded as a part of the testing process and shall be utilized for closely observing the employee's work to determine the employee's fitness for the position. (b) Regularppointments —All regular appointments to positions other than at-will positions shall be tentative and subject to a probationary period of one year of actual and continuous service. The Personnel Officer may extend the probationary period for an additional period of up to six months of actual and continuous service. An employee subject to an extension of the probationary period shall be given written notice of the extension, including the period thereof. (c) Promotional Appointments—All promotional appointments shall be tentative and subject to a probationary period of six months of actual and continuous service. Upon successful completion of the promotional probationary period, the completion date shall be the employee's new annual evaluation date. (1) An employee serving in a probationary promotional position does not acquire regular status in the promotional position until the successful completion of the probationary period. (2) If the employee fails to complete the probationary period in the promotional position satisfactorily, the Personnel Officer, at his/her discretion,may return the employee to the position held prior to promotion at the range and step held prior to promotion, if there is a vacancy in the prior position. However, should the position no longer be available, the employee may be terminated. 10 RESOLUTION NO. 2015-05 PAGE 20 OF 73 APRIL 14,2015 (d) All probationary employees are at-will employees. Accordingly, during the probationary period, a probationary employee may be rejected at any time with or without cause, without notice or appeal, and without any rights set forth under the Discipline Policy and Procedures provided herein. 4.10 Employment of Relatives— (a) The following definitions apply: (1) "Relative" means spouse, domestic partner, child, step-child, parent, grandparent, grandchild, brother, sister, half-brother, half-sister, aunt, uncle, niece, nephew, or in-laws of those enumerated by marriage or domestic partnership. (2) "Spouse" means two persons who have a valid marriage, or two people who are registered domestic partners, as that term is defined by California law,Family Code Section 297 et seq. (3) "Supervisory relationship" means one in which one employee exercises the right to control, direct, reward, or punish another by virtue of the duties and responsibilities assigned to his or her City appointment. (b) Relatives—The City has discretion not to appoint, promote or transfer a person to ` a position within the same department in which the person's relative already holds a position, when such employment would result in any of the following: (1) A direct or indirect supervisory relationship; (2) The two employees having job duties which require performance of shared duties on the same or related work assignment; (3) Both employees having the same immediate supervisor; or (4) A potential for creating an adverse impact on supervision, safety, security, morale or efficiency that is greater for relatives than for unrelated persons. (c) Spouses or Domestic Partners (1) If two City employees who work in the same department become spouses or domestic partners, the Personnel Officer has discretion to transfer one of the employees to a similar position in another department. Although the wishes of the employees in question will be given consideration, the Personnel Officer retains sole discretion to determine which employee is to be transferred based upon City needs, operations, or efficiency. Any such transfer that results in a salary reduction is not disciplinary and is not subject to any grievance or appeal. 11 RESOLUTION NO.2015-05 PAGE 21 OF 73 APRIL 14, 2015 (2) If continuing employment of both employees cannot be accommodated in a manner the Personnel Officer finds to be consistent with the City's interest in the promotion of safety, security, morale, and efficiency, then the Personnel Officer retains sole discretion to separate one employee from City employment. Absent the resignation of one employee, the less senior employee will be separated. Any such separation is not considered to be disciplinary and is not subject to any grievance or appeal. 12 RESOLUTION NO. 2015-05 PAGE 22 OF 73 APRIL 14, 2015 j SECTION 5 COMPENSATION 5.1 Compensation Schedule - The compensation schedule for classified service shall include a list of classes of positions by occupational group, with the standard rates of compensation shown for each class. All rates shown on the official compensation schedule and conditions set forth therein are in full payment'for services rendered and are intended to cover full payment for the number of hours regularly worked in each class. 5.2 Pay Ranges - The City has policy pay ranges which define the minimum and maximum pay for each job. 5.3 Application of Compensation Schedule - The pay range, as set forth for each classification, shall be applied as follows: (a) New Appointments - Each position has a pay range which consists of minimum and maximum rates of pay. The minimum rate for the position shall generally apply to new employees with little or no experience within the classification. When qualifications and experience warrant, an original appointment or reinstatement may be made at a rate other than the minimum rate. The City Manager will decide the new appointment rate based, in part, on the experience and training of the employee and according to the needs of the City. (b) Normal Advancements - After a full-time employee successfully completes six months of service, the employee is eligible for a rate increase. It is up to the employee's department head to recommend the amount of increase based on the employee's performance record to the City Manager. Thereafter, increases may be considered at annual evaluation dates. The date that the employee receives his/her first increase will be the annual evaluation date. Employees that demonstrate consistent superior performance may receive advancements outside the normal procedure based on the merit of the performance and the discretion of the City. (c) Part-Time Employees shall be eligible for a merit increase upon satisfactory completion of the first 1,040 hours of service in a new position; and once every 2,080 hours thereafter if supported by a satisfactory performance evaluation. (d) Advancement Provisions - No rate advancement shall be made so as to exceed any maximum rate established in the compensation schedule for the class to which the advanced employee's position is allocated, except as otherwise may be provided for in the rules. Advancement shall not be automatic,but shall depend upon increased service value of an employee to the City as exemplified by the recommendations of his/her department head, length of service, performance record, special training undertaken, or other pertinent evidence, within the advancement policy established by the compensation schedule. The advancement of an employee, therefore, is one in which actual merit and not time alone governs. An employee shall be recommended for salary increases only (- when he/she clearly deserves advancement as indicated by at least a competent rating on 13 RESOLUTION NO. 2015-05 PAGE 23 OF 73 APRIL 14, 2015 his/her last performance evaluation, and not simply according to the elapse of a time period. (e) Transfer to Position Within the Same Classification - When an employee is transferred to a position within the same classification to a position with the same pay range, there shall be no salary increase or decrease because of such transfer. The employee's salary evaluation date shall remain the same. 5.4 Recognition Award - The City Manager may, at his/her discretion, grant a onetime recognition award in an amount up to 5% of an employee's salary when an employee on his/her own initiative and by his/her own efforts and abilities is rendering service above the level of proficiency normally expected in the class or is producing results consistently superior to that normally expected of employees in the class. An employee may only receive one such bonus per fiscal year. 5.5 "Y" Rate - -An employee holds the "Y" rate of the pay range when the employee is reclassified to a position with a lower maximum salary than the employee's existing base salary. An employee at the "Y" rate maintains the "Y" rate (i.e. existing base salary) until the maximum salary in the reclassified position meets or exceeds the "Y" rate. Assignment to "Y"rate is at the discretion of the City. 5.6 Out of Class Pay-An employee who is temporarily directed by the City Manager to serve in a higher-level position above the employee's current classification shall be compensated at the salary of the higher level position. In order to qualify for out of class pay, the following i requirements must be met: (a) The employee must assume substantially the full range of duties and responsibilities of the higher-level position. (b)The employee must first work at least 30 days in the higher-level position. Temporary assignments out of class shall be recorded in full-shift units only. Therefore, an employee working out of class for less than one full shift will not be credited with working out of class service time. (c) Time worked out of class in the higher-level position shall not earn credits toward the completion of probationary period requirements in the position. (d) An employee who has qualified for out of class pay will be compensated at the minimum rate established for the higher class for each completed work shift served in the higher class after 30 days have been completed. In the event of overlapping pay ranges, a one-step differential shall be paid for out-of-class assignments. The higher rate of pay shall be used in computing overtime when authorized overtime is served in a nonexempt, out-of-class work assignment. The overtime rate shall be the rate established by the overtime regulations that apply to the higher class. 5.7 On-Call Pay - Employees placed in an on-call status for a period of one week shall receive their choice of either seven hours of paid straight time or nine hours of compensatory time off for r' 14 RESOLUTION NO. 2015-05 PAGE 24 OF 73 APRIL 14, 2015 that week. Employees assigned to be on-call while not on duty shall remain within the range of the electronic communication device provided to him/her and be available to respond to the specified work site within a half hour. When an employee is called out, he/she will be paid for a minimum of two hours at the employee's applicable hourly rate. 5.8 Cost of Living Adjustment COLA). As a part of the City's annual budget process, the City will assess the feasibility of providing a cost of living adjustment to employee salaries. (a) Such cost of living adjustment shall be based on the Consumer Price Index - All Urban Consumers (CPI-U)Los Angeles-Riverside-Orange County, CA. (b) If the City's budget permits a cost of living adjustment, such adjustment shall be equal to the CPI-U,up to a maximum of 5%. (c) Unless otherwise required by law or by contract, no cost of living adjustment shall be given to any class of employees unless all classes are also adjusted. (d) Any allowed cost of living adjustment shall take effect on the first pay-period in which the first day of the fiscal year falls. 5.9 Salary Schedule Adjustments. Every three years, as a part of the City's budget process, the City shall conduct a salary survey to determine whether existing salary levels are appropriate to the current job market. (a) The survey will be conducted for all City positions regardless of whether or not the position is currently funded. (b) Conducting a survey does not create an obligation for the City to implement salary changes. (c) Unless otherwise required by law or by contract, no rate adjustment shall be given unless warranted by the salary survey. (d) Any allowed rate adjustment shall take effect on the first pay-period in which the first -day of the fiscal year falls. 5.10 Council Approval Required. No changes to rates shall be made under sections 5.8 and 5.9 without prior approval of the City Council. Any such change under this section shall be approved by resolution of the City Council. Such resolution shall indicate whether it is implementing a COLA or amending the Salary Schedule of the City's Classification Plan. I 15 RESOLUTION NO. 2015-05 PAGE 25 OF 73 APRIL 14, 2015 SECTION 6 HEALTH AND RETIREMENT BENEFITS Defined in the Statement of Benefits originally adopted as Resolution 2015-XX and inclusive of any subsequent amendments as from time to time, including without limitation each fiscal year, may be adopted. 16 RESOLUTION NO. 2015-05 PAGE 26 OF 73 APRIL 14, 2015 SECTION 7 ATTENDANCE AND HOURS OF WORK 7.1 Hours of Work—Work schedules are determined at the sole discretion of the Department Head and are subject to change with or without notice, according to the needs of the department or City. An employee shall be in attendance at their work during the hours specified by the Department Head. Any unauthorized absence may be cause for disciplinary action, up to and including discharge from employment. (a) Arriving late to work or leaving early in connection with scheduled work times, breaks, or meal periods is prohibited. An employee is required to seek advance permission from his or her supervisor for any foreseeable absence or deviation from regular working hours. 7.2 Notification of Late Arrival or Absence — An employee who is unexpectedly unable to report for work as scheduled must notify his or her immediate supervisor no later than the scheduled work time and report the expected time of arrival or absence. If the employee's immediate supervisor is not available, the employee must notify the Department Head. A non- exempt employee who fails to timely notify the supervisor of absences, or who is not present and ready to work during all scheduled work times will be deemed to have an unauthorized tardy or absence and will not receive compensation for the period of absence. 