Evan Brooks Associates Inc-2019-03 2019-03
AGREEMENT FOR CONTRACT SERVICES
By and Between
CITY OF GRAND TERRACE
and
EVAN BROOKS ASSOCIATES, INC.
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AGREEMENT FOR CONTRACT SERVICES
BY AND BETWEEN THE CITY OF GRAND TERRACE AND
EVAN BROOKS ASSOCIATES,INC.
This "AGREEMENT FOR CONTRACT SERVICES BY AND BETWEEN THE CITY
OF GRAND TERRACE AND EVAN BROOKS ASSOCIATES, INC." (herein "Agreement") is
made and entered into this day of March, 2019 by and between the City of Grand Terrace, a
California municipal corporation ("City") and Evan Brooks Associates, Inc., a California
corporation ("Consultant"). City and Consultant are sometimes hereinafter individually referred
to as"Party" and hereinafter collectively referred to as the"Parties."
RECITALS
A. City has sought, by issuance of a Request for Qualifications or Invitation for Bids,
the performance of the services defined and described particularly in Article I of this Agreement.
B. Consultant, following submission of a proposal or bid for the performance of the
services defined and described particularly in Article I of this Agreement, was selected by the
City to perform those services.
C. Pursuant to the City of Grand Terrace Municipal Code, City has authority to enter
into and execute this Agreement.
D. The Parties desire to formalize the selection of Consultant for performance of
those services defined and described particularly in Article 1 of this Agreement and desire that
the terms of that performance be as particularly defined and described herein.
OPERATIVE PROVISIONS
NOW, THEREFORE, in consideration of the mutual promises and covenants made by
the Parties and contained herein and other consideration, the value and adequacy of which are
hereby acknowledged,the parties agree as follows:
ARTICLE 1. SERVICES OF CONSULTANT
1.1 Scope of Services.
In compliance with all terms and conditions of this Agreement, the Consultant shall
provide those services specified in the "Scope of Services" attached hereto as Exhibit "A" and
incorporated herein by this reference, which may be referred to herein as the "services" or
"work" hereunder. As a material inducement to the City entering into this Agreement,
Consultant represents and warrants that it has the qualifications, experience, and facilities
necessary to properly perform the services required under this Agreement in a thorough,
competent, and professional manner, and is experienced in performing the work and services
contemplated herein. Consultant shall at all times faithfully, competently and to the best of its
ability, experience and talent, perform all services described herein. Consultant covenants that it
shall follow the highest professional standards in performing the work and services required
hereunder and that all materials will be both of good quality as well as fit for the purpose
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intended. For purposes of this Agreement, the phrase "highest professional standards" shall
mean those standards of practice recognized by one or more first-class firms performing similar
work under similar circumstances.
1.2 Consultant's Proposal.
The Scope of Service shall include the Consultant's scope of work or bid which shall be
incorporated herein by this reference as though fully set forth herein. In the event of any
inconsistency between the terms of such proposal and this Agreement, the terms of this
Agreement shall govern.
1.3 Compliance with Law.
Consultant shall keep itself informed concerning, and shall render all services hereunder
in accordance with, all ordinances, resolutions, statutes, rules, and regulations of the City and
any Federal, State or local governmental entity having jurisdiction in effect at the time service is
rendered.
1.4 Licenses, Permits, Fees and Assessments.
Consultant shall obtain at its sole cost and expense such licenses, permits and approvals
as may be required by law for the performance of the services required by this Agreement.
Consultant shall have the sole obligation to pay for any fees, assessments and taxes, plus
applicable penalties and interest, which may be imposed by law and arise from or are necessary
for the Consultant's performance of the services required by this Agreement, and shall
indemnify, defend and hold harmless City, its officers, employees or agents of City, against any
such fees, assessments, taxes, penalties or interest levied, assessed or imposed against City
hereunder.
1.5 Familiarity with Work.
By executing this Agreement, Consultant warrants that Consultant (i) has thoroughly
investigated and considered the scope of services to be performed, (ii) has carefully considered
how the services should be performed, and (iii) fully understands the facilities, difficulties and
restrictions attending performance of the services under this Agreement. If the services involve
work upon any site, Consultant warrants that Consultant has or will investigate the site and is or
will be fully acquainted with the conditions there existing, prior to commencement of services
hereunder. Should the Consultant discover any latent or unknown conditions, which will
materially affect the performance of the services hereunder, Consultant shall immediately inform
the City of such fact and shall not proceed except at Consultant's risk until written instructions
are received from the Contract Officer.
1.6 Care of Work.
The Consultant shall adopt reasonable methods during the life of the Agreement to
furnish continuous protection to the work, and the equipment, materials, papers, documents,
plans, studies and/or other components thereof to prevent losses or damages, and shall be
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responsible for all such damages, to persons or property, until acceptance of the work by City,
except such losses or damages as may be caused by City's own negligence.
1.7 Further Responsibilities of Parties.
Both parties agree to use reasonable care and diligence to perform their respective
obligations under this Agreement. Both parties agree to act in good faith to execute all
instruments, prepare all documents and take all actions as may be reasonably necessary to carry
out the purposes of this Agreement. Unless hereafter specified, neither party shall be responsible
for the service of the other.
1.8 Additional Services.
City shall have the right at any time during the performance of the services, without
invalidating this Agreement, to order extra work beyond that specified in the Scope of Services
or make changes by altering, adding to or deducting from said work. No such extra work may be
undertaken unless a written order is first given by the Contract Officer to the Consultant,
incorporating therein any adjustment in (i) the Contract Sum for the actual costs of the extra
work, and/or (ii) the time to perform this Agreement, which said adjustments are subject to the
written approval of the Consultant. Any increase in compensation of up to ten percent (10%) of
the Contract Sum or $25,000, whichever is less; or, in the time to perform of up to one hundred
eighty(180) days, may be approved by the Contract Officer. Any greater increases, taken either
separately or cumulatively, must be approved by the City Council. It is expressly understood by
Consultant that the provisions of this Section shall not apply to services specifically set forth in
the Scope of Services. Consultant hereby acknowledges that it accepts the risk that the services
to be provided pursuant to the Scope of Services may be more costly or time consuming than
Consultant anticipates and that Consultant shall not be entitled to additional compensation
therefor. City may in its sole and absolute discretion have similar work done by other
consultants. No claims for an increase in the Contract Sum or time for performance shall be
valid unless the procedures established in this Section are followed.
1.9 Special Requirements.
Additional terms and conditions of this Agreement, if any, which are made a part hereof
are set forth in the "Special Requirements" attached hereto as Exhibit `B" and incorporated
herein by this reference. In the event of a conflict between the provisions of Exhibit`B" and any
other provisions of this Agreement, the provisions of Exhibit`B" shall govern.
ARTICLE 2. COMPENSATION AND METHOD OF PAYMENT.
2.1 Contract Sum.
Subject to any limitations set forth in this Agreement, City agrees to pay Consultant the
amounts specified in the "Schedule of Compensation" attached hereto as Exhibit "C" and
incorporated herein by this reference. The total compensation, including reimbursement for
actual expenses, shall not exceed Forty Thousand Dollars and Zero Cents ($40,000.00) (the
"Contract Sum"), unless additional compensation is approved pursuant to Section 1.8.
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2.2 Method of Compensation.
The method of compensation may include: (i) a lump sum payment upon completion; (ii)
payment in accordance with specified tasks or the percentage of completion of the services, less
contract retention; (iii) payment for time and materials based upon the Consultant's rates as
specified in the Schedule of Compensation, provided that (a) time estimates are provided for the
performance of sub tasks, (b) contract retention is maintained, and (c) the Contract Sum is not
exceeded; or(iv) such other methods as may be specified in the Schedule of Compensation.
2.3 Reimbursable Expenses.
Compensation may include reimbursement for actual and necessary expenditures for
reproduction costs, telephone expenses, and travel expenses approved by the Contract Officer in
advance, or actual subcontractor expenses of an approved subcontractor pursuant to Section 4.5,
and only if specified in the Schedule of Compensation. The Contract Sum shall include the
attendance of Consultant at all project meetings reasonably deemed necessary by the City.
Coordination of the performance of the work with City is a critical component of the services. If
Consultant is required to attend additional meetings to facilitate such coordination, Consultant
shall not be entitled to any additional compensation for attending said meetings.
2.4 Invoices.
Each month Consultant shall furnish to City an original invoice for all work performed
and expenses incurred during the preceding month in a form approved by City's Director of
Finance. By submitting an invoice for payment under this Agreement, Consultant is certifying
compliance with all provisions of the Agreement. The invoice shall detail charges for all
necessary and actual expenses by the following categories: labor (by sub-category), travel,
materials, equipment, supplies, and sub-contractor contracts. Sub-contractor charges shall also
be detailed by such categories. Consultant shall not invoice City for any duplicate services
performed by more than one person.