7.3 Meal Period — A one hour non-compensated meal period shall be provided to all full-time employees who work at least an eight hour work day. A 30 minute non-compensated meal period shall be provided to all full-time employees who work more than five hours, but less than eight hours during the work day. Employees are responsible for taking their own meal period at the approximate mid-point of the shift,unless department rules indicate otherwise. 7.4 Rest Period—A 15 minute compensated rest period will be provided all employees for each four hour period of service. The rest period shall be taken at a time designated by the employee's supervisor. The rest periods may not be combined to shorten the workday or to extend the meal period. 17 RESOLUTION NO. 2015-05 PAGE 27 OF 73 APRIL 14, 2015 SECTION 8 OVERTIME 8.1 Work Week—The workweek begins at 12:00 a.m. on Saturday and ends at 11:59 p.m. on Friday. Employees working a 9/80 schedule will have a flex day off every other week as determined by the City. For employees working a 9/80 work schedule, each employee's designated work week shall begin exactly four hours after the start of his/her eight hour shift on the day of the week that corresponds with the employee's alternating regular day off. 8.2 Regular Rate of Pay — A non-exempt employee's regular rate of pay is the employee's hourly rate,based on the normal, non-overtime workweek for which the employee is employed. 8.3 Overtime—Overtime is all hours a non-exempt employee actually works over 40 in his or her work week. Overtime is compensated at 1.5 times the Fair Labor Standards Act regular rate of pay. Only actual hours worked will be counted toward the 40-hour threshold for purposes of calculating FLSA overtime pay. 8.4 Prior Approval —Non-exempt employees are not permitted to work overtime except as the department director authorizes or directs. Non-exempt employees directed to work overtime must do so. Working overtime without advance approval is grounds for discipline. 8.5 Compensatory Time Off— A non-exempt employee, for the purposes of the Fair Labor Standards Act, may opt to accrue compensatory time-off("CTO") in lieu of cash payment for overtime worked. (a) Accrual Rate—CTO accrues at the rate of 1.5 hours for each hour worked over 40 hours of actual work in the employee's work week. CTO cannot be accumulated in excess of 80 hours at any given time. (b) Employee Request to Use CTO — The City will grant an employee's request to use accumulated CTO provided that: (1) the. department can accommodate the use of CTO on the day requested without undue disruption; and (2) the employee makes the request in writing to the supervisor no later than five days prior to the date requested. If the employee does not provide five days' notice, or if the department cannot accommodate the time off, the City may provide the employee the opportunity to cash out the CTO requested at the end of the current pay period. (c) City Cash Out—The City reserves the right to cash out accumulated CTO at any time. 8.6 Employee Cash Out—During employment, CTO is cashed out at the employee's current FLSA regular rate of pay (including all FLSA-applicable salary differentials). Employees separating from City service shall be compensated for all accrued,unused compensatory hours at the current FLSA regular rate of pay, or the average regular rate for the prior three years, whichever is higher. 18 RESOLUTION NO. 2015-05 PAGE 28 OF 73 APRIL 14, 2015 SECTION 9 PERFORMANCE EVALUATION 9.1 Performance Evaluations for Probationary Employees — Prior to the completion of six months and 12 months during the probationary period, the department head shall furnish the Personnel Officer with a performance evaluation as to the progress of the probationary employee, a copy of which shall also be furnished to the employee. (a) The preparation of the six and 12 month performance evaluations shall be mandatory. (b) Prior to the completion of three months and nine months during the probationary period, the department head may furnish the Personnel Officer or designee with a performance evaluation as to the progress of the probationary employee, a copy of which shall also be furnished to the employee. The preparation of the three and nine month performance evaluations shall be optional. 9.2 Performance Evaluations for Regular Employees—Performance evaluations for a regular employee shall be prepared at the time of the employee's salary anniversary dates, provided that the employee may, in addition, be given a report of performance at any other time during the year upon his/her own request and/or at the discretion of the Department Head. 9.3 Special Evaluations — Department Heads are authorized to evaluate a subordinate's performance as often as he/she deems appropriate. 9.4 Authority— The Personnel Officer shall determine the appropriate supervisor to prepare the performance evaluation of an employee. The Department Head shall review and approve all performance evaluations of subordinates in his/her department. The City Manager shall review and approve all performance evaluations of Department Heads or any other employees under his/her supervision. 9.5 Performance Evaluation Meeting—Each performance evaluation shall be discussed with the employee. The employee shall sign the evaluation to acknowledge its contents. Such signature shall not necessarily mean he/she fully endorses the contents of said evaluation. 9.6 No Appeal Right—An employee does not have the right to appeal any matter relating to a performance evaluation. Instead, the employee may comment on the evaluation in a written statement which will then be placed with the evaluation in the employee's personnel file. The written statement must be submitted within 10 calendar days after the employee receives the evaluation. l 19 RESOLUTION NO. 2015-05 PAGE 29 OF 73 APRIL 14, 2015 SECTION 10 VACATION LEAVE AND HOLIDAYS 10.1 Scheduling;of Vacation Leave—An employee may take vacation leave at any time during the year, subject to approval by the employee's Department Head based on a determination that such absence will not adversely affect the City. Each employee must consider the needs of the City when requesting vacation leave. An employee shall provide a minimum of one week's written advance notice, unless waived by the Department Head, when requesting vacation time off. 10.2 Unused Vacation Leave Upon Separation — Any employee terminating from the City service who has accrued vacation leave shall be paid for all accrued vacation at termination at his/her rate of pay at the time of separation. No leave credit will be earned on such payments. 10.3 Effect of Holiday on Vacation Leave—In the event one or more authorized holidays fall within a vacation leave, such holiday shall not be charged as vacation leave, and the vacation may be extended accordingly. 10.4 Floating Holidays — City Hall employees entitled to holidays shall receive two floating holidays per calendar year. Child Care employees entitled to holidays shall receive three floating holidays per calendar year. (a) Floating holidays must be used by the end of the corresponding calendar year. Any time not used will be cashed out on the last pay period of the calendar year. (b) Floating holidays may be used in conjunction with any designated holiday subject } to advanced approval by the Department Head. 10.5 Holiday Pay — Employees entitled to holidays shall be paid the equivalent of the employee's one work day of compensation for the holiday and floating holiday. If a non-exempt employee is required to work on a holiday, the employee shall be paid overtime for time worked on the holiday. 20 RESOLUTION NO. 2015-05 PAGE 30 OF 73 APRIL 14, 2015 SECTION 11 SICK LEAVE 11.1 Definition of Sick Leave — Sick leave is leave from duty which may be granted by the City to an employee because of the employee's own illness, injury, exposure to contagious disease; or for an illness or injury of a member of the employee's immediate family requiring the employee's attendance; and for medical, dental and optical appointments to the extent that such appointments cannot be scheduled outside the work day. (a) An employee's immediate family member shall include the employee's: spouse; domestic partner; children; or mother or father. 11.2 Sick Leave Use (a) An employee may be granted sick leave only in case of actual sickness as defined above. Only one half of the employee's yearly accrued sick leave may be used because of the illness of an immediate family member. In the event that an employee or a member of the employee's immediate family recovers from any such sickness after being granted sick leave, and during the regularly scheduled hours of work, then such employee shall notify the' appropriate immediate supervisor and be available to return to duty. (b) In order to apply for sick leave use, an employee shall notify the appropriate immediate supervisor within one hour before the time established as the beginning of the employee's work day; unless the City determines that the employee's duties require more restrictive reporting. Failure to do so without good reason may result in that day of absence being treated as leave of absence without pay. (c) If the employee is absent on sick leave for more than one day the employee must keep the immediate supervisor informed as to the date the employee expects to return to work. (d) Sick leave will not be granted to any employee absent from duty as a result of any sickness, injury or disability purposely self-inflicted or caused by willful misconduct. (e) Sick leave will not be granted to any employee absent from duty after separation from City service, or during a City authorized leave of absence without pay, or any other absence from duty not authorized by the City. (f) Sick leave will not be granted to any employee to permit an extension of the employee's vacation. (g) Sick leave will not be granted to any employee during the first six full calendar months of the employee's employment. However, on the successful completion of six months of employment, the employee will be credited with sick leave that would otherwise have been accrued during those six months as provided in this policy. 21 RESOLUTION NO. 2015-05 PAGE 31 OF 73 APRIL 14,2015 (h) The City may require a physician's certification at any time regarding the sickness or injury of the employee or their immediate family member and the date of the employee's intended return to work. (i) Employees will not be permitted to use vacation in lieu of sick leave unless approved by the Personnel Officer. (j) Supervisors have the discretion to place employees on sick leave when, in the judgment of the supervisor, the presence of the employee at work would endanger the health and welfare of other employees, the public, or where the illness or injury of the employee interferes with the performance of such employee's duties. 11.3 Abuse of Sick Leave — An employee is subject to disciplinary action for abuse of sick leave. Abuse of sick is a claim of entitlement to sick leave when the employee does not meet the requirements and definition of sick leave as set forth above. 11.4 Excessive Use of Sick Leave — Unprotected sick leave is leave which is not used in connection with FMLA/CFRA leave, leave due to a reasonable accommodation for a disability, or any other leave that is protected under the law. (a) Excessive use of unprotected sick leave, tardiness, and failing to use the call-in procedures when absent or tardy, can negatively impact the employee's job performance and may be considered in establishing the employee's performance evaluation rating. 1 (b) Factors that will be considered in determining whether use of sick leave is excessive include, but are not limited to, whether the employee has exhausted his/her sick leave, whether the leave taken is protected under the law, whether the employee has a disability,whether absenteeism is limited to a finite time period or whether it continues over time, the basis for the absenteeism and the significance of the impact on the performance of the employee's job or of the job of others. 11.5 Return to Work from Sick Leave—Employees on sick leave maybe required to provide a physician's certification certifying fitness for duty prior to returning to work. The City shall comply with requirements of the Fair Employment and Housing Act (FEHA). If upon return from leave an employee is unable to perform the essential functions of her job because of a physical or mental disability, the City will initiate an interactive process with the employee in order to identify potential reasonable accommodations, and/or require the employee to undergo at City expense a medical evaluation of fitness for duty. 22 RESOLUTION NO. 2015-05 PAGE 32 OF 73 APRIL 14, 2015 SECTION 12 OTHER LEAVES 12.1 Work Related Court Appearances — An employee who is subpoenaed to appear in court in a matter regarding an event or transaction in the course of his or her City job duties will do so without loss of compensation. The,time spent will be considered work time. The City shall determine whether the matter is in regards to an event or transaction in the course of the employee's City job duties. 12.2 Other Court Appearances - An employee subpoenaed to appear in court in a matter unrelated to his or her City job duties or because of civil or administrative proceedings that he or she initiated does not receive compensation for time spent related to those proceedings. An employee may request to receive time off without pay, or may use any accrued leave other than sick leave for time spent related to those proceedings. The time spent in these proceedings is not considered work time. 12.3 Jury Duty Leave -An employee who is summoned to serve on a jury must notify his or her supervisor or department head as soon as possible after receiving notice of both possible and actual jury service in order to receive time off for the period of actual service required. Employees will receive their regular salary for up to a maximum of 10 working days. Regular salary means full pay for the employee's regularly scheduled work hours, which the employee would have received had he or she not been summoned for jury service. Employees must submit to the City any fees received from the Court for jury service time in which the City paid the employee their regular salary. The time spent on jury duty is not work time for purposes of calculating overtime compensation. (a) Employees must report to their supervisors if they are unable to attend jury service due to illness or any other reason. If an employee does not report to work or jury service during a regularly scheduled work shift, the employee will not be paid unless covered by sick,vacation, or other paid leave. (b) If any employee is released from jury service prior to the end of his/her scheduled work hours, the employee must report to work unless otherwise authorized by his/her supervisor. 12.4 Military Leave — Military leave shall be granted in accordance with the provisions of state and federal law. An employee requesting leave for this purpose shall provide the Department Head with a copy of the military orders specifying the dates, site and purpose of the activity or mission. Within the limits of such orders, the Department Head may determine when the leave is to be taken and may modify the employee's work schedule to accommodate the request for leave. 12.5 Paid Administrative Leave—The City has the right to place an employee on leave at any time with full pay. An employee may be placed on administrative leave pending investigation of misconduct, potential disciplinary action, or other reasons that the Personnel Officer, in his/her discretion, believe warrant such leave. The employee does not have a right to appeal the decision to be placed on administrative leave with pay. 23 RESOLUTION NO. 2015-05 PAGE 33 OF 73 APRIL 14,2015 12.6 Leave of Absence Without Pav — Upon the request of the employee and the recommendation of the Department Head, leave of absence without pay may be granted by the Personnel Officer to an employee who has completed at least one year of continuous employment prior to the effective date of the leave. (a) Unless required by law, an employee is not entitled to a leave of absence as a matter of right. (b) Request for leave of absence without pay shall state specifically the reason for the request, the date when the employee desires to begin the leave, and the probable date of return. (c) Failure of the employee to return to his or her employment upon the termination of any authorized leave of absence will, except under extraordinary circumstances, constitute the employee's separation from City employment. (d) Leave of absence without pay is not a break in service or employment, and rights accrued at the time the leave is granted are retained by the employee. (e) Unless required by law, vacation leave credits, sick leave credits, increases in salary, all other paid leaves,holidays and fringe benefits and other similar benefits shall not accrue to a person granted such leave during the period of absence. Nor is the City required to maintain contributions toward group insurance or retirement coverage for the employee on such leave. (f) During the period of such leave, all service and leave credits shall be retained at the levels existing as of the effective date of the leave. The employee shall be reinstated to his or her former position or to a comparable one if available. 24 RESOLUTION NO. 2015-05 PAGE 34 OF 73 APRIL 14, 2015 SECTION 13 FAMILY AND MEDICAL CARE LEAVE 13.1 — To the extent not already provided for under current leave policies and provisions, the City will provide family and medical care leave for eligible employees as required by State and Federal law. The manner in which such leave is requested, utilized and monitored shall be governed by applicable state and federal laws and regulations. Unless otherwise provided by this article, "Leave"under this article shall mean leave pursuant to the FMLA and CFRA. 25 RESOLUTION NO. 2015-05 PAGE 35 OF 73 APRIL 14, 2015 x ' SECTION 14 PREGNANCY DISABILITY LEAVE 14.1 — To the extent not already provided for under current leave policies and provisions, the City will provide an employee who is disabled because of pregnancy, childbirth, or a related medical condition is leave time as required by State and Federal law. The manner in which such leave is requested, utilized and monitored shall be governed by applicable state and'federal laws and regulations. F-- 26 RESOLUTION NO. 2015-05 PAGE 36 OF 73 APRIL 14, 2015 SECTION 15 RESIGNATION,LAYOFFS AND FURLOUGHS 15.1 Tunes of Separation—All separations of employees from positions in City employment shall be designated as one of the following types: (b) Resignation; (c) Layoff; (d) Death; (e) Retirement; and (f) Dismissal. 15.2 Resignation — An employee who wishes to resign his/her City employment in good standing must submit the resignation to the Personnel Officer at least two weeks prior to the planned separation date. Failure to follow the aforementioned procedure may be cause for denying future employment with the City. A resignation becomes final when received by the Personnel Officer, and becomes effective on the date stated in the resignation. 15.3 Job Abandonment—An employee is deemed to have resigned if the employee is absent for three consecutive scheduled work shifts without prior authorization and without notification j during the period of the absence. (a) Such employee will be given an opportunity to explain the absence and failure of notification before final action is taken. (b) An employee separated for job abandonment will be reinstated upon proof of justification for such absence, such as severe accident, severe illness, false arrest, or mental or physical impairment which prevented notification. 15.4 Layoff—Whenever, in the judgment of the City Council, it becomes necessary to abolish any position, the employee holding such position or employment may be laid off or demoted without disciplinary action and without the right of appeal. City employees shall not have bumping rights. (a) Order of Layoffs — The City shall consider seniority, evaluation rating and the needs of the City to determine the order of layoffs. 15.5 Furloughs — In the case that the City implements a work furlough for employees, qualifying employees shall continue to receive the same level health and retirement benefits that existed prior to the furlough. 27 RESOLUTION NO. 2015-05 PAGE 37 OF 73 APRIL 14, 2015 SECTION 16 DISCIPLINE POLICY AND PROCEDURES 16.1 Causes for Discipline — Employees may be disciplined for, including but not limited to, any of the following causes of discipline: a. Violation of any department rule, City policy or City regulation, ordinance or resolution; b. Absence without authorized leave; C. Excessive absenteeism and/or tardiness as defined by the employee's department head, and/or these Policies; d. Use of disability leave in a manner not authorized or provided for pursuant to the disability leave policy or other policies of the City; e. Making any false statement, omission or misrepresentation of a material fact; f. Providing wrong or misleading information or other fraud in securing appointment, promotion or maintaining employment; g. Unsatisfactory job performance; h. Inefficiency; I i. Malfeasance or misconduct, which shall be deemed to include, but shall not be limited to the following acts or omissions: the damaging of City property, equipment, or vehicles, or the waste of City supplies through negligence or misconduct. j. Insubordination; or insulting or demeaning the authority of a supervisor or manager; k. Dishonesty; 1. Theft; . in. Violation of the City's or a department's confidentiality policies, or disclosure of confidential City information to any unauthorized person or entity; n. Misuse or unauthorized use of any City property, including, but not limited to: physical property, tools, equipment, City communication systems, City vehicles or Intellectual Property; o. Mishandling of public funds; p. Falsifying any City record; q. Discourteous treatment of the public or other employees; 28 RESOLUTION NO. 2015-05 PAGE 38 OF 73 APRIL 14, 2015 r. Failure to cooperate with employee's supervisor or fellow employees; s. Violation of the City's Drug-Free Workplace Policy; t. Violation of the City's Policy Against Harassment,Discrimination and Retaliation; u. Violation of the City's Workplace Security Policy; v. Unapproved outside employment or activity that violates the City's policy, or other enterprise that constitutes a conflict of interest with service to the City; w. Any conduct that impairs, disrupts or causes discredit to the City, the employee's City employment, to the public service, or other employee's employment; x. Failure to comply with Cal-OSHA Safety Standards and City safety policies; y. Altering, falsifying, and tampering with time records, or recording time on another employee's time record; or z. Working overtime without prior authorization or refusing to work assigned overtime; aa. Carrying firearms or other dangerous weapons; and bb. Violations of Title XXII(for Child Care Employees) 16.2 Types of Discipline — The following are types of discipline which the City may impose on all employees. (a) Oral Warning—An oral warning should include the performance the employee is to take in the future and consequences for failure to correct the problem for which the employee is being warned. An oral warning shall be memorialized in writing and retained in the supervisor's file. An oral warning may not be appealed under this policy. (b) Written Warning—In the event that an employee should need more than an Oral Warning, the employee may be issued a written warning through the filing of an Employee Warning/Incident Report. This report is placed in the employee's personnel file and a copy given to the employee with a complete statement regarding reason for such warning. A third warning given for the same reason constitutes cause for dismissal. A written warning may not be appealed under this policy. (c) Suspension Without PaX — The City may suspend an employee from his/her position without pay for up to 30 calendar days for cause. Documents related to a suspension shall become part of the employee's personnel file when the suspension is final. An employee subject to suspension will receive prior written notice and appeal as provided under this policy. �N 29 RESOLUTION NO.,2015-05 PAGE 39 OF 73 APRIL 14,2015 (d) Demotion—The City may demote an employee from his or her position for cause. - Documents related to a demotion shall become part of the employee's personnel file when the demotion is final. An employee subject to demotion will be entitled to prior written notice and appeal as provided under this policy. (e) Reduction in Pa v — The City may reduce an employee's pay for cause. A reduction in pay for disciplinary purposes may take one of two forms: (1) a decrease in salary to a lower step within the salary range, or (2) a decrease in salary paid to an employee for a fixed period of time. Documents related to a reduction in pay shall become part of the employee's personnel file when the reduction in pay is final. (3) An employee subject to a reduction in pay is entitled to prior written -notice and appeal as provided under this policy. (f) Dismissal—The City may dismiss an employee from his or her position for cause. Documents related to the dismissal shall become a part of an employee's personnel file when the dismissal is final. A dismissed employee is entitled to prior written notice and appeal as provided under this policy. 16.3 Discipline Procedures—The following discipline procedures shall not apply to the City's at-will employees. The City's at-will positions are referenced in City of Grand Terrace Municipal Code Section 2.24.020. In addition, all probationary employees are at-will. Accordingly, at-will employees may be terminated without cause. (a) ' The following discipline procedure shall only apply in the case of a disciplinary action of suspension without pay of more than three days, demotion, reduction in pay, or dismissal. (1) Disciplinary "Skelly"Notice to Employee —Written notice of the intended action shall be given to the employee setting forth the following information: (a) Grounds for discipline; (b) Act or omission giving rise to intended discipline; (c) Effective date for intended discipline; (d) All documents or records considered in recommending the intended discipline; (e) The time and date by which the employee can respond; and (fl Notice that failure to respond at the time specified shall constitute a waiver-of the right to respond prior to final discipline being imposed. 30 RESOLUTION NO. 2015-05 PAGE 40 OF 73 APRIL 14, 2015 (2) Response by Employee and Skelly Meeting — If the employee requests a Skelly meeting to respond orally to the charge(s), the designated Skelly officer shall conduct an informal meeting with the employee, at which the employee has an opportunity to rebut the charges against him or her and present any mitigating circumstances. The Skelly officer will consider the employee's presentation before any final disciplinary action. (3) Final Notice of Discipline to Employee—In the case of disciplinary action of suspension without pay of more than three days, demotion, reduction in pay or dismissal, within five working days, the Skelly officer shall review the information which formed the basis for the action and the employee's response. The Skelly officer shall issue a final notice affirming, modifying or rejecting the intended discipline. (a) If the final notice imposes discipline it shall set forth the following: level of discipline to be imposed and the effective date of the discipline; (b) the specific charges upon which the discipline is based, including the act or omission giving rise to the discipline; (c) all documents or records upon which the discipline is based; and a statement of the nature of the employee's right to appeal. (4) The final notice shall be sent by mail method that verifies delivery to the last known address of the employee, or delivered to the employee in person. (a) It shall be the responsibility of the employee to inform the City of his/her address. (b) If the notice is not deliverable because the employee has moved without notifying the City or the employee refuses to accept delivery, the effective date of discipline shall be the date the post office attempted delivery. (b) Discipline Appeal Procedures — The following discipline appeal procedures shall not apply to the City's at-will employees. The City's at-will positions are defined in the City of Grand Terrace Municipal Code Section 2.24. Accordingly, at-will employees may be terminated without cause. (1) The following discipline appeal procedure shall only apply in the case of a disciplinary action of suspension without pay of more than three days, demotion,reduction in pay or dismissal. (a) Request for Appeal Hearing, — An employee who receives a final notice of discipline shall have five working days from receipt of the notice or attempted delivery by the post office of the notice to i 1 31 RESOLUTION N6. 