City shall independently review each invoice submitted by the Consultant to determine
whether the work performed and expenses incurred are in compliance with the provisions of this
Agreement. Except as to any charges for work performed or expenses incurred by Consultant
which are disputed by City, or as provided in Section 7.3, City will use its best efforts to cause
Consultant to be paid within forty-five (45) days of receipt of Consultant's correct and
undisputed invoice; however, Consultant acknowledges and agrees that due to City warrant run
procedures, the City cannot guarantee that payment will occur within this time period. In the
event any charges or expenses are disputed by City, the original invoice shall be returned by City
to Consultant for correction and resubmission. Review and payment by City for any invoice
provided by the Consultant shall not constitute a waiver of any rights or remedies provided
herein or any applicable law.
2.5 Waiver.
Payment to Consultant for work performed pursuant to this Agreement shall not be
deemed to waive any defects in work performed by Consultant.
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ARTICLE 3. PERFORMANCE SCHEDULE
3.1 Time of Essence.
Time is of the essence in the performance of this Agreement.
3.2 Schedule of Performance.
Consultant shall commence the services pursuant to this Agreement upon receipt of a
written notice to proceed and shall perform all services within the time period(s) established in
the "Schedule of Performance" attached hereto as Exhibit "D" and incorporated herein by this
reference. When requested by the Consultant, extensions to the time period(s) specified in the
Schedule of Performance may be approved in writing by the Contract Officer but not exceeding
one hundred eighty(180) days cumulatively.
3.3 Force Maj eure.
The time period(s) specified in the Schedule of Performance for performance of the
services rendered pursuant to this Agreement shall be extended because of any delays due to
unforeseeable causes beyond the control and without the fault or negligence of the Consultant,
including, but not restricted to, acts of God or of the public enemy, unusually severe weather,
fires, earthquakes, floods, epidemics, quarantine restrictions, riots, strikes, freight embargoes,
wars, litigation, and/or acts of any governmental agency, including the City, if the Consultant
shall within ten (10) days of the commencement of such delay notify the Contract Officer in
writing of the causes of the delay. The Contract Officer shall ascertain the facts and the extent of
delay, and extend the time for performing the services for the period of the enforced delay when
and if in the judgment of the Contract Officer such delay is justified. The Contract Officer's
determination shall be final and conclusive upon the parties to this Agreement. In no event shall
Consultant be entitled to recover damages against the City for any delay in the performance of
this Agreement, however caused, Consultant's sole remedy being extension of the Agreement
pursuant to this Section.
3.4 Term.
Unless earlier terminated in accordance with Article 7 of this Agreement, this Agreement
shall continue in full force and effect until completion of the services but not exceeding one (1)
years from the date hereof, except as otherwise provided in the Schedule of Performance
(Exhibit"D").
ARTICLE 4. COORDINATION OF WORK
4.1 Representatives and Personnel of Consultant.
The following principals of Consultant ("Principals") are hereby designated as being the
principals and representatives of Consultant authorized to act in its behalf with respect to the
work specified herein and make all decisions in connection therewith:
Hal SuetsuQu, President
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It is expressly understood that the experience, knowledge, capability and reputation of the
foregoing principals were a substantial inducement for City to enter into this Agreement.
Therefore, the foregoing principals shall be responsible during the term of this Agreement for
directing all activities of Consultant and devoting sufficient time to personally supervise the
services hereunder. All personnel of Consultant, and any authorized agents, shall at all times be
under the exclusive direction and control of the Principals. For purposes of this Agreement, the
foregoing Principals may not be replaced nor may their responsibilities be substantially reduced
by Consultant without the express written approval of City. Additionally, Consultant shall
utilize only competent personnel to perform services pursuant to this Agreement. Consultant
shall make every reasonable effort to maintain the stability and continuity of Consultant's staff
and subcontractors, if any, assigned to perform the services required under this Agreement.
Consultant shall notify City of any changes in Consultant's staff and subcontractors, if any,
assigned to perform the services required under this Agreement, prior to and during any such
performance.
4.2 Status of Consultant.
Consultant shall have no authority to bind City in any manner, or to incur any obligation,
debt or liability of any kind on behalf of or against City, whether by contract or otherwise,unless
such authority is expressly conferred under this Agreement or is otherwise expressly conferred in
writing by City. Consultant shall not at any time or in any manner represent that Consultant or
any of Consultant's officers, employees, or agents are in any manner officials, officers,
employees or agents of City. Neither Consultant, nor any of Consultant's officers, employees or
agents, shall obtain any rights to retirement, health care or any other benefits which may
otherwise accrue to City's employees. Consultant expressly waives any claim Consultant may
have to any such rights.
4.3 Contract Officer.
The Contract Officer shall be Sandra Molina, Director of Planning and Development
Services, or such person as may be designated by the City Manager. It shall be the Consultant's
responsibility to assure that the Contract Officer is kept informed of the progress of the
performance of the services and the Consultant shall refer any decisions which must be made by
City to the Contract Officer. Unless otherwise specified herein, any approval of City required
hereunder shall mean the approval of the Contract Officer. The Contract Officer shall have
authority, if specified in writing by the City Manager, to sign all documents on behalf of the City
required hereunder to carry out the terms of this Agreement.
4.4 Independent Contractor.
Neither the City nor any of its employees shall have any control over the manner, mode
or means by which Consultant, its agents or employees, perform the services required herein,
except as otherwise set forth herein. City shall have no voice in the selection, discharge,
supervision or control of Consultant's employees, servants,representatives or agents, or in fixing
their number, compensation or hours of service. Consultant shall perform all services required
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herein as an independent contractor of City and shall remain at all times as to City a wholly
independent contractor with only such obligations as are consistent with that role. Consultant
shall not at any time or in any manner represent that it or any of its agents or employees are
agents or employees of City. City shall not in any way or for any purpose become or be deemed
to be a partner of Consultant in its business or otherwise or a joint venturer or a member of any
joint enterprise with Consultant.
4.5 Prohibition Against Subcontracting or Assignment.
The experience, knowledge, capability and reputation of Consultant, its principals and
employees were a substantial inducement for the City to enter into this Agreement. Therefore,
Consultant shall not contract with any other entity to perform in whole or in part the services
required hereunder without the express written approval of the City. In addition, neither this
Agreement nor any interest herein may be transferred, assigned, conveyed, hypothecated or
encumbered voluntarily or by operation of law, whether for the benefit of creditors or otherwise,
without the prior written approval of City. Transfers restricted hereunder shall include the
transfer to any person or group of persons acting in concert of more than twenty five percent
(25%) of the present ownership and/or control of Consultant, taking all transfers into account on
a cumulative basis. In the event of any such unapproved transfer, including any bankruptcy
proceeding, this Agreement shall be void. No approved transfer shall release the Consultant or
any surety of Consultant of any liability hereunder without the express consent of City.
ARTICLE 5. INSURANCE AND INDEMNIFICATION
5.1 Insurance Coverages.
The Consultant shall procure and maintain, at its sole cost and expense, in a form and
content satisfactory to City, during the entire term of this Agreement including any extension
thereof, the following policies of insurance which shall cover all elected and appointed officers,
employees and agents of City:
(a) General Liability Insurance (Occurrence Form CG0001 or equivalent). A
policy of comprehensive general liability insurance written on a per occurrence basis for bodily
injury, personal injury and property damage. The policy of insurance shall be in an amount not
less than $1,000,000.00 per occurrence or if a general aggregate limit is used, then the general
aggregate limit shall be twice the occurrence limit.
(b) Worker's Compensation Insurance. A policy of worker's compensation
insurance in such amount as will fully comply with the laws of the State of California and which
shall indemnify, insure and provide legal defense for the Consultant against any loss, claim or
damage arising from any injuries or occupational diseases occurring to any worker employed by
or any persons retained by the Consultant in the course of carrying out the work or services
contemplated in this Agreement.
(c) Automotive Insurance(Form CA 0001 (Ed 1/87) including `any auto" and
endorsement CA 0025 or equivalent). A policy of comprehensive automobile liability insurance
written on a per occurrence for bodily injury and property damage in an amount not less than
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$1,000,000. Said policy shall include coverage for owned, non-owned, leased, hired cars and
any automobile.
(d) Professional Liability. Professional liability insurance appropriate to the
Consultant's profession. This coverage may be written on a "claims made" basis, and must
include coverage for contractual liability. The professional liability insurance required by this
Agreement must be endorsed to be applicable to claims based upon, arising out of or related to
services performed under this Agreement. The insurance must be maintained for at least 5
consecutive years following the completion of Consultant's services or the termination of this
Agreement. During this additional 5-year period, Consultant shall annually and upon request of
the City submit written evidence of this continuous coverage.
(e) Subcontractors. Consultant shall include all subcontractors as insureds
under its policies or shall furnish separate certificates and certified endorsements for each
subcontractor. All coverages for subcontractors shall include all of the requirements stated
herein.
(f) Additional Insurance. Policies of such other insurance, as may be required
in the Special Requirements in Exhibit`B".
5.2 General Insurance Requirements.
All of the above policies of insurance shall be primary insurance and shall name the City,
its elected and appointed officers, employees and agents as additional insureds and any insurance
maintained by City or its officers, employees or agents may apply in excess of, and not
contribute with Consultant's insurance. The insurer is deemed hereof to waive all rights of
subrogation and contribution it may have against the City, its officers, employees and agents and
their respective insurers. Moreover, the insurance policy must specify that where the primary
insured does not satisfy the self-insured retention, any additional insured may satisfy the self-
insured retention.
All of said policies of insurance shall provide that said insurance may not be amended or
cancelled by the insurer or any party hereto without providing thirty (30) days prior written
notice by certified mail return receipt requested to the City. In the event any of said policies of
insurance are cancelled, the Consultant shall, prior to the cancellation date, submit new evidence
of insurance in conformance with Section 5.1 to the Contract Officer.
No work or services under this Agreement shall commence until the Consultant has
provided the City with Certificates of Insurance, additional insured endorsement forms or
appropriate insurance binders evidencing the above insurance coverages and said Certificates of
Insurance or binders are approved by the City. City reserves the right to inspect complete,
certified copies of and endorsements to all required insurance policies at any time. Any failure
to comply with the reporting or other provisions of the policies including breaches or warranties
shall not affect coverage provided to City.
All certificates shall name the City as additional insured (providing the appropriate
endorsement) and shall conform to the following"cancellation"notice:
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CANCELLATION:
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE
CANCELLED BEFORE THE EXPIRATION DATED
THEREOF, THE ISSUING COMPANY SHALL MAIL THIRTY
(30)-DAY ADVANCE WRITTEN OTICE TO CERTIFICATE
HOLDER NAMED HERE
[to be initialed]
Consu Initials
City, its respective elected and appointed officers, directors, officials, employees, agents
and volunteers are to be covered as additional insureds as respects: liability arising out of
activities Consultant performs; products and completed operations of Consultant; premises
owned, occupied or used by Consultant; or any automobiles owned, leased, hired or borrowed by
Consultant. The coverage shall contain no special limitations on the scope of protection afforded
to City, and their respective elected and appointed officers, officials, employees or volunteers.
Consultant's insurance shall apply separately to each insured against whom claim is made or suit
is brought, except with respect to the limits of the insurer's liability.
Any deductibles or self-insured retentions must be declared to and approved by City. At
the option of City, either the insurer shall reduce or eliminate such deductibles or self-insured
retentions as respects City or its respective elected or appointed officers, officials, employees and
volunteers or the Consultant shall procure a bond guaranteeing payment of losses and related
investigations, claim administration, defense expenses and claims. The Consultant agrees that
the requirement to provide insurance shall not be construed as limiting in any way the extent to
which the Consultant may be held responsible for the payment of damages to any persons or
property resulting from the Consultant's activities or the activities of any person or persons for
which the Consultant is otherwise responsible nor shall it limit the Consultant's indemnification
liabilities as provided in Section 5.3.
In the event the Consultant subcontracts any portion of the work in compliance with
Section 4.5 of this Agreement, the contract between the Consultant and such subcontractor shall
require the subcontractor to maintain the same policies of insurance that the Consultant is
required to maintain pursuant to Section 5.1, and such certificates and endorsements shall be
provided to City.
5.3 Indemnification.
To the full extent permitted by law, Consultant agrees to indemnify, defend and hold
harmless the City, its officers, employees and agents ("Indemnified Parties") against, and will
hold and save them and each of them harmless from, any and all actions, either judicial,
administrative, arbitration or regulatory claims, damages to persons or property, losses, costs,
penalties, obligations, errors, omissions or liabilities whether actual or threatened (herein"claims
or liabilities") that may be asserted or claimed by any person, firm or entity arising out of or in
connection with the negligent performance of the work, operations or activities provided herein
of Consultant, its officers, employees, agents, subcontractors, or invitees, or any individual or
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entity for which Consultant is legally liable ("indemnitors"), or arising from Consultant's or
indemnitors' reckless or willful misconduct, or arising from Consultant's or indemnitors'
negligent performance of or failure to perform any term, provision, covenant or condition of this
Agreement, and in connection therewith:
(a) Consultant will defend any action or actions filed in connection with any
of said claims or liabilities and will pay all costs and expenses, including legal costs and
attorney's fees incurred in connection therewith;
(b) Consultant will promptly pay any judgment rendered against the City, its
officers, agents or employees for any such claims or liabilities arising out of or in connection
with the negligent performance of or failure to perform such work, operations or activities of
Consultant hereunder; and Consultant agrees to save and hold the City, its officers, agents, and
employees harmless therefrom;
(c) In the event the City, its officers, agents or employees is made a party to
any action or proceeding filed or prosecuted against Consultant for such damages or other claims
arising out of or in connection with the negligent performance of or failure to perform the work,
operation or activities of Consultant hereunder, Consultant agrees to pay to the City, its officers,
agents or employees, any and all costs and expenses incurred by the City, its officers, agents or
employees in such action or proceeding, including but not limited to, legal costs and attorney's
fees.
Consultant shall incorporate similar indemnity agreements with its subcontractors and if
it fails to do so Consultant shall be fully responsible to indemnify City hereunder therefore, and
failure of City to monitor compliance with these provisions shall not be a waiver hereof. This
indemnification includes claims or liabilities arising from any negligent or wrongful act, error or
omission, or reckless or willful misconduct of Consultant in the performance of professional
services hereunder. The provisions of this Section do not apply to claims or liabilities occurring
as a result of City's sole negligence or willful acts or omissions, but, to the fullest extent
permitted by law, shall apply to claims and liabilities resulting in part from City's negligence,
except that design professionals' indemnity hereunder shall be limited to claims and liabilities
arising out of the negligence, recklessness or willful misconduct of the design professional. The
indemnity obligation shall be binding on successors and assigns of Consultant and shall survive
termination of this Agreement.
5.4 Sufficiency of Insurer.
Insurance required by this Agreement shall be satisfactory only if issued by companies
qualified to do business in California, rated "A" or better in the most recent edition of Best
Rating Guide, The Key Rating Guide or in the Federal Register, and only if they are of a
financial category Class VII or better, unless such requirements are waived by the Risk Manager
of the City("Risk Manager") due to unique circumstances. If this Agreement continues for more
than 3 years duration, or in the event the risk manager determines that the work or services to be
performed under this Agreement creates an increased or decreased risk of loss to the City, the
Consultant agrees that the minimum limits of the insurance policies may be changed accordingly
upon receipt of written notice from the Risk Manager.
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ARTICLE 6. RECORDS,REPORTS,AND RELEASE OF INFORMATION
6.1 Records.
Consultant shall keep, and require subcontractors to keep, such ledgers, books of
accounts, invoices, vouchers, canceled checks, reports, studies or other documents relating to the
disbursements charged to City and services performed hereunder (the "books and records"), as
shall be necessary to perform the services required by this Agreement and enable the Contract
Officer to evaluate the performance of such services. Any and all such documents shall be
maintained in accordance with generally accepted accounting principles and shall be complete
and detailed. The Contract Officer shall have full and free access to such books and records at
all times during normal business hours of City, including the right to inspect, copy, audit and
make records and transcripts from such records. Such records shall be maintained for a period of
three (3) years following completion of the services hereunder, and the City shall have access to
such records in the event any audit is required. In the event of dissolution of Consultant's
business, custody of the books and records may be given to City, and access shall be provided by
Consultant's successor in interest. Notwithstanding the above, the Consultant shall fully
cooperate with the City in providing access to the books and records if a public records request is
made and disclosure is required by law including but not limited to the California Public Records
Act.
6.2 Reports.
Consultant shall periodically prepare and submit to the Contract Officer such reports
concerning the performance of the services required by this Agreement as the Contract Officer
shall require. Consultant hereby acknowledges that the City is greatly concerned about the cost
of work and services to be performed pursuant to this Agreement. For this reason, Consultant
agrees that if Consultant becomes aware of any facts, circumstances, techniques, or events that
may or will materially increase or decrease the cost of the work or services contemplated herein
or, if Consultant is providing design services, the cost of the project being designed, Consultant
shall promptly notify the Contract Officer of said fact, circumstance, technique or event and the
estimated increased or decreased cost related thereto and, if Consultant is providing design
services, the estimated increased or decreased cost estimate for the project being designed.
6.3 Ownership of Documents.
All drawings, specifications, maps, designs, photographs, studies, surveys, data, notes,
computer files, reports, records, documents and other materials (the "documents and materials"),
including any electronic documents and materials, prepared by Consultant, its employees,
subcontractors and agents in the performance of this Agreement shall be the property of City and
shall be delivered to City in a format of the City's choice upon request of the Contract Officer or
upon the termination of this Agreement, and Consultant shall have no claim for further
employment or additional compensation as a result of the exercise by City of its full rights of
ownership use, reuse, or assignment of the documents and materials hereunder. Any use, reuse
or assignment of such completed documents for other projects and/or use of uncompleted
documents without specific written authorization by the Consultant will be at the City's sole risk
and without liability to Consultant, and Consultant's guarantee and warranties shall not extend to
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such use, reuse or assignment. Consultant may retain copies of such documents for its own use.
Consultant shall have the right to use the concepts embodied therein. All subcontractors shall
provide for assignment to City of any documents or materials prepared by them, and in the event
Consultant fails to secure such assignment, Consultant shall indemnify City for all damages
resulting therefrom. Moreover, Consultant with respect to any documents and materials that may
qualify as "works made for hire" as defined in 17 U.S.C. § 101, such documents and materials
are hereby deemed "works made for hire" for the City.