2015-05 PAGE 41 OF 73 APRIL 14, 2015 1 the last known address of the employee, to file with the Personnel Officer a written request for an appeal hearing. If the employee fails to file a written request for an appeal hearing within the aforementioned time frame, the employee will have waived his/her right to an appeal hearing and appeal of the discipline. (b) Hearing Officer — The appeal hearing officer shall be the City Manager or a designated hearing officer by the City Manager. The City Manager shall determine who will serve as the hearing officer. (a) In cases where the City Manager must serve as the Skelly officer, the City Manager shall not be the appeal hearing officer. Nor in such case shall the City Manager participate in the designation of the hearing officer. In such cases, the City Council shall hear the appeal or designate a hearing officer to hear the appeal on its behalf. The City Council shall determine who will serve as the hearing officer. (c) Hearing Date—After the selection of a hearing officer, a date shall be selected by the Personnel Officer for the hearing. The employee shall be notified in writing at least 10 working days prior to the hearing of the scheduled date. (d) Prehearing Notice of Witnesses — Five working days prior to a hearing, each party shall identify to the opposing party all witnesses and documents which the party disclosing the information intends to use at the hearing. Failure to disclose a witness or document shall require its exclusion from the hearing. (e) Hearing Closed—The hearing shall be a closed hearing unless the employee requests in writing five working days prior to the hearing that the hearing be open to the public. (f) Record of Hearing — The hearing shall be recorded, either electronically or by a court reporter, at the option of the City. If the employee requests a court reporter, the employee shall pay the cost of the reporter. Any party who requests a transcript of the proceedings must pay for his/her/its own copy of the transcript. (g) Subpoenas — Upon the request of either party, and upon his/her own motion, the hearing officer shall have the power to issue subpoenas to compel attendance at any hearing held under this rule. Each party is responsible for serving his/her own subpoenas. City employees who are subpoenaed to testify during working hours will be released with pay to appear at the hearing. City employees who are subpoenaed to testify during non-working 1 32 RESOLUTION NO. 2015-05 PAGE 42 OF 73 APRIL 14, 2015 hours will be compensated for the time they actually testify and for which they are engaged to wait to testify. (h) Employee Appearance — The employee shall appear personally before the hearing officer at the time and place set for the hearing. The employee may be represented by any person he or she may select. (2) Conduct at the Hearing (a) All testimony shall be by oath or affirmation. (b) The conduct and decorum of the hearing shall be under the control of the hearing officer. No parry or representative shall by written submission or oral presentation disparage the intelligence, integrity or personal behavior of their adversaries or the hearing officer. (c) Direct and cross-examination of witnesses shall be permitted. (d) Hearings need not be conducted according to technical rules relating to evidence and witnesses,but hearings shall be conducted in a manner most conducive to determining the truth. (e) The quantum of proof to be applied by the hearing officer shall be ( a preponderance'of the evidence. (f) The hearing officer shall not have the power to alter, amend, change, add to, or subtract from any of the terms of these rules or City Council resolution bearing upon the matter. (3) Decision — Within 45 days of the conclusion of the hearing, the hearing officer shall make findings and a recommended decision with reference to the discipline imposed. In doing so, the hearing officer's findings and recommendations must address all charges, and shall articulate reasoning which bridges the analytical gap between the evidence and the findings/recommendations. (a) If the City Manager, or City Council where the City Manager is not conducting the appeal, did not serve as the hearing officer, he/she/it shall review the findings and recommendations of the designated hearing officer and may then affirm, revoke, or modify the findings,recommendations, or disciplinary action taken. (b) The decision of the City Manager/City Council is final except for judicial review pursuant to Code of Civil Procedure §1094.5. There is no process for reconsideration. (c) A copy of the decision shall be sent by mail method that verifies delivery to the last known address of the employee. It shall be the Lv 33 RESOLUTION NO. 2015-05 PAGE 43 OF 73 APRIL 14, 2015 a ' responsibility of the employee to inform the City of his/her address. A copy of the decision shall also be provided to the Personnel Officer. (d) Challenge by Writ — Pursuant to Code of Civil Procedure section 1094.6, the parties have 90 days from the date of the proof of service of mailing of the written findings and decision to appeal the City's decision on the appeal to the Superior Court in and for the County of San Bernardino. 34 RESOLUTION NO. 2015-05 PAGE 44 OF 73 APRIL 14,2015 SECTION 17 GRIEVANCE PROCEDURE 17.1 A grievance is an alleged violation of a specific provision of these rules and regulations. The following grievance procedure shall apply to all City employees, except in instances where the discipline policy and procedures apply. The grievance procedure shall not be utilized to challenge a performance evaluation. 17.2 Step I: Informal Resolution with Supervisor — The employee shall, within ten working days of the event or action being grieved, first attempt to resolve the grievance informally through discussion with his/her immediate supervisor in order to, in good faith, endeavor to clarify the matter expeditiously and informally at the employee-supervisor level. The immediate supervisor shall provide a written response to the grievance within five working days of the employee having initiated the grievance. 17.3 Step II: Department Head — If the employee believes that the grievance has not been resolved through Step I, or the immediate supervisor does not provide a response within the period set forth in 17.2 above, the employee may file written grievance with his/her Department Head. Such appeal must be filed within 10 working days of the response provided by the supervisor or, in the absence of such response, within ten working days of the expiration of the time within which the supervisor is to have providee a response as set forth in 17. The grievance must provide the specific rule(s) alleged to have been violated, a description of the facts upon which the grievance is based and must be signed by the grievant. The Department Head shall consider and discuss the grievance with the grievant and the grievant's designated representative as he/she deems appropriate; and shall, within 10 working days of receipt of the written \ grievance, submit his/her decision in writing to the grievant. 17.4 Step III: Personnel Officer — If the employee believes that the grievance has not been resolved through Step II, the employee may appeal the grievance decision of the department head with the Personnel Officer within ten working days of the Department Head response or, in the absence of such response, within ten working days of the expiration of the time within which the Department head is to have provided a response. The appeal must be in writing and provide the specific rules) alleged to have been violated, a description of the facts upon which the grievance is based and must be signed by the grievant. The Personnel Officer shall consider and discuss the grievance with the grievant and the grievant's designated representative as he/she deems appropriate, and shall, within ten calendar days of receipt of the written grievance, submit his/her decision in writing to the grievant. The decision of the Personnel Officer shall be final. 17.5 Time Limits — Failure of the City to comply with the time limits of the grievance procedure specified above shall entitle the grievant to appeal to the next level of review. Failure of the grievant to comply with the time limits of the grievance procedure specified above shall constitute abandonment of the grievance. The parties may extend time limits by mutual written agreement in advance of the time limit deadline. 35 RESOLUTION NO. 2015-05 PAGE 45 OF 73 APRIL 14, 2015 SECTION 18 PERSONNEL FILE 18.1 The City maintains a personnel file on each employee. An employee's personnel file will contain only material that is necessary and relevant to the administration of the City's personnel program. Personnel files are the property of the City, and access to the information they contain is restricted. 18.2 Notification of Changes in Personal Information — Each employee is responsible to promptly notify the Personnel Officer of any changes in relevant personal information, including but not limited to: (a) Mailing address (b) Telephone number (c) Persons to contact in emergency (d) Number and names of dependents 18.3 Medical Information (a) Separate Confidential Files — All medical information about an employee or applicant is kept separately and is treated as confidential, in accordance with applicable state or federal law. (b) Information in Medical Files—The City will not obtain medical information about an employee or applicant except in compliance with the California Confidentiality of Medical Information Act. To enable the City to obtain certain medical information, the employee or applicant may need to sign an AUTHORIZATION FOR RELEASE OF EMPLOYEE MEDICAL INFORMATION. (c) Access to Medical Information — Access to employee or applicant medical information shall be strictly limited to only those with a legitimate need to have such information for City business reasons, or if access is required by law, subpoena or court order. In the case of an employee with a disability, managers and supervisors may be informed regarding necessary restrictions on the work or duties of the employee and necessary accommodations. (d) The City will not provide employee or applicant medical information to a third party (except as permitted under the California Confidentiality of Medical Information Act) unless the employee signs an AUTHORIZATION FOR RELEASE OF EMPLOYEE MEDICAL INFORMATION in the form attached to this rule. The City will release only the medical information that is identified in the employee's authorization. If the employee's authorization ,indicates any limitations regarding the use of the medical information, the City will communicate those limitations to the person or entity to which it discloses the medical information. 36 RESOLUTION NO. 2015-05 PAGE 46 OF 73 APRIL 14, 2015 18.4 References and Release of Information in Personnel Files (a) Public Information—Upon request, the.City will release to the public, information about its employees as required by the Public Records Act. The City will not disclose personnel information if it believes doing so would constitute an unwarranted invasion of personal privacy. (b) Reference Checks — All requests from outside the City for reference checks or verification of employment concerning any current or former employee must be referred to the Personnel Officer. (1) Information will be released only if the employee signs an AUTHORIZATION FOR RELEASE OF EMPLOYMENT INFORMATION in the form attached to,this rule, except that without such authorization, the following limited information will be provided: dates of employment, and salary upon departure. (2) Department heads and supervisors should not provide information in response to requests for reference checks or verification of employment, unless specifically approved by the Personnel Officer on a case-by-case basis. 18.5 Employee Access to Personnel File (a) Inspection of File—An employee may inspect his or her own personnel file, at reasonable times and at reasonable intervals. An employee who wishes to review his or her file should contact the Personnel Officer to arrange an appointment. The review must be done in the presence of the Personnel Officer or designee. (b) Copies — On request, an employee is entitled to receive a copy of any employment- related document he or she has signed. An employee who wishes to receive such a copy should contact the Personnel Officer. The City may charge a reasonable fee for the copies. (c) In the event the employee wishes to have another person/representative inspect his or her personnel file, the employee must provide the person/representative with written authorization. The Personnel Officer will notify the employee of the date, time and place of the inspection in writing. It is the employee's responsibility to notify the person to whom the employee has given written authorization of the date, time and place of the inspection. (d) Under no circumstances is the employee and/or the employee's designee permitted to add or remove any document or other item from the employee's personnel file during the inspection. r 37 RESOLUTION NO. 2015-05 PAGE 47 OF 73 APRIL 14, 2015 i t SECTION 19 OUTSIDE EMPLOYMENT 19.1 A City employee shall not engage in any employment, enterprise, or outside activity which is in conflict with his/her duties, functions, responsibilities, or the department by which he/she is employed, nor shall an employee engage in any compensatory outside activity which will directly, or indirectly, contribute to the lessening of his/her effectiveness as a City employee. 