6.4 Confidentiality and Release of Information.
(a) All information gained or work product produced by Consultant in
performance of this Agreement shall be considered confidential, unless such information is in the
public domain or already known to Consultant. Consultant shall not release or disclose any such
information or work product to persons or entities other than City without prior written
authorization from the Contract Officer.
(b) Consultant, its officers, employees, agents or subcontractors, shall not,
without prior written authorization from the Contract Officer or unless requested by the City
Attorney, voluntarily provide documents, declarations, letters of support, testimony at
depositions, response to interrogatories or other information concerning the work performed
under this Agreement. Response to a subpoena or court order shall not be considered
"voluntary"provided Consultant gives City notice of such court order or subpoena.
(c) If Consultant, or any officer, employee, agent or subcontractor of
Consultant, provides any information or work product in violation of this Agreement, then City
shall have the right to reimbursement and indemnity from Consultant for any damages, costs and
fees, including attorney's fees, caused by or incurred as a result of Consultant's conduct.
(d) Consultant shall promptly notify City should Consultant, its officers,
employees, agents or subcontractors be served with any summons, complaint, subpoena, notice
of deposition, request for documents, interrogatories, request for admissions or other discovery
request, court order or subpoena from any party regarding this Agreement and the work
performed there under. City retains the right,but has no obligation, to represent Consultant or be
present at any deposition, hearing or similar proceeding. Consultant agrees to cooperate fully
with City and to provide City with the opportunity to review any response to discovery requests
provided by Consultant. However, this right to review any such response does not imply or
mean the right by City to control, direct, or rewrite said response.
ARTICLE 7. ENFORCEMENT OF AGREEMENT AND TERMINATION
7.1 California Law.
This Agreement shall be interpreted, construed and governed both as to validity and to
performance of the parties in accordance with the laws of the State of California. Legal actions
concerning any dispute, claim or matter arising out of or in relation to this Agreement shall be
instituted in the Superior Court of the County of San Bernardino, State of California, or any other
appropriate court in such county, and Consultant covenants and agrees to submit to the personal
jurisdiction of such court in the event of such action. In the event of litigation in a U.S. District
01247.0005/538282.1 3/6/2019
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Court, venue shall lie exclusively in the Central District of California, in the County of San
Bernardino, State of California.
7.2 Disputes; Default.
In the event that Consultant is in default under the terms of this Agreement, the City shall
not have any obligation or duty to continue compensating Consultant for any work performed
after the date of default. Instead, the City may give notice to Consultant of the default and the
reasons for the default. The notice shall include the timeframe in which Consultant may cure the
default. This timeframe is presumptively thirty (30) days, but may be extended, though not
reduced, if circumstances warrant. During the period of time that Consultant is in default, the
City shall hold all invoices and shall, when the default is cured, proceed with payment on the
invoices. In the alternative, the City may, in its sole discretion, elect to pay some or all of the
outstanding invoices during the period of default. If Consultant does not cure the default, the
City may take necessary steps to terminate this Agreement under this Article. Any failure on the
part of the City to give notice of the Consultant's default shall not be deemed to result in a
waiver of the City's legal rights or any rights arising out of any provision of this Agreement.
7.3 Retention of Funds.
Consultant hereby authorizes City to deduct from any amount payable to Consultant
(whether or not arising out of this Agreement) (i) any amounts the payment of which may be in
dispute hereunder or which are necessary to compensate City for any losses, costs, liabilities, or
damages suffered by City, and (ii) all amounts for which City may be liable to third parties, by
reason of Consultant's acts or omissions in performing or failing to perform Consultant's
obligation under this Agreement. In the event that any claim is made by a third party, the
amount or validity of which is disputed by Consultant, or any indebtedness shall exist which
shall appear to be the basis for a claim of lien, City may withhold from any payment due, without
liability for interest because of such withholding, an amount sufficient to cover such claim. The
failure of City to exercise such right to deduct or to withhold shall not, however, affect the
obligations of the Consultant to insure, indemnify, and protect City as elsewhere provided herein.
7.4 Waiver.
Waiver by any party to this Agreement of any term, condition, or covenant of this
Agreement shall not constitute a waiver of any other term, condition, or covenant. Waiver by
any party of any breach of the provisions of this Agreement shall not constitute a waiver of any
other provision or a waiver of any subsequent breach or violation of any provision of this
Agreement. Acceptance by City of any work or services by Consultant shall not constitute a
waiver of any of the provisions of this Agreement. No delay or omission in the exercise of any
right or remedy by a non-defaulting party on any default shall impair such right or remedy or be
construed as a waiver. Any waiver by either party of any default must be in writing and shall not
be a waiver of any other default concerning the same or any other provision of this Agreement.
7.5 Rights and Remedies are Cumulative.
Except with respect to rights and remedies expressly declared to be exclusive in this
Agreement, the rights and remedies of the parties are cumulative and the exercise by either party
01247.0005/538282.1 3/6/2019
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of one or more of such rights or remedies shall not preclude the exercise by it, at the same or
different times, of any other rights or remedies for the same default or any other default by the
other party.
7.6 Legal Action.
In addition to any other rights or remedies, either party may take legal action, in law or in
equity, to cure, correct or remedy any default, to recover damages for any default, to compel
specific performance of this Agreement, to obtain declaratory or injunctive relief, or to obtain
any other remedy consistent with the purposes of this Agreement. Notwithstanding any contrary
provision herein, Consultant shall file a statutory claim pursuant to Government Code Sections
905 et. seq. and 910 et. seq., in order to pursue a legal action under this Agreement.
7.7 Termination Prior to Expiration of Term.
This Section shall govern any termination of this Contract except as specifically provided
in the following Section for termination for cause. The City reserves the right to terminate this
Contract at any time, with or without cause, upon written notice to Consultant. In addition, the
Consultant may terminate this Contract for cause, upon sixty(60) days' advance written notice to
City. Upon receipt of any notice of termination, Consultant shall immediately cease all services
hereunder except such as may be specifically approved by the Contract Officer. Except where
the Consultant has initiated termination, the Consultant shall be entitled to compensation for all
services rendered prior to the effective date of the notice of termination and for any services
authorized by the Contract Officer thereafter in accordance with the Schedule of Compensation
or such as may be approved by the Contract Officer, except as provided in Section 7.3. In the
event the Consultant has initiated termination, the Consultant shall be entitled to compensation
only for the reasonable value of the work product actually produced hereunder. In the event of
termination without cause pursuant to this Section, the terminating party need not provide the
non-terminating party with the opportunity to cure pursuant to Section 7.2.
7.8 Termination for Default of Consultant.
If termination is due to the failure of the Consultant to fulfill its obligations under this
Agreement, City may, after compliance with the provisions of Section 7.2, take over the work
and prosecute the same to completion by contract or otherwise, and the Consultant shall be liable
to the extent that the total cost for completion of the services required hereunder exceeds the
compensation herein stipulated (provided that the City shall use reasonable efforts to mitigate
such damages), and City may withhold any payments to the Consultant for the purpose of set-off
or partial payment of the amounts owed the City as previously stated.
7.9 Attorney's Fees.
If either party to this Agreement is required to initiate or defend or made a party to any
action or proceeding in any way connected with this Agreement, the prevailing party in such
action or proceeding, in addition to any other relief which may be granted, whether legal or
equitable, shall be entitled to reasonable attorney's fees. Attorney's fees shall include attorney's
fees on any appeal, and in addition a party entitled to attorney's fees shall be entitled to all other
reasonable costs for investigating such action, taking depositions and discovery and all other
01247.0005/538282.1 3/6/2019
-15-
necessary costs the court allows which are incurred in such litigation. All such fees shall be
deemed to have accrued on commencement of such action and shall be enforceable whether or
not such action is prosecuted to judgment.
ARTICLE 8. CITY OFFICERS AND EMPLOYEES: NON-DISCRIMINATION
8.1 Non-liabilit of Officers and Employ
No officer or employee of the City shall be personally liable to the Consultant, or any
successor in interest, in the event of any default or breach by the City or for any amount which
may become due to the Consultant or to its successor, or for breach of any obligation of the
terms of this Agreement.
8.2 Conflict of Interest.
Consultant covenants that neither it, nor any officer or principal of its firm, has or shall
acquire any interest, directly or indirectly, which would conflict in any manner with the interests
of City or which would in any way hinder Consultant's performance of services under this
Agreement. Consultant further covenants that in the performance of this Agreement, no person
having any such interest shall be employed by it as an officer, employee, agent or subcontractor
without the express written consent of the Contract Officer. Consultant agrees to at all times
avoid conflicts of interest or the appearance of any conflicts of interest with the interests of City
in the performance of this Agreement.
8.3 Covenant Against Discrimination.
Consultant covenants that, by and for itself, its heirs, executors, assigns, and all persons
claiming under or through them, that there shall be no discrimination against or segregation of,
any person or group of persons on account of race, color, creed, religion, sex, gender, sexual
orientation,marital status, national origin, ancestry or other protected class in the performance of
this Agreement. Consultant shall take affirmative action to insure that applicants are employed
and that employees are treated during employment without regard to their race, color, creed,
religion, sex, gender, sexual orientation, marital status, national origin, ancestry or other
protected class.
8.4 Unauthorized Aliens.
Consultant hereby promises and agrees to comply with all of the provisions of the Federal
Immigration and Nationality Act, 8 U.S.C.A. §§ 1101, et seq., as amended, and in connection
therewith, shall not employ unauthorized aliens as defined therein. Should Consultant so employ
such unauthorized aliens for the performance of work and/or services covered by this
Agreement, and should any liability or sanctions be imposed against City for such use of
unauthorized aliens, Consultant hereby agrees to and shall reimburse City for the cost of all such
liabilities or sanctions imposed, together with any and all costs, including attorney's fees,
incurred by City.
01247.0005/538282.1 3/6/2019
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ARTICLE 9. MISCELLANEOUS PROVISIONS
9.1 Notices.
Any notice, demand, request, document, consent, approval, or communication either
party desires or is required to give to the other party or any other person shall be in writing and
either served personally or sent by prepaid, first-class mail, in the case of the City, to the City
Manager and to the attention of the Contract Officer (with her/his name and City title), City of
Grand Terrace, 22795 Barton Rd, Grand Terrace, CA 92313, and in the case of the Consultant,
to the person(s) at the address designated on the execution page of this Agreement. Either party
may change its address by notifying the other party of the change of address in writing. Notice
shall be deemed communicated at the time personally delivered or in seventy-two (72) hours
from the time of mailing if mailed as provided in this Section.
9.2 Interpretation.
The terms of this Agreement shall be construed in accordance with the meaning of the
language used and shall not be construed for or against either party by reason of the authorship
of this Agreement or any other rule of construction which might otherwise apply.
9.3 Counterparts.
This Agreement may be executed in counterparts, each of which shall be deemed to be an
original, and such counterparts shall constitute one and the same instrument.
9.4 Integration; Amendment.
This Agreement including the attachments hereto is the entire, complete and exclusive
expression of the understanding of the parties. It is understood that there are no oral agreements
between the parties hereto affecting this Agreement and this Agreement supersedes and cancels
any and all previous negotiations, arrangements, agreements and understandings, if any, between
the parties, and none shall be used to interpret this Agreement. No amendment to or
modification of this Agreement shall be valid unless made in writing and approved by the
Consultant and by the City Council. The parties agree that this requirement for written
modifications cannot be waived and that any attempted waiver shall be void.
9.5 Severability.
In the event that any one or more of the phrases, sentences, clauses, paragraphs, or
sections contained in this Agreement shall be declared invalid or unenforceable by a valid
judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability shall
not affect any of the remaining phrases, sentences, clauses, paragraphs, or sections of this
Agreement which are hereby declared as severable and shall be interpreted to carry out the intent
of the parties hereunder unless the invalid provision is so material that its invalidity deprives
either party of the basic benefit of their bargain or renders this Agreement meaningless.
01247.0005/53 8282.1 3/6/2019
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9.6 Warranty&Representation of Non-Collusion.
No official, officer, or employee of City has any financial interest, direct or indirect, in
this Agreement, nor shall any official, officer, or employee of City participate in any decision
relating to this Agreement which may affect his/her financial interest or the financial interest of
any corporation, partnership, or association in which (s)he is directly or indirectly interested, or
in violation of any corporation, partnership, or association in which (s)he is directly or indirectly
interested, or in violation of any State or municipal statute or regulation. The determination of
"financial interest" shall be consistent with State law and shall not include interests found to be
"remote"or"noninterests"pursuant to Government Code Sections 1091 or 1091.5.
Nor shall any such officer or employee participate in any decision relating to the
Agreement which affects her/his financial interest or the financial interest of any corporation,
partnership or association in which (s)he is, directly or indirectly, interested, in violation of any
State statute or regulation, including but not limited to the Political Reform Act (Government
Code Sections 81000, et seq.)
Consultant warrants and represents that it has not paid or given, and will not pay or give,
to any third party including, but not limited to, any City official, officer, or employee, any
money, consideration, or other thing of value as a result or consequence of obtaining or being
awarded any agreement. Consultant further warrants and represents that (s)he/it has not engaged
in any act(s), omission(s), or other conduct or collusion that would result in the payment of any
money, consideration, or other thing of value to any third party including, but not limited to, any
City official, officer, or employee, as a result of consequence of obtaining or being awarded any
agreement. Consultant is aware of and understands that any such act(s), omission(s) or other
conduct resulting in such payment of money, consideration, or other thing of value will render
this Agreement void and of no force or effe .
Consultant's Authorized Initials
9.7 Corporate Authority.
The persons executing this Agreement on behalf of the parties hereto warrant that(i) such
party is duly organized and existing, (ii) they are duly authorized to execute and deliver this
Agreement on behalf of said party, (iii) by so executing this Agreement, such party is formally
bound to the provisions of this Agreement, and (iv) the entering into this Agreement does not
violate any provision of any other Agreement to which said party is bound. This Agreement
shall be binding upon the heirs, executors, administrators, successors and assigns of the parties.
[SIGNATURES ON FOLLOWING PAGE]
01247.0005/538282.1 3/6/2019
-18-
IN WITNESS WHEREOF,the parties hereto have executed this Agreement on the date
and year first-above written.
CITY:
City of Grand Terrace, a municipal corporation
G. Har d f y, Ci anager
T ST:
Debra Thomas, City Clerk
APPROVED AS TO FORM:
ALESHIRE & ER, L
Adrian R. Guerra, City Attorney
CONSULT T:
Evan Bro ,ik A ates, Inc., a California
corporatio
By:
II :
e: H o Suetsugu
P es' ent-Managing Partner
Name:
Title:
Address: 2824 E Foothill Blvd.
Pasadena, CA 91107
Two corporate officer signatures required when Consultant is a corporation, with one signature required
from each of the following groups: 1) Chairman of the Board, President or any Vice President; and 2)
Secretary, any Assistant Secretary, Chief Financial Officer or any Assistant Treasurer. CONSULTANT'S
SIGNATURES SHALL BE DULY NOTARIZED, AND APPROPRIATE ATTESTATIONS SHALL BE
INCLUDED AS MAY BE REQUIRED BY THE BYLAWS, ARTICLES OF INCORPORATION, OR
OTHER RULES OR REGULATIONS APPLICABLE TO CONSULTANT'S BUSINESS ENTITY.
01247.0005/538282.1 3/6/2019 19
CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT
A notary public or other officer completing this certificate verifies only the identity of the individual who signed
the document to which this certificate is attached,and not the truthfulness,accuracy or validity of that document.
STATE OF CALIFORNIA
COUNTY OF SAN BERNARDINO
✓b\i L
On I lawc1r,1 fS , 2019 before me,K•Cacar9e, ersonally appeared-tImmc,c! roved to me on
the basis of satisfactory evidence to be the person(s)w se names(s) is/are subscribed to the wi instrument and
acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by
his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted,
executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is
true and correct.
K.GEORGE
WITNESS my hand and off ial seal. NotaryPublic-California Z
Z Los Angeles County5�� a
Signature: ' Commission#2184722
My Comm.Expires Mar 23,2021
OPTIONAL
Though the data below is not required by law, it may prove valuable to persons relying on the document and could
prevent fraudulent reattachment of this form
CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT
❑ INDIVIDUAL
❑ CORPORATE OFFICER
TITLE OR TYPE OF DOCUMENT
TITLES)
❑ PARTNER(S) ❑ LIMITED
❑ GENERAL NUMBER OF PAGES
❑ ATTORNEY-IN-FACT
❑ TRUSTEE(S)
❑ GUARDIAN/CONSERVATOR
❑ OTHER DATE OF DOCUMENT
SIGNER IS REPRESENTING:
(NAME OF PERSON(S)OR ENTITY(IES)) SIGNER(S)OTHER THAN NAMED ABOVE
01247.0005/538282.1 3/6/2019
IN WITNESS WHEREOF,the parties hereto have executed this Agreement on the date
and year first-above written.
CITY:
City of Grand Terrace, a municipal corporation
G. Harold Duffey, City Manager
ATTEST:
Debra Thomas, City Clerk
APPROVED AS TO FORM:
ALESHIRE&WYNDER, LLP
Adrian R. Guerra, City Attorney
CONSULTANT:
Evan Brooks Associates, Inc., a California
corporation
By:
Name:
Title:
By: 41
Name: ' da Hui
Title: Partner
Address: 2824 E Foothill Blvd.
Pasadena, CA 91107
Two corporate officer signatures required when Consultant is a corporation, with one signature required
from each of the following groups: 1) Chairman of the Board, President or any Vice President; and 2)
Secretary, any Assistant Secretary, Chief Financial Officer or any Assistant Treasurer. CONSULTANT'S
SIGNATURES SHALL BE DULY NOTARIZED, AND APPROPRIATE ATTESTATIONS SHALL BE
INCLUDED AS MAY BE REQUIRED BY THE BYLAWS, ARTICLES OF INCORPORATION, OR
OTHER RULES OR REGULATIONS APPLICABLE TO CONSULTANT'S BUSINESS ENTITY.