19.2 Authorization (a) Any employee wishing to engage in an occupation or outside activity for compensation shall inform the Department Head of such desire, providing information as to the time required and the nature of such activity, and such other information as may be required; and the Personnel Officer shall, determine whether or not such activity is compatible with the employee's City employment. (b) If the Personnel Officer determines such activity is compatible, he/she may authorize the activity in writing using the "Outside Employment Form" to be placed in the personnel file. (c) Said authorization shall be valid only up to one year for the work prescribed therein, and may include conditions or restrictions for such employment. After such time, the employee must renew the request for authorization. 19.3 Determination of Inconsistent Activities - (a) In making a determination as to the consistency or inconsistency of outside activities, the Personnel Officer shall consider, among other pertinent factors whether the activity: (i) Involves the use for private gain or advantage of City time, facilities, equipment, and supplies, or the badge, uniform, prestige, or influence of one's City office or employment; (ii) Involves receipt or acceptance by the employee of any money or other consideration from anyone other than the City for the performance of an act which the employee, if not performing such act, would be required or expected to render in the regular course of his/her City employment; (iii) Involves the performance of an act in other than his/her capacity as a City employee which act may later be subject directly or indirectly to the control, inspection, review, audit, or enforcement by such employee or the department by which he/she is employed; and (iv) Involves conditions or factors which would probably directly or indirectly lessen the efficiency of the employee in his/her regular City employment or conditions in which there is a substantial danger of injury or illness to the employee. 38 RESOLUTION NO. 2015-05 PAGE 48 OF 73 APRIL 14, 2015 19.4 Revocation Authorization may be granted for up to one year as noted in the authorization, and is subject to revocation by the Personnel Officer. 19.5 Appeal—Denial or revocation of permission to engage in Outside Employment is subject to appeal pursuant to the grievance procedure set forth in these regulations. 19.6 Use of Cityquipment Prohibited (a) No City owned equipment, autos, trucks, 'instruments, tools, supplies, machines, or any other item which is the property of the City shall be used by an employee while said employee is engaged in any outside employment or activity for compensation, for personal use, except upon prior written approval of the City Manager. (b) No employee shall allow any unauthorized person to rent, borrow, or use any of the items mentioned in (a) above, except upon prior written approval of the City Manager. 19.7 Violations and Penalties Any violation of the provisions herein contained respecting outside employment or activity and use of City property shall constitute sufficient grounds for disciplinary action, including termination of the employee from the City service. U' 39 RESOLUTION NO. 2015-05 PAGE 49 OF 73 APRIL 14, 2015 SECTION 20 DISCRIMINATION. HARASSMENT AND RETALIATION POLICY 20.1 The purpose of this policy is to establish a strong commitment to prohibit and prevent discrimination,harassment, and retaliation in employment; to define those terms; and to establish a procedure for investigating and resolving internal complaints. The City requires all covered individuals to report-as soon as possible-any conduct that is believed to violate this policy. 20.2 The City has zero tolerance for any conduct that violates this policy. Conduct need not arise to the level of a violation of law to violate this policy. Instead a single act can violate this policy and provide grounds for discipline or other appropriate sanctions. 20.3 Harassment or discrimination against an applicant or employee by a supervisor, management employee, elected or appointed official, co-worker, member of the public, or contractor on the basis of race, color, religion, sex, gender, gender expression, gender identity, national origin, ancestry, citizenship, age, marital status, physical or mental disability, medical condition, genetic information, sexual orientation, veteran status or any other basis protected by law as defined below, will not be tolerated. 20.4 This policy applies to all terms and conditions of employment, including, but not limited to, hiring, placement, promotion, disciplinary action, layoff, recall, transfer, leave of absence, compensation, and training. 20.5 Disciplinary action or other appropriate sanction up to and including termination will be instituted for prohibited behavior as defined below. 20.6 Any retaliation against a person for filing a complaint or participating in the complaint resolution process is prohibited. Individuals found to be retaliating in violation of this policy will be subject to appropriate sanction or disciplinary action up to and including termination. 20.7 Definitions (a) Protected Classification — This policy prohibits harassment or discrimination because of an individual's protected classification. "Protected Classification" includes race, color, religion, sex, gender, gender expression, gender identity, national origin, ancestry, citizenship, age, marital status, physical or mental disability, medical condition, genetic information, sexual orientation, veteran status or any other basis protected by law. (b) Policy Coverage — This policy prohibits the employer, elected or appointed officials, officers, employees or contractors from harassing or discriminating against applicants, officers, officials, employees, or contractors because of. 1) an individual's protected classification; 2) the perception that an individual has a protected classification; or 3) the individual associates with a person who has or is perceived to have a protected classification. (c) Discrimination— This policy prohibits treating individuals differently because of the individual's protected classification as defined in this policy. r„ r l 40 RESOLUTION NO. 2015-05 PAGE 50 OF 73 APRIL 14,2015 (d) Harassment — Harassment may include, but is not limited to, the following types of behavior that is taken because of a person's protected classification. Note that harassment is not limited to conduct that City employees take. Under certain circumstances,harassment can also include conduct taken by those who are not employees, such as elected officials, appointed officials, persons providing services under contracts, or even members of the public: (1) Speech, such as epithets, derogatory comments or slurs, and propositioning on the basis of a protected classification. This might include inappropriate comments on appearance, including dress or physical features, or dress consistent with gender identification, or race- oriented stories and jokes. (2) Physical acts, such as assault, impeding or blocking movement, offensive touching, or any physical interference with normal work or movement. This includes pinching, grabbing, patting, propositioning, leering, or making explicit or implied job threats or promises in return for submission to physical acts. (3) Visual acts, such as derogatory posters, cartoons, emails, pictures or drawings related to a protected classification. (4) Unwanted sexual advances, requests for sexual favors and other acts of a sexual nature, where submission is made a term or condition of employment, where submission to or rejection of the conduct is used as the basis for employment decisions, or where the conduct is intended to or actually does unreasonably interfere with an individual's work performance or create an intimidating, hostile, or offensive working environment. (e) Guidelines for Identif3ing Harassment — To help clarify what constitutes harassment in violation of this policy,use the following guidelines: (1) Harassment includes any conduct which would be "unwelcome" to an individual of the recipient's same protected classification and which is taken because of the recipient's protected classification. (2) It is no defense that the recipient appears to have voluntarily "consented" to the conduct at issue. A recipient.may not protest for many legitimate reasons, including the need to avoid being insubordinate or to avoid being ostracized. (3) Simply because no one has complained about a joke, gesture, picture, physical contact, or comment does not mean that the conduct is welcome. Harassment can evolve over time. Small, isolated incidents might be tolerated up to a point. The fact that no one is complaining now does not preclude anyone from complaining if the conduct is repeated in the future. t 41 RESOLUTION NO. 2015-05 PAGE 51 OF 73 APRIL 14, 2015 (4) Even visual, verbal, or physical conduct between two employees who appear to welcome the conduct can constitute harassment of a third applicant, officer, official, employee, or contractor who observes the conduct or learns about the conduct later. Conduct can constitute harassment even if it is not explicitly or specifically directed at an individual. (5) Conduct can constitute harassment in violation of this policy even if the individual engaging in the conduct has no intention to harass. Even well- intentioned conduct can violate this policy if the conduct is directed at, or implicates a protected classification, and if an individual of the recipient's same protected classification would fmd it offensive (e.g., gifts, over attention, endearing nicknames). (f) Retaliation — Any adverse conduct taken because an applicant, employee, or contractor has reported harassment or discrimination, or has participated in the complaint and investigation process described herein, is prohibited. "Adverse conduct" includes but is not limited to: taking sides because an individual has reported harassment or discrimination, spreading rumors about a complaint, shunning and avoiding an individual who reports harassment or discrimination, or real or implied threats of intimidation to prevent an individual from reporting harassment or discrimination. The following individuals are protected from retaliation: those who make good faith reports of harassment or discrimination, and those who associate with an individual who is involved in reporting harassment or discrimination or who participates in the complaint or investigation process. 20.8 Actions to be Taken Upon Learning of Possible Harassment or Discrimination (a) Upon becoming aware of possible harassment or discrimination, any supervisor or manager shall immediately: (1) Take steps to ensure that the complained of conduct ceases and does not recur. (2) Report the possible harassment or discrimination through the chain of command to the Personnel Officer for further investigation and action as may be appropriate. (b) Upon receiving notification of a harassment or discrimination complaint, the Personnel Officer shall: (1) Authorize and supervise the investigation of the complaint and/or investigate the complaint. The investigation will include interviews with: 1) the complainant; 2) the accused harasser; and 3) other persons who have relevant knowledge concerning the allegations in the complaint. (2) Review the factual information gathered through the investigation to determine whether the alleged conduct constitutes a violation of this —. 42 RESOLUTION NO. 2015-05 PAGE 52 OF 73 APRIL 14, 2015 policy or of state or federal law, giving consideration to all factual information, the totality of the circumstances, including the nature of the conduct, and the context in which the-alleged incidents occurred. (3) Report a summary of the determination as to whether a violation occurred to appropriate persons, including the complainant, the alleged violator, the supervisor, and the department head. If discipline is imposed, the level of discipline will not be communicated to the complainant. (4) If conduct in violation of this policy occurred, take or recommend to the appointing authority prompt and effective remedial action. The remedial action will be commensurate with the severity of the offense. (5) Take reasonable steps to protect the complainant from further harassment, discrimination, or retaliation. (6) Take reasonable steps to protect the complainant from retaliation as a result of communicating the complaint. (c) The City takes a proactive approach to potential policy violations and will conduct an investigation if its supervisors, or managers become aware that harassment, discrimination, or retaliation may be occurring, regardless of whether the recipient or third party reports a potential violation. (d)Option to Report to Outside Administrative Agencies n� — An individual has the option to report harassment, discrimination, or retaliation to the U.S. Equal Employment Opportunity Commission (EEOC) or the California Department of Fair Employment and Housing (DFEH). These administrative agencies offer legal remedies and a complaint process. The nearest offices are listed in the government section of the telephone book or employees can check the posters that are located on City bulletin boards for office locations and telephone numbers. 20.9 Confidentiality — Every possible effort will be made to assure the confidentiality of complaints made under this policy. Complete confidentiality cannot occur, however, due to the need to fully investigate and the duty to take effective remedial action. As a result, confidentiality will be maintained to the extent possible. (a) An individual who is interviewed during the course of an investigation is prohibited from discussing the substance of the interview, except as otherwise directed by the Personnel Officer. (b) Any individual who discusses the content of an investigatory interview will be subject to discipline or other appropriate sanction. (c) The City will not disclose a completed investigation report except as it deems necessary to support a disciplinary action, to take remedial action, to defend itself in adversarial proceedings, or to comply with the law or court order. 