01247.0005/538282.1 3/6/2019 19
California All-Purpose Certificate of Acknowledgment
A notary public or other officer completing this certificate verifies only the identity of the individual who signed the
document to which this certificate is attached,and not the truthfulness,accuracy,or validity of that document.
State of California
s.S
County of Los Angeles
On MArck 11, 'kO before me, ;[1W�h WcHucA V , NOTARY PUBLIC,
personally appeared [i (V DA Y i W I
who proved to me on the basis of satisfactory evidence to be the person'whose
nameK(i are subscribed to the within instrument and acknowledged to me that
he/they executed the same in hi /their authorized capacity,(, , and that by
his their signatureXon the instrument the person; or the entity upon behalf of
which the person�4 acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws
of the State of California that the foregoing paragrap
true and correct. BRENDA MACHUCA V.
Notary Public-California
i -� Los Angeles County
WITNESS my h d n offi 'al seal. = Commission #2194619
_PIZ Comm.Expires Apr 29,2021
Signatu ublic Seal
----___-_---_--_-,_—OPTIONAL INFORMATION-------------- _ -
Although the information in this section is not required by law,it could prevent fraudulent removal and reattachment
of this acknowledgment to an unauthorized document and may prove useful to persons on the attached document.
Description of Attached Document
The preceding Certificate of Acknowledgment is attached to a
document titled/for the purpose of w,41e*
c •dI2.Lj viu't-/�,A
Containing 2) 1 pages,and dated /V`etirc L-, I II 7,0o.
EXHIBIT "A"
SCOPE OF SERVICES
1. Consultant shall provide on-call grant writing services, as more fully detailed in
Exhibit A-1. The Consultant has been selected to provide services of a certain nature
which will be readily available for a fixed rate when needed. When providing grant
writing services, it is the responsibility of Consultant to conduct its operations so as
to minimize any deviations from the schedule or budget, to inform City in advance
of such deviations, and to provide written explanation and justification therefore to
City.
11. Consultant acknowledges and agrees that City has no obligation to utilize
Consultant under this Agreement.
III. As part of the Services, Consultant will prepare and deliver the following tangible
work products to the City:
A. Print version of Consultant's findings from grant research and funding
opportunities research, including but not limited to the name of the granting
agency, due dates for applications, eligibility, a brief program summary, and the
level of funding available.
B. Print versions of any City directed grant writing.
C. Consultant shall prepare and provide copies of all post-grant award filings of
documents required by the awarding entity.
D. Such other tangible work products as the City may require.
IV. In addition to the requirements of Section 6.2, during performance of the Services,
Consultant will keep the City appraised of the status of performance by delivering
the following status reports:
A. Updates every two weeks during the term of this Agreement regarding
recommended grants for the City to apply for and any related updates as to the
administration post-grant awards.
IV. All work product is subject to review and acceptance by the City, and must be
revised by the Consultant without additional charge to the City until found
satisfactory and accepted by City.
V. Consultant will utilize the following personnel to accomplish the Services:
A. Hal Suetsugu, President
B. Daniel Bartelson, Principal
C. Anna M. Parra, Grants Administration Manager
01247.0005/538282.1 3/6/2019 A-1
D. Christina Cardenas, Community and Municipal Planning Manager
E. Juliet M. Arroyo, Senior Planning Associate
F. Hector Ramirez, Cost Estimator
G. Dr. M. Yunus Rahi, PHD, PE, TE, Senior Engineer
H. Sabry Abdelmalik, PE, Senior Engineer
I. Lawrence Onaga, Urban Designer
J. Selim Bouhamidi, E-76 and Funds Administrator
K. Amy Davis, Planning Associate
L. Jorge Zarza, Planning Associate
01247.0005/538282.1 3/6/2019 A-2
EXHIBIT "A-1"
ON-CALL GRANT WRITING SERVICES
I. Consultant shall research, advise, and perform grant award administration for the
City (collectively, the "Services"). The Services shall include, but not be limited to,
the following:
A. Task A: Grant Research Services. Consultant shall provide unlimited grant
research as follows:
1. At no charge to the City, Consultant shall provide targeted grant research
on projects specifically identified by the City and shall also independently
conduct research to identify grant funding opportunities for the City.
Consultant shall specifically conduct research and provide advice in the
following priority areas:
(i) Infrastructure Development and Maintenance;
(ii) Transportation/Highways/ Sustainability/Transit;
(iii)Technology/Energy/Water/Stormwater;
(iv)Parks, Recreation and the Arts;
(v)Brownfields planning and development;
(vi) Community/Municipal Planning;
(vii) Community/Economic Development;
(viii)Housing and Housing Programs.
In the event that the City identifies other areas, this information will be
conveyed to Consultant.
B. Task B: Grant Writing Services. Consultant shall perform grant writing at the
direction of the City. At the direction by the City, Consultant shall provide, at no
cost to the City, a Cost Proposal for grant writing services for a specific grant
opportunities, which shall include but is not limited to,the following information:
(i) Demonstrate understanding of the project/grant.
(ii) Project Development. Identify steps that will be taken to ensure
project development, project kick-off, project scope, schedule,
budget for the grant application, and communication with City
staff(including communication with the City).
(iii) Data collection and review. Identify the tasks for data collection
and review needed to support the grant application.
01247.0005/538282.1 3/6/2019 A-3
(iv) Grant preparation. Identify tasks related to preparation of
information required for grant application, including project
descriptions and narratives; quantitative data; and project scope,
timeline, and budget description and tables, and maps or
conceptual site/project plans. Prepare all CEQA documentation,
and draft letters of support.
(v) Review of Draft. Provide a draft of the grant application for City
review and approval.
(vi) Grant Application Finalization and Submittal. Consultant shall
submit the application by the grant application due date and
provide City with confirmation of the grant application's delivery,
as well as a copy of the final application package in physical and
digital format of the City's choosing.
The Cost Proposal shall be based upon the hourly rates set forth in Exhibit C-1.
C. Task C: Advisory Services. Consultant shall offer City general advice on matters
involving funding mechanisms, grants research, identification, grant-writing, and
administration. Task B services shall be based upon the hourly rates set forth in
Exhibit"C-1."
D. Task D: Award Administration Services. In consultation with and at the request of
the Contract Officer, Consultant shall provide post-grant award administration on
grants which are awarded to the City, including the filing of required documents
on behalf of the City; or in consultation with the City,by the proscribed deadlines
set by the awarding entity; reporting and monitoring for Federal and State
obligations (e.g., #-76 approvals and California Transportation Commission
submission). Task C services shall be based upon the hourly rates set forth in
Exhibit"C-1."
01247.0005/538282.1 3/6/2019 A-4
EXHIBIT "B"
SPECIAL REQUIREMENTS
(Superseding Contract Boilerplate)
I. Section 3.4, "Term," shall be modified as follows (stiles represents deleted
language while bold italics represents added language):
"Unless earlier terminated in accordance with Article 7 of this
Agreement, this Agreement shall continue in full force and effect
until completion of the services but not exceeding one-(1) three (3)
years from the date hereof, except as otherwise provided in the
Schedule of Performance (Exhibit"D")."
01247.0005/538282.1 3/6/2019 B-1
EXHIBIT"C"
SCHEDULE OF COMPENSATION
I. For Services under Exhibit A,Consultant shall establish a cost proposal based upon the
time and rates of the personnel performing the subtasks and itemizing materials and
equipment utilized and the costs thereof, which cost proposal shall conform to the
requirements provided in Exhibit A.
III. Within the budgeted amounts for each Task or subtask, and with the approval of the
Contract Officer,funds may be shifted from one Task subbudget to another so long as
the Contract Sum is not exceeded per Section 2.1, unless Additional Services are
approved per Section 1.8.
IV. The City will compensate Consultant for the Services performed upon submission of a
valid invoice. Each invoice is to include:
A. Line items for all personnel describing the work performed, the number of hours
worked, and the hourly rate.
B. Line items for all materials and equipment properly charged to the Services.
C. Line items for all other approved reimbursable expenses claimed, with supporting
documentation.
D. Line items for all approved subcontractor labor,supplies,equipment,materials,and
travel properly charged to the Services.
V. The total compensation for the Services shall not exceed $40,000.00 as provided in
Section 2.1 of this Agreement.
VI. The Consultant's billing rates for all personnel are attached as Exhibit C-1.
C-1
EXHIBIT "C-1"
RATESCHEDULE
Consultant's fees include time and materials charges directly related to client services.
This includes hours for work tasks, project management and coordination services, such as staff
meetings, public presentations, and project direct expenses. Consultant may invoice City for the
full cost of out-of-pocket expenses directly related to project assignments under this Agreement,
provided that Consultant receives written authorization from the Contract Officer to do so.
Consultant's hourly rates are as follows:
Personnel Hourly Rate
President-Managing Partner $210
Project Manager $190
Assistant Project Manager $180
Principal Grants-Funds Manager
Grant Manager $150
Outreach Manager
Project Transportation Planner
Grant Writer $125
GIS Mapping/Cartographer
Associate Transportation Planner
Research/Funds Analyst $95
Graphics/Mapping $90
Administrative Support $75
01247.0005/538282.1 3/6/2019 C-2
EXHIBIT "D"
SCHEDULE OF PERFORMANCE
I. The Services, as specified in Section I of Exhibit A-1 shall be performed in
accordance with the following schedule:
Task Deadline
Task A: Grant Research All times during the term of this Agreement
Task B: Grant Writing As requested/authorized by the Contract Officer.