43 RESOLUTION NO. 2015-05 PAGE 53 OF 73 APRIL 14,2015 20.10 Responsibilities (a) (Managers and Supervisors — All City managers and supervisors are responsible for: (1) Informing employees of this policy. (2) Modeling appropriate behavior. (3) Taking all steps necessary to prevent harassment, discrimination, or retaliation from occurring. (4) Receiving complaints in a fair and serious manner, and documenting steps taken to resolve complaints. (5) Monitoring the work environment and taking immediate appropriate action to stop potential violations, such as removing inappropriate pictures or correcting inappropriate language. (6) Following up with those who have complained to ensure that the-behavior has stopped and that there are no reprisals. (7) Informing those who complain of harassment or discrimination of his .or her option to contact the EEOC or DFEH regarding alleged policy violations. (8) Assisting, advising, or consulting with employees and the Personnel Officer regarding this policy and complaint procedure. (9) Assisting in the investigation of complaints involving employee(s) in their departments and, if the complaint is substantiated, recommending appropriate corrective or disciplinary action in accordance with these rules,up to and including discharge. (10) Implementing appropriate disciplinary and remedial actions. (11) Reporting potential violations of this policy of which he or she becomes aware, regardless of whether a complaint has been submitted, to the Personnel Officer or department head. (12) Participating in periodic training and scheduling employees for training. (b) Employees—Each employee or contractor is responsible for: (1) Treating all employees and contractors with respect and consideration. (2) Modeling appropriate behavior. (3) Participating in periodic training. 1 44 RESOLUTION NO. 2015-05 PAGE 54 OF 73 APRIL 14, 2015 (4) Fully cooperating with the City's investigations by responding fully and , truthfully to all questions posed during the investigation. (5) Maintaining the confidentiality of any investigation that the employer conducts by not disclosing the substance of any investigatory interview, except as directed by the Personnel Officer. (6) Reporting any act he or she believes in good faith constitutes harassment, discrimination, or retaliation as defined in this policy, to his or her immediate supervisor, or department head, or Personnel Officer. 20.11 Dissemination of Policy — All employees shall receive a copy of this policy when they are hired. The policy may be updated from time to time and redistributed. �1 1 45 RESOLUTION NO. 2015-05 PAGE 55 OF 73 APRIL 14, 2015 SECTION 21 POLITICAL ACTIVITY POLICY 21.1 The City recognizes the importance of citizens being involved in the political and government process and being informed on public issues and candidates for public office. However, federal, state, and local law determines what is legal versus illegal political activity. 21.2 This policy applies to all City employees including the City Manager, department heads and supervisors. 21.3 It is unlawful for the City or its employees to expend City funds on partisan and/or political matters, and on other issues that are on a ballot for an election. Additionally, this policy prohibits the use of employees' time, City equipment and supplies, and the payment of expenses for City officials who travel for the purpose of promoting a particular view on political matters except those expressly supported and/or sponsored by an act of the City Council. 21.4 The City may also prohibit or limit the solicitation or receipt of political funds or contributions to promote the passage or defeat of a ballot measure concerning working conditions during the working hours of its officers and employees. The City also has the right to limit entry into City offices for such purposes during working hours. 21.5 California Government Code prohibits officers and employees of the City from directly or indirectly soliciting political funds or contributions from other officers or employees of the City unless the solicitation is done through the mail and is part of a solicitation directed to a large segment of the public, which may incidentally include officers from and employees of the City. This is designed to protect employees from feeling pressured into contributing to political causes or for fear that if they fail to do so, their job will be affected. 21.6 No City employee or official shall participate in political activities of any kind while in uniform or other clothing issued by the City and which would reasonably identify the wearer as a City employee. 21.7 City employees and officials are-prohibited from engaging in political activity or solicitation during working hours and on City property. 21.8 The City expects all employees and elected and appointed officials to be responsible for adhering to the City's policy regarding political activities. Additionally, contractors, consultants, or others doing business for or with the City will be required to abide by the City's policy regarding political activities while engaged in City business or activities. 21.9 It is the responsibility of the City Manager, all Department Heads, and other supervisors to use their best efforts to take necessary and proper steps, including corrective or disciplinary action,to prevent improper or illegal political activities by City employees. 21.10 Any employee who feels that improper political activities are occurring on City property is strongly encouraged to report this to his/her supervisor, department head, or the Personnel Officer. 46 RESOLUTION NO. 2015-05 PAGE 56 OF 73 APRIL 14, 2015 21.11 In determining whether a reported political activity is improper, management will consider the totality,of circumstances, the nature of the act or behavior, and the context in which the reported incident occurred. 21.12 Individuals found to have engaged in any form of improper or illegal political activity, as defined by this policy or by law, will be subject to disciplinary action, according to the City's corrective and disciplinary procedures, which will be based on a number of factors including the severity of the conduct and the past history of the individual's conduct. _ 21.13 Questions about this policy should be directed to the Personnel Officer. 47 RESOLUTION NO. 2015-05 PAGE 57 OF 73 APRIL 14, 2015 SECTION 22 DRUG AND ALCOHOL POLICY 22.1 The City is concerned about employees being under the influence of, using and/or being in possession of alcohol, drugs and/or controlled substances at work. The purpose of this policy is to promote a drug and alcohol-free workplace and to eliminate substance abuse and its effects in the workplace. 22.2 The manufacture, distribution, dispensation, possession, or use of alcohol or any controlled substance is prohibited in both City workplaces and wherever City business is performed. 22.3 A City employee is prohibited from working or being subject to call in if impaired by alcohol or any controlled substance. 22.4 An employee must notify his/her Department Head before beginning work when taking medications or drugs which the employee has been told or which the employee believes could interfere with the safe and effective performance of duties or operation of City equipment. If there is a question regarding an employee's ability to perform assigned duties safely and effectively while using prescribed or over the counter medications, the City may require medical clearance. 22.5 Compliance with this policy is a condition of City employment. Disciplinary action will be taken against those who violate this policy. 22.6 Employees who are required to participate in the City's "Federally Mandated Commercial Drivers License Holders Drug/Alcohol Testing Education Program" are subject to requirements contained in this policy as well as the mandated policy. 22.7 Scope of Policy — This policy applies to all City employees when they are on City property or when performing City-related business elsewhere. 22.8 Searches — In order to promote a safe, productive and efficient workplace, the City has the right to search and inspect all City property, including but not limited to lockers, storage areas, furniture, City vehicles, and other places under the common control of the City, or joint control of the City, and employees. No employee has any expectation of privacy in any City building,property, or communications system. (a) In addition, the City may have the right to conduct searches of the persons of employees where there is reasonable suspicion that such a search may reveal evidence germane to an investigation of a violation of law or of these personnel regulations. 22.9 Drug and Alcohol Testing — Except as provided otherwise in a memorandum of understanding, or as modified for employees who are required to participate in the City's "Federally Mandated Commercial Drivers License Holders Drug/Alcohol Testing Education Program,"the City has discretion to test a current employee for alcohol or drugs in the following instances: (g) Reasonable Suspicion Testing 48 RESOLUTION NO. 2015-05 PAGE 58 OF 73 APRIL 14, 2015 r. (1) The City may require a blood test,urinalysis, or other drug and/or alcohol screening of those persons reasonably suspected of using or being under the influence of a drug or alcohol at work. (a) Testing must be approved by the Personnel Officer. (b) The type of testing to be completed will be determined by the City based on the nature of the substance in question. (2) "Reasonable suspicion" is based on objective factors, such as behavior, speech,body odor, appearance, or other evidence of recent drug or alcohol use which would lead a reasonable person to believe that the employee is under the influence of drugs or alcohol at work. (a) In order to receive authority to test, the supervisor must record the factors that support reasonable suspicion and discuss the matter with the Personnel Officer or Department Head. (b) If there is a reasonable suspicion of drug or alcohol abuse at work, the employee will be relieved from duty and placed on sick or other paid leave until the test results are received. (h) Post-Accident Testing — The City may require alcohol or drug screening following any work-related accident or any violation of safety precautions or \ standards, whether or not an injury resulted from the accident or violation, provided that the"reasonable suspicion"factors described above are present. 22.10 Employee's Responsibilities A City employee must: (a) Not report to work or be on standby or on-call status while his or her ability to perform job duties is impaired due to on or off duty alcohol or drug use; (b) Not possess or use controlled substances (illegal drugs or prescription drugs without a prescription) at any time, or use alcohol at any time while on City property or while on duty for the City at any location; (c) Not directly or indirectly through a third party manufacture, sell, distribute, dispense, or provide controlled substances to any person, including any employee, at any time; or manufacture, sell, distribute, dispense or provide alcohol to any employee while either or both are on duty; (d) Notify his or her supervisor, before beginning work, when taking any medications or drugs,prescription or nonprescription, which may interfere with the safe and effective performance of duties or operation of City equipment; 49 RESOLUTION NO. 2015-05 PAGE 59 OF 73 APRIL 14, 2015 (e) Notify the Personnel Officer of any criminal conviction for a drug violation that occurred in the workplace within no more than five days after such conviction; (f) Notify the supervisor immediately of facts or reasonable suspicions when he or she observes behavior or other evidence that a fellow employee poses a risk to the health and safety of the employee or others; (g) Consent to drug or alcohol testing and searches pursuant to this policy; and (h) Follow the City's drug and alcohol-free workplace policy. 22.11 Management Responsibilities — City department heads and executive management employees must: (a) Notify the state or federal granting agency which has funded the work or program, if any, of any criminal drug statute convictions for a violation that occurred at a site where work is/was being done with a specific grant or contract; (b) Record factors supporting "reasonable suspicion" as defined above and consult with other management staff in order to determine whether there is reasonable suspicion to test an employee as described by this policy; (c) Take appropriate disciplinary action up to and including termination for any criminal drug statute conviction that has a nexus to the employee's employment, or require that the convicted employee participate satisfactorily in a drug abuse assistance or rehabilitation program as a condition for returning to duty; (d) Take appropriate disciplinary action for any violation of this policy consistent with existing discipline procedures; (e) Enforce this policy; (f) Report any suspected violation of this policy to the Personnel Officer; and (g) Any supervisor who knowingly permits a violation of this policy by any employee shall be subject to disciplinary action. 22.12 Drug-Free Awareness Program—The City shall notify each employee of the availability of counseling and treatment of drug-related problems through the City's Employee Assistance Program provider. 50 RESOLUTION NO. 2015-05 PAGE 60 OF 73 APRIL 14,2015 SECTION 23 USE OF CITY PROPERTY AND EQUIPMENT POLICY 23.1 City property is to be used only for conducting City business unless otherwise authorized. City property includes,but is not limited to: telephones, cell phones, desks, computers (including hardware and software), file cabinets, lockers, communications stored or transmitted on City property (such as e- and voice-mails), vehicles and any other City property used by City employees in their work. Employees do not have a reasonable expectation of privacy in City property or equipment. 23.2 City property may be monitored and searched at any time and for any reason. Messages sent or received on City equipment including cell phones may be saved and reviewed by others. As a result, City employees have no expectation of privacy in the messages sent or received on City property or equipment. 23.3 Every City employee is required to adhere to all City rules and policies while on City property or using City property or equipment. 23.4 Use of City Vehicles— (a) This policy establishes procedures regarding the effective and economical usage of City owned pool and privately owned vehicles operated during the course of City business. Use of City owned pool vehicles shall be relied upon as the primary means of vehicle usage for City business, as it provides the greatest control over operating costs,usage,maintenance, inspection and insurance. i L i (b) This policy has been approved by the City for use in matters regarding the use of all vehicles operated during the course of City business. This policy does not apply to commercial motor vehicles. (c) Assignment of Responsibility— (1) The Personnel Officer shall keep a list of all employees who may be required to drive City owned pool or privately owned vehicles on City business. (2) The Personnel Officer shall also be responsible for overseeing the implementation of necessary driver training programs and ensuring that employees who require such training are in attendance. (3) All City employees whose duties may require them to drive in the course and scope of employment shall promptly provide insurance and driver license information at the time City employment is established. Employees are to comply with all training and other reporting requirements of this policy. 51 RESOLUTION NO. 2015-05 PAGE 61 OF 73 APRIL 14, 2015 (d) Use of City Owned Vehicles— (1) City owned pool vehicles fall into the following three categories and have restrictions based upon type and use: (i) Vehicles kept overnight at City facilities and assigned for use on a shared or designated basis during the course of daily City business. Personal use is expressly prohibited. (ii) Vehicles assigned to managers on a permanent basis, and used for daily commuting to and from the City. According to the Internal Revenue Service, commuting to and from work and any other incidental personal usage is not considered official use, and must be reported as imputed taxable income. (iii)Vehicles designed for emergency or on-call use, and authorized for use to and from work in order to respond on a 24-hour basis. Employees authorized to operate emergency or on-call vehicles may make reasonable but limited stops before and after assigned work shifts while traveling to and from work. (iv)Only City employees are authorized to operate City owned pool vehicles. (2) City owned pool vehicles are for transporting only those employees whose duties require the use of a motor vehicle, and such other persons whose business activities are important to City interests. (i) In general, family members, friends or others may not be transported in City owned pool vehicles, including in those vehicles authorized for use commuting to and from the City or designated for emergency or on-call use. Prior written approval from the Personnel Officer is required before transporting family members, friends or others. (ii) Employees who have a City owned pool vehicle permanently assigned to them and/or City owned pool vehicles assigned for use within their department are responsible for ensuring that only those persons with a valid driver's license and on official City business are allowed use of the City owned pool vehicle. 23.5 Use of Privately Owned Vehicles — There are times where the use of an employee's personal vehicle is preferable because either a City owned pool vehicle is not available or because the use of a privately owned vehicle is deemed more efficient. When such is the case, the following shall apply: (a) An employee may use his/her privately owned vehicle when he/she has a transportation need for City business and upon written authorization by his/her supervisor. This written authorization 52 RESOLUTION NO. 2015-05 PAGE 62 OF 73 APRIL 14, 2015 may be general and ongoing where the need to drive in the course and scope of employment is recurrent or ongoing; or, may be specific to a date if the need is an exception to the norm. (b) Employees are to contact their personal insurance company if involved in an accident while on City business. An Accident Kit must be obtained from the Personnel Officer and kept with the privately owned vehicle while operating on City business. (c) . It is the responsibility of the individual utilizing his/her privately owned vehicle to maintain accurate records of the purpose and extent of his/her travel, and to make substantiated claims for reimbursement. The vehicle and/or mileage allowance is intended to cover the employee's cost of operating the vehicle.on City business, including the cost of insurance. Further, all operating expenses of the privately owned vehicles are to be borne by the employee. This includes, but is not limited to, gasoline, oil, maintenance, wear and tear, depreciation and insurance. The reimbursement will be based on the current IRS reimbursement amount. (d) The City is not liable for any damage to an employee's personally owned vehicle, unless caused by the City's negligence(employee's negligence excepted). It is the responsibility of the employee operating the vehicle to notify the Personnel Officer, the Department of Motor Vehicles, and the employee's insurance company in the case of any accident or damage. 23.6 Vehicle Operation Guidelines — Employees shall obey all federal, state and local laws while operating either City owned pool or personally owned vehicles on official City business. (a) It is the responsibility of the employee operating either a City owned pool or personally owned vehicle to ensure that all persons in the vehicle fasten seat belts before starting the engine of the vehicle and keep seat belts fastened throughout the travel. (b) The vehicle operator is responsible for assuring that all items of cargo, materials or tools are properly secured. (c) No person shall be allowed to ride on running boards, fenders, hoods, tailgates, beds or other locations on a vehicle not designed or approved by the vehicle manufacturer for passenger seating. An exception to this shall be emergency vehicles and vehicles designed and equipped for passengers outside the cab area. (d) Any injuries sustained by the vehicle operator or other employees while operating a vehicle on City business shall be covered by workers' compensation. 53 RESOLUTION NO. 2015-05 PAGE 63 OF 73 APRIL 14, 2015 f� (e) No employee shall consume any alcoholic beverages, illegal drugs, or legal drugs that would impair an employee's ability to drive prior to, or while driving either a City owned vehicle or personally owned vehicle on official City business. (f) Alcoholic beverages and drugs shall not be transported or placed in any City owned pool vehicle. This does not apply to those employees whose city duties necessitate transporting alcoholic beverages of drugs in the course and scope of employment, i.e., evidence seized by public safety officers or code enforcement personnel, maintenance personnel doing so to remove and dispose of such items as unwanted refuse if not needed for evidentiary purposes, etc,. (g) Any employee who operates a City owned pool vehicle, regardless of frequency, is responsible for the proper care and operation of that vehicle. (h) Any vehicle damage beyond normal wear and tear or that includes defects affecting the safe operation of the vehicle must be documented and reported to the Personnel Officer. (i) No employee shall operate a City owned pool vehicle found to be in an unsafe condition. 23.7 Driver's License —All City employees authorized to use City owned pool or personally owned vehicles on City business must possess a valid California driver's license and provide proof of licensing upon hire. (a) All City employees must maintain in good standing a valid driver's license appropriate for the class of vehicle to be driven and must carry that license on their person while operating a City owned pool vehicle or privately owned vehicles on City business. (b) An employee whose driver's license is suspended or revoked for any reason must notify the Personnel Officer no later than the first workday following suspension or revocation of their driver's license. Such employee shall not be allowed to operate any City owned pool or privately owned vehicles on City business. (c) Employees who possess temporary driving permits or hardship licenses shall not be permitted to operate City or privately owned vehicles in the performance of official City duties. 54 RESOLUTION NO. 2015-05 PAGE 64 OF 73 APRIL 14,2015 SECTION 24 ELECTRONIC EQUIPMENT USE POLICY 24.1 The City provides electronic equipment to employees for use as tools for efficiency in conducting City business. (a) Electronic equipment includes instruments/devices such as: (i) Landline telephones (ii) Mobile/cellular telephones (iii) Pagers (iv) Computers (v) Facsimile transmission(fax)machines (vi) Photocopiers with and without scanning capabilities (b) Electronic equipment also includes systems such as: (i) E-mail (ii) Internet and Intranet (iii) Wireless networks (iv) Data systems (v) Voicemail (vi) City network 24.2 Electronic equipment access is provided by the City to facilitate the performance of City work. (a) Incidental personal use is secondary, should not interfere or conflict with business use or job performance, should clearly indicate that it is personal, not City,usage, and is subject to regulation for cost controls. (b) Electronic equipment must be used in compliance with applicable statutes, regulations, and City policies including those that require a work environment free from discrimination and harassment. (c) Employees are expected to use common sense and judgment to avoid any communication which is disrespectful, offensive or illegal. 24.3 Electronic equipment, and communications and content sent through the City's electronic equipment(e.g. e-mail, electronic files, text messages,voicemail), are not confidential. 55 RESOLUTION NO. 2015-05 PAGE 65 OF 73 APRIL 14, 2015 . • (a) Employees shall have no expectation of privacy. (b) Employees acknowledge that the City has the right without prior notice to monitor, review, access, retrieve and make proper and lawful use of all electronic equipment, and electronic communications and content contained in and transmitted through the City's network and outside providers of wireless or electronic communications services. (c) The existence of passwords or message delete functions does not restrict the City's ability or right to access electronic equipment and communications and content sent through the City's electronic equipment. (d) In addition, where circumstances require, and the law allows, even communications on privately held electronic equipment may be subject to disclosure where the City has a legitimate business interest therein, i.e., investigations of employee misconduct, etc. 24.4 Communications Through Other Sysems or Networks - Certain communications and content sent through the City's electronic equipment (e.g. e-mail, electronic files, text messages, .voicemail) to recipients on networks/systems which are outside of the City pass through networks/systems not managed by City. Some delivery methods and networks/systems impose legal restrictions regarding the nature of messages allowed. (a) Employees are expected to comply with all such regulations. (b) Employees can create criminal and civil liability for themselves and the City by using those systems in an offensive, defamatory or illegal manner. In such event employees and other users may be subject to disciplinary action up to and including termination. 24.5 Misuse-Without exhausting all the possibilities,the following are examples of misuse of the City's electronic equipment: (h) Any use that violates applicable law and/or City policies,rules or procedures. (i) Exposing others unwillingly, either through carelessness or intention, to material which is offensive, harassing, obscene or in poor taste. This includes information which could create an intimidating, offensive or hostile work environment. 0) Any use that may, for a reasonable person, create or further a hostile attitude or give offense on the basis of race, color, religion, sex, gender, gender expression, gender identity, national origin, ancestry, citizenship, age, marital status, physical or mental disability, medical condition, genetic information, sexual orientation, veteran status or any other basis protected by law. (k) Communication of confidential City information to unauthorized individuals within or outside of City. i- , 56 RESOLUTION NO. 2015-05 PAGE 66 OF 73 APRIL 14, 2015 r� (1) Unauthorized attempts to access data or break into any City or non-City System. (m) Theft or unauthorized copying of electronic files or data. (n) Initiating or sustaining chain/spam letters, e-mail or other unauthorized mass messaging communication. (o) Intentional misrepresentation of one's identity for improper or illegal purposes. (p) Personal commercial or business activities (e.g. "for sale" notices, personal ads, etc.). (q) Transmitting/accessing obscene material and/or pornography. (r) E-Commerce., (s) Online gambling. (t) Installing or downloading unauthorized software or equipment. (u) Violating terms of software licensing agreements. 24.6 Consequences of Misuse - Employees shall be held accountable for misuse and may be disciplined in accordance with applicable City rules. The City reserves the right to restrict or -- rescind employees' access to electronic equipment at its discretion. The City reserves the right to specify how the City's network resources will be used and administered to comply with this policy. 24.7 Access to Remote Email - Unless specified in writing-by the Personnel Officer, non- exempt employees are not authorized to have access to remote email via the web or mobile phone. 