Services
Task C: Advisory Services As requested by the Contract Officer
Task D: Administration As required by awarding entity and any
established deadlines; and in a manner to ensure
City has sufficient time to provide any
documentation timely to the awarding entity
when applicable
II. The Contract Officer may approve extensions for performance of the services in
accordance with Section 3.2.
01247.0005/538282.1 3/6/2019 D-1
MAR 21 2019
BYLAWS
OF
EVAN BROOKS ASSOCIATES,INC.
ARTICLE
I. OFFICES
Section 1.01. Principal Offices. The Board of Directors (the 'Board") shall fix the
location of the principal executive office of the Corporation at any place within or
without the State of California. If the principal executive office is located outside the
State of California, and the Corporation has one or more business offices in the State of
California, the Board shall fix and designate a principal business office in the State of
California.
Section 1.02. Other Offices. The Board may at any time establish branch or subordinate
offices at any place or places where the Corporation is qualified to do business.
ARTICLE
II. SHAREHOLDERS
Section 2.01. Annual Meeting. The annual meeting of the shareholders for the election of
directors to succeed those whose terms expire and for the transaction of any other
business as may properly come before the meeting shall be held on the second Friday of
June in each year at 10:00 a.m. However, if this day falls on a holiday, then the meeting
shall be held on the next succeeding business day. If an annual meeting of the
shareholders is not held as prescribed in these bylaws, the election of directors may be
held at any meeting subsequently called pursuant to these bylaws.
Section 2.02. Special Meetings. Special meetings of the shareholders may be called at
any time by the Board, the Chair of the Board (the "Chair"), the President, or one or more
shareholders holding shares in the aggregate entitled to cast not less than ten percent
(10%) of the votes at the meeting.
If a special meeting is called by any person or persons other than the Board, the request
shall be in writing, specifying the general nature of the business proposed to be
transacted, and shall be delivered personally or sent by registered mail to the Chair, the
President, any Vice-President or the Secretary of the corporation. The request shall also
specify the time of the meeting which shall not be less than thirty-five (35) nor more than
sixty (60) days after receipt of the request. The officer receiving the request shall
forthwith cause notice to be given to the shareholders entitled to vote, in accordance with
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the provisions of Sections 2.04 and 2.05 of these bylaws, that a meeting will be held at
the time specified. If the notice is not given within twenty (20) days after receipt of the
request, the person or persons requesting the meeting may give the notice. Nothing
contained in this Section shall be construed as limiting, fixing or affecting the time when
a shareholders'meeting called by action of the Board may be held.
Section 2.03. Place of Meetings. All meetings of the shareholders shall be at any place
within or without the State of California as designated by the Board. In the absence of
any such designation, shareholders' meetings shall be held at the principal executive
office of the Corporation.
Section 2.04. Notice. All notices of shareholder meetings shall be sent or otherwise
given in accordance with Section 2.05 of these bylaws, not less than ten (10) nor more
than sixty (60) days before the date of the meeting. The notice shall specify the place,
date and hour of the meeting and: (1) in the case of a special meeting, the general nature
of the business to be transacted; or (2) in the case of the annual meeting, those matters
which the Board, at the time of giving the notice, intends to present for action by the
shareholders. The notice of any meeting at which directors are to be elected shall include
the name of any nominee or nominees whom, at the time of the notice, management
intends to present for election.
If any action is proposed to be taken at any meeting for approval of the following actions
under the General Corporation Law (Corp. Code, §§ 100 et seq., "Corporations Code"):
(1) a contract or transaction in which a director has a direct or indirect financial
interest under Corp. Code, § 310;
(2) an amendment of the Articles of Incorporation under Corp. Code, § 902;
(3) a reorganization of the Corporation under Corp. Code, § 1201;
(4) a voluntary dissolution of the Corporation under Corp. Code, § 1900; or
(5) a distribution in dissolution other than in accordance with the rights of
outstanding preferred shares under Corporations Code § 2007, then the notice
shall also state the general nature of that proposal.
Section 2.05. Manner of Giving Notice; Affidavit of Notice. Notice of any shareholders'
meeting shall be given either personally or by first class mail or facsimile, addressed to
the shareholder at the address of that shareholder appearing on the books of the
Corporation or given by the shareholder to the Corporation for the purpose of notice. If
no such address appears on the Corporation's books or has been so given, notice shall be
deemed to have been given if sent to that shareholder by first class mail or telegraphic or
other written communication to the Corporation's principal executive office, or if
published at least once in a newspaper of general circulation in the county where that
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office is located. Notice shall be deemed to have been given at the time when delivered
personally, deposited in the mail, delivered to a common carrier for transmission to the
recipient, actually transmitted by electronic means to the recipient by the person giving
the notice, or sent by other means of written communication.
If any notice addressed to a shareholder at the address of that shareholder appearing on
the books of the Corporation is returned to the Corporation by the United States Postal
Service marked to indicate that the United States Postal Service was unable to deliver the
notice to the shareholder at that address, all future notices or reports shall be deemed to
have been duly given without further mailing if the notices shall be available to the
shareholder on written demand of the shareholder at the principal executive office of the
Corporation for a period of one(1) year from the date of the giving of the notice.
An affidavit of the mailing or other means of giving any notice of any shareholders'
meeting may be executed by the Secretary, any Assistant Secretary, or any transfer agent
of the Corporation giving the notice, and filed and maintained in the minute book of the
Corporation.
Section 2.06. Quorum. The presence in person or by proxy of the holders of a majority of
the shares entitled to vote at any shareholders' meeting constitutes a quorum for the
transaction of business. The shareholders present at a duly called or held meeting at
which a quorum is present may continue to do business until adjournment,
notwithstanding the departure from the meeting of enough shareholders to leave less than
a quorum, if any action taken, other than an adjournment, is approved by at least a
majority of the shares required to constitute a quorum.
Section 2.07. Adjourned Meeting; Notice. Any shareholders' meeting, annual or special,
whether or not a quorum is present, may be adjourned from time to time by the vote of
the majority of the shares represented at that meeting, either in person or by proxy, but in
the absence of a quorum, no other business may be transacted at that meeting, except as
provided in Section 2.06.
When any shareholders' meeting, either annual or special, is adjourned to another time or
place, notice need not be given of the adjourned meeting if the time and place are
announced at the meeting at which the adjournment is taken, unless a new record date for
the adjourned meeting is fixed, or unless the adjournment is for more than forty-five (45)
days from the date set for the original meeting, in which case the Board shall set a new
record date. Notice of any adjourned meeting, if required, shall be given to each
shareholder of record entitled to vote at the adjourned meeting in accordance with the
provisions of Sections 2.04 and 2.05. At any adjourned meeting the Corporation may
transact any business that might have been transacted at the original meeting.
Section 2.08. Voting. The shareholders entitled to vote at any meeting of shareholders
shall be determined in accordance with the provisions of Section 2.11, subject to the
provisions of Corp. Code, §§ 702 to 704, inclusive, (relating to voting shares held by a
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fiduciary, in the name of a corporation, or in joint ownership), as amended. The
shareholders' vote may be by voice vote or by ballot; provided, however, that any
election for directors must be by ballot if demanded by any shareholder before the voting
has begun.
Except as provided in the last paragraph of this Section 2.08, or as may be otherwise
provided in the Articles of Incorporation, each outstanding share, regardless of class,
shall be entitled to one vote on each matter submitted to a vote of the shareholders. On
any matter other than the election of directors, any shareholder may vote part of the
shares owned by that shareholder in favor of the proposal and refrain from voting the
remaining shares or vote them against the proposal, but if the shareholder fails to specify
the number of shares which the shareholder is voting affirmatively, it will be conclusively
presumed that the shareholder's approving vote is with respect to all shares that the
shareholder is entitled to vote.
If a quorum is present (or if a quorum had been present earlier at the meeting but some
shareholders had withdrawn), the affirmative vote of a majority of the shares represented
and voting, provided the shares voting affirmatively also constitute a majority of the
number of shares required for a quorum, shall be the act of the shareholders, unless the
vote of a greater number or voting by classes is required by California Corporations Code
or by the corporation's articles of incorporation.
At a shareholders' meeting at which directors are to be elected, no shareholder shall be
entitled to cast for any candidate a number of votes greater than the number of votes
which the shareholder normally is entitled to cast, or "cumulate votes," unless the
candidate's name has been placed in nomination before commencement of the voting and
a shareholder has given notice before the commencement of the voting of the
shareholder's intention to cumulate votes. If any shareholder has given that notice, then
every shareholder entitled to vote may cumulate votes for candidates in nomination and
give one: (1) candidate a number of votes equal to the number of directors to be elected
multiplied by the number of votes to which that shareholder's shares are normally
entitled, or distribute the shareholder's votes on the same principle among any or all of
the candidates, as the shareholder thinks fit. The candidates receiving the highest number
of votes, up to and including the number of directors to be elected, shall be elected.