24.8 City Email—The City's email system is an official communication tool for City business. An official email address is established and assigned by the City to each employee the City deems necessary. (a) All City communications sent via email will be sent to and from this address. City employees must use the official agency email, instead of their private email address (such as yahoo, hotmail, etc.) when communicating agency business via email. (b) Should an email related to City business be sent to an employee's personal email account, the email should be immediately forwarded to the employee's City email account and responded to accordingly. 24.9 Cell Phone Use — All City issued cell phones are provided as a tool to conduct City - related business. City cell phones are issued on an as-needed basis with the approval of the 57 RESOLUTION NO. 2015-05 PAGE 67 OF 73 APRIL 14, 2015 Personnel Officer. All employees shall use such devices in a responsible, appropriate, and safe manner. (a) Employees are prohibited from installing any third party equipment to City cell phones unless approved by the employee's supervisor in writing. (b) Employees have no expectation of privacy as to data residing in telecommunications devices and/or voice mail. The City may inspect that data at any time and without notice, as permitted by state and federal law. (c) Employees shall protect City cell phones from loss or damage. An employee assigned a City phone is responsible for its good care and will be required to reimburse the City's cost for any damage, or lost cell phones due to negligence. If such device is damaged, fails to work properly, or is stolen or lost, the employee shall immediately notify the Personnel Officer. (d) City cell phones should only be used by employees in the performance of their official duties. Personal use, beyond incidental use, of City cell phones is strictly prohibited and will result in disciplinary action and reimbursement of charges for personal use. (e) Employees shall acquaint themselves with the rate plan that applies to their cell phone and use their best efforts to make the most economical and cost efficient use of the cell phone. Cell phones are unique in that they may have charges for both in-coming and outgoing calls and texts. In addition, local calls can still incur airtime charges if the plan minutes are exceeded. A call may be made from a cell phone only if it cannot be made at any other time with a provided wired landline telephone. Because cell phones have additional "air time" and possible other charges, employees are expected to use a wired landline telephone when available. (f) Employees are prohibited from using the camera function on City cell phones, except as authorized by a supervisor for work-related purposes. 24.10 Minimal Personal Use of Communications Equipment Permitted — City employees may use City telephones and e-mail for incidental personal use provided that the use: (a) Is kept to a minimum and limited to break times or non-working hours; 1 (b) Does not have any impact upon other City employees or operations; (c) Allows the employee to more efficiently perform City work; and (d) Is not abusive, illegal, or inappropriate. 58 RESOLUTION NO. 2015-05 PAGE 68 OF 73 APRIL 14,2015 SECTION 25 SOCIAL MEDIA USE POLICY 25.1 The establishment and use by any employee of City social media sites are subject to approval by the City Manager. The City Manager will determine the appropriate level of employee access, which includes identifying what social media sources, or type of source, each department or individual is approved to use, as well as define their respective capabilities, i.e., publish, edit, comment or view only. 25.2 The Personnel Officer will monitor content on City social media sites to ensure adherence to this policy and the interests and goals of the City. The City reserves the right to restrict or remove any content that is deemed in violation of this policy or any applicable law. City social media sites are subject to the California Public Records Act. Any content maintained in a social media format that is related to City business, including a list of subscribers, posted communication, and communication submitted for posting, may be a public record subject to public disclosure. There shall be no expectation of privacy in any content or comments on City social media sites. 25.3 Employee Use of Social Media (a) Employees are prohibited from using City electronic communications resources, or work time, for personal social media use. Employees are prohibited from using City email addresses to register on social networks, blogs or other online tools utilized for personal use. (b) Employees should avoid posting on any social media site: statements, photographs, video or audio that reasonably could be viewed as malicious, obscene, threatening or intimidating, that disparage City clients, co- workers, or that might constitute harassment or bullying, particularly where the site or the content thereof might reasonable demonstrate or infer City employee or official City action. Examples of such conduct might include offensive posts meant to intentionally harm someone's reputation or posts that could contribute to a hostile work environment on the basis of race, color, religion, sex, gender, gender expression, gender identity, national origin, ancestry, citizenship, age, marital status, physical or mental disability, medical condition, genetic information, sexual orientation, veteran status or any other basis protected by law. If the content posted violates any'City rule, the employee shall be subject to disciplinary action. (c) If an employee creates personal, non-work related content on a social media site and the City is the subject of the content, the employee should be clear and open about the fact that he/she is an employee and make it clear that the views expressed do not represent those of the City, co- workers, City clients, or people working on behalf of the City; and that the employee is not speaking on behalf of City. The following disclaimer may be used: "The postings on this site are my own and do not necessarily reflect the views of the City." z� 59 RESOLUTION NO.2015-05 PAGE 69 OF 73 APRIL 14,2015 SECTION 26. VIOLENCE IN THE:WORKPLACE.POLICY 26.1 The City is committed to providing a safe and secure workplace for employees and the public. The City will not tolerate acts or threats of violence in--the workplace. The workplace includes any location where City business is conducted, including vehicles and parking lots. Any violation of this:policy may lead to criminal;prosecution, and/or disciplinary action,:up to and including termination. 26.2. : Prohibited Behavior— Employees are:prohibited:from engaging in.or promoting acts.of. intimidation, violence, _threats, coercion, assault and/or abusive behavior toward any person while-in the.course of.City employment... .The' City.has zero .tolerance:for any.conduct :that references workplace violence, even if it was intended to be harmless, humorous, a prank, blowing'off steam; or:venting. .. 26.3 .. Weapons =Employees engaged in City business.are prohibited from.carrying weapons in violation of any law or this policy_unless weapons are required for performance of the job. 26.4 .: Workplace Violence or Abuse—"Workplace Violence" is any conduct in the workplace,, with malice, that:a.reasonable person: would find hostile, offensive, and.unrelated: to an employer's legitimate business interests. Abusive conduct may include repeated infliction of verbal abuse, such.as. the use of derogatory remarks, insults, and. epithets, -verbal or.physical conduct that a reasonable person would- fmd threatening, intimidating, or humiliating;i or the gratuitous sabotage or undermining of a.person's -work performance. Specific examples of workplace violence include,but are.not limited.to, the following: (a) Threats or acts of. physical harm directed 'toward .an 'individual or .his/her family, friends, associates, or property. ... (b) The destruction of or, threat of destruction of City property or another employee's property. (c) Harassing or threatening phone calls. (d) Surveillance. (e) Stalking. (f) Possession of offensive or defensive weapons (firearms;, illegal knives, clubs, mace, pepper spray, tear gas, etc.) unless specifically required or'authorized and-approved by the Personnel Officer. Weapons are defined as firearms, chemical sprays, clubs, or batons, and knives, and any other device, tool, chemical agent or implement that can cause:bodily.harm if used-as a weapon or displayed in such a manner to cause harm or threaten a person with harm. 26.5 Incident Reporting Procedures (a) Employees shall immediately report workplace violence to their supervisor or department director. The -supervisor or department director will report the matter to the Personnel Officer: 60 RESOLUTIONNO. 20.15-05 PAGE 70 OF 73 APRIL 14, 20.15 (b) The Personnel Officer shall document the incident, including the employee names(s), date/time, location, incident description, witness names and statements, description of unidentified parties, description of the act(s) and/or behavior arising from the incident, action taken, and provide any other relevant information regarding the incident. (c) The Personnel Officer shall take appropriate steps to provide security, such as: (1) Placing the employee alleged to have engaged in workplace violence on administrative leave,pending investigation; (2) Asking any threatening or potentially violent person to leave the site; or (3) Immediately contacting an appropriate law enforcement agency. 26.6 Investigation—The Personnel Officer shall see that reported violations of this policy are investigated as necessary. 26.7 Management Responsibility—Each department head has authority to enforce this policy by: (a) Training supervisors and subordinates about their responsibilities under this policy; ' (b) Assuring that reports of workplace violence are documented accurately and timely; (c) Notifying the Personnel Officer and/or law enforcement authorities of any incidents; (d) Making all reasonable efforts to maintain a safe and secure workplace; and (e) Maintaining records and follow up actions as to workplace violence reports. 26.8 Follow-Up Disciplinary Procedures —An employee found in violation of this policy will be subject to disciplinary action, up to and including termination of employment. The City may also direct that an employee submit to a fitness for duty examination. In addition, employees found in violation of this policy may be subject to criminal prosecution. 61 RESOLUTION NO. 2015-05 PAGE 71 OF 73 APRIL 14, 2015 SECTION 27 OTHER EMPLOYEE CONDUCT POLICIES 27.1 Dress Code Policy — Employees of the City are required to dress appropriately for the jobs they are performing. Therefore, failure to follow the dress code regulations contained in this section shall be grounds for discipline. The following dress code regulations shall apply to all City employees. (a) All clothing must be neat, clean, and in good repair. (b) Prescribed uniforms and safety equipment must be worn. (c) Foot wear must be appropriate for the work environment and functions performed. (d) Hair must be neat, clean and well-groomed. (e) Beards, mustaches, and sideburns must be maintained in neat and well- groomed fashion. (f) Jewelry is acceptable except where it constitutes a health or safety hazard. (g) Good personal hygiene is required. (h) Dress must be appropriate to the work setting particularly if the employee has public contact. 27.2 Tattoo and Body Art Policy — Employees of the City are expected to project a professional appearance while at work. Therefore, failure to follow the regulations contained in this section shall be grounds for discipline. (a) No tattoos or body art are allowed anywhere on the head, face, or neck. (b) Any visible tattoos or body art shall not be obscene, sexually explicit, discriminatory to sex, race, religion, or national origin, extremist, and/or gang- related. (c) No visible tattoos or.body art shall be larger than 4 by 6 inches. (d) Any non-conforming tattoos or body art will be covered with clothing,bandage or makeup while at work or removed. (e) If an employee has a question about how or whether the tattoo and body art policy is or ought to be applicable to them, the matter should be immediately raised with their supervisor for consideration and determination. 27.3 Piercing Policy — Employees of the City are expected to project a professional appearance while at work and not endanger themselves or others with excessive body piercing. 62 RESOLUTION NO. 2015-05 PAGE 72 OF 73 APRIL 14, 2015 Therefore, failure to follow the body piercing regulations contained in this section shall be grounds for discipline. (a) No objects, articles,jewelry or ornamentation of any kind shall be attached to or through the skin if visible on any body part including the tongue or any part of the mouth except that women may wear one set of reasonably-sized earrings in each ear lobe.. (b) Any non-conforming piercing shall be removed, covered with a bandage, or replaced with a clear,plastic spacer. (c) If an employee has a question about how the piercing policy is applicable to them, the matter should be immediately raised with their supervisor for consideration and determination. (d) If an employee has a question about how or whether the Piercing policy is or ought to be applicable to them, the matter should be immediately raised with their supervisor for consideration and determination. 27.4 Smoking/Use of Tobacco Products Policy— The City observes a policy of not allowing smoking or the use of smokeless tobacco products in all City-owned vehicles and buildings which includes the Civic Center Complex, the Fire Station, the Child Care Center, the Senior Center, the Chamber of Commerce Office, the EOC Building, and the Maintenance Shop and Offices. Smoking not only includes tobacco products, but also e-cigarettes or any other similar product that produces, smoke, aerosol, and/or vapor. 63 RESOLUTION NO. 2015-05 PAGE 73 OF 73 APRIL 14, 2015