Section 2.09. Waiver of Notice or Consent by Absent Shareholders. The transactions of
any meeting of shareholders, either annual or special, however called and noticed, and
wherever held, shall be as valid as though had at a meeting duly held after regular call
and notice, if a quorum is present either in person or by proxy, and if, either before or
after the meeting, each person entitled to vote, who was not present in person or by
proxy, signs a written waiver of notice or a consent to a holding of the meeting, or an
approval of the minutes. The waiver of notice or consent need not specify either the
business to be transacted or the purpose of any annual or special shareholders' meeting,
except that if an action is taken or proposed to be taken for approval of any of those
matters specified in Section 2.04, the waiver of notice or consent shall state the general
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nature of the proposal. All waivers, consents, or approvals shall be filed with the
corporate records or made a part of the minutes of the meeting.
Attendance by a person at a meeting shall also constitute a waiver of notice of that
meeting, except when the person objects at the beginning of the meeting to the
transaction of any business because the meeting is not lawfully called or convened, and
except that attendance at a meeting is not a waiver of any right to object to the
consideration of matters required by law to be included in the notice of the meeting, but
not so included, if that objection is expressly made at the meeting.
Section 2.10. Shareholder Action by Written Consent Without a Meeting. Any action
which may be taken at any annual or special meeting of shareholders may be taken
without a meeting and without prior notice, if a consent in writing, setting forth the action
so taken, is signed by the holders of outstanding shares having not less than the minimum
number of votes that would be necessary to authorize or take that action at a meeting at
which all shares entitled to vote on that action were present and voted.
Directors may be elected by written consent without a meeting only if the written
consents of all outstanding shares entitled to vote are obtained, except that a vacancy on
the Board (other than a vacancy created by the removal of a director) not filled by the
Board may be filled by the written consent of the holders of a majority of the outstanding
shares entitled to vote.
All written consents shall be filed with the Secretary and shall be maintained in the
corporate records. Any shareholder giving a written consent, or the shareholder's proxy
holder, transferee of the shares. or personal representative or their respective proxy
holders, may revoke the consent by a writing received by the Secretary before the written
consents of the number of shares required to authorize the proposed action have been
filed with the Secretary.
If the consents of all shareholders entitled to vote have not been solicited in writing, and
if the unanimous written consent of all such shareholders shall not have been received,
the Secretary shall give prompt notice of the corporate action approved by the
shareholders without a meeting. This notice shall be given in the manner specified in
Section 2.05. In the case of approval of:
(1) contracts or transactions in which a director has a direct or indirect financial
interest under Corp. Code, § 310;
(2) indemnification of agents of the Corporation under Corp. Code, § 317;
(3) a reorganization of the Corporation under Corp. Code, § 1201; or
(4) a distribution in dissolution other than in accordance with the rights of
outstanding preferred shares, under Corp. Code, § 2007, notice of such approval
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shall be given at least ten (10) days before the consummation of any action
authorized by that approval.
Section 2.11. Record Date for Shareholder Notice, Voting and Giving Consents. For
purposes of determining the shareholders entitled to notice of any meeting, or to vote or
to give consent to corporate action without a meeting, the Board may fix, in advance, a
record date, which shall not be more than sixty (60) days or less than ten (10) days before
the date of any such meeting or more than sixty (60) days before any such action without
a meeting, and in this event only shareholders of record at the close of business on the
date so fixed are entitled to notice and to vote or to give consents, as the case may be,
notwithstanding any transfer of any shares on the books of the Corporation after the
record date, except as otherwise provided in the California Corporations Code.
If the Board does not fix a record date:
(a) The record date for determining shareholders entitled to notice of or to vote at
a meeting of shareholders shall be at the close of business on the business day
next preceding the day on which notice is given or, if notice is waived, at the
close of business on the business day next preceding the day on which the
meeting is held.
(b) The record date for determining shareholders entitled to give consent to
corporate action in writing without a meeting shall be (1) when no prior action by
the Board has been taken, the day on which the first written consent is given; or
(2) when prior action of the Board has been taken, at the close of business on the
day on which the Board adopts the resolution relating to that action, or the sixtieth
(60th) day before the date of any other action, whichever is later.
The record date for any other purpose shall be as provided in Article VH of these bylaws.
Section 2.12. Proxies. Every person entitled to vote for directors or on any other matter
shall have the right to do so either in person or by one or more agents authorized by a
written proxy signed by the person and filed with the Secretary. A proxy shall be deemed
signed if the shareholder's name is placed on the proxy, whether by personal signature,
typewriting, telegraphic transmission, or otherwise, by the shareholder or the
shareholder's attorney-in-fact. A validly executed proxy that does not state that it is
irrevocable shall continue in full force and effect unless: (1) revoked by the person
executing it, before the vote pursuant to that proxy, by a writing delivered to the
Corporation stating that the proxy is revoked, or by attendance at the meeting and voting
in person by the person who executed the proxy or by a subsequent proxy executed by the
same person and presented at the meeting; or (2) written notice of the death or incapacity
of the maker of that proxy is received by the Corporation before the vote pursuant to that
proxy is counted; provided, however, that no proxy shall be valid after the expiration of
eleven (11) months from the date of the proxy, unless otherwise provided in the proxy.
The revocability of a proxy that states on its face that it is irrevocable shall be governed
by the provisions of Corp. Code, § 705(e) and(f).
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Section 2.13. Inspectors of Election. Before any meeting of the shareholders, the Board
may appoint any persons other than nominees for office to act as inspectors of election at
the meeting or its adjournment. If no inspectors of election are so appointed, the chair of
the meeting may, and on the request of any shareholder or a shareholder's proxy shall,
appoint inspectors of election at the meeting. The number of inspectors shall be one (1).
If an inspector is appointed at a meeting on the request of one (1) or more shareholders or
proxies, the holders of a majority of shares or their proxies present at the meeting shall
determine whether one (1) inspector is to be appointed. If any person appointed as an
inspector fails to appear or fails or refuses to act, the chair of the meeting may, and upon
the request of any shareholder or a shareholder's proxy shall, appoint a person to fill that
vacancy.
These inspectors of election shall:
(a) determine the number of shares outstanding and the voting power of each, the
shares represented at the meeting, the existence of a quorum, and the authenticity,
validity, and effect of proxies;
(b)receive votes,ballots, or consents;
(c) hear and determine all challenges and questions in any way arising in
connection with the right to vote;
(d) count and tabulate all votes or consents;
(e) determine when the polls shall close;
(f) determine the result; and
(g) do any other act that may be proper to conduct the election or vote with
fairness to all shareholders.
Section 2.14. Conduct of Meetings. Subject to any limitations in the Articles of
Incorporation or these Bylaws and to any provision of the California Corporations Code,
all annual and special meetings of shareholders shall be conducted in accordance with
those rules and procedures as the Board may determine and, as to matters not governed
by those rules and procedures, as the chair of the meeting shall determine, including,
without limitation, the establishment of rules and procedures for the maintenance of
order, safety, limitations on the time allotted to questions or comments on the affairs of
the Corporation, restrictions on entry to the meeting after the time prescribed for its
commencement, and the opening and closing of the voting polls.
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ARTICLE
III. BOARD OF DIRECTORS
Section 3.01. Powers. Subject to any limitations in the Articles of Incorporation or these
Bylaws, and to any provision of the California Corporations Code requiring shareholder
authorization or approval for a particular action, the business and affairs of the
Corporation shall be managed and all corporate powers shall be exercised by or under the
direction of the Board. The Board may delegate the management of the day to day
operation of the business of the Corporation to a management company or other person,
provided that the business and affairs of the Corporation shall be managed and all
corporate powers shall be exercised under the ultimate direction of the Board.
Section 3.02. Number, Tenure and Qualifications. The authorized number of directors of
the Board shall be not less than two (2) or more than seven (7). The exact number of
authorized directors shall be two (2) until changed, within the limits specified above, by a
bylaw amending this Section 3.02 of these Bylaws, duly adopted by either the Board or
by the Shareholders. The indefinite number of directors may be changed, or a definite
number fixed without provision for an indefinite number, by a duly adopted amendment
to the Articles of Incorporation or by an amendment to this Section of the Bylaws duly
adopted by the vote or written consent of holders of a majority of the outstanding shares
entitled to vote; provided, however, that an amendment reducing the number of directors
to a number less than two (2) cannot be adopted if the votes cast against its adoption at a
meeting, or the shares not consenting in the case of action by written consent, are equal to
more than sixteen and two-thirds percent (16 2/3%) of the outstanding shares entitled to
vote.
Directors shall be elected at each annual meeting of shareholders to hold office until the
next annual meeting. Each director, including a director elected to fill a vacancy, shall
hold office until the expiration of the term for which elected and until a successor has
been elected and qualified. If an annual meeting is not held, or the directors are not
elected at that annual meeting, the directors may be elected at any special meeting of the
shareholders held for that purpose. Directors need be shareholders.
Section 3.03. Regular Meetings. A regular annual meeting of the Board shall be held
immediately after, and at the same place as, the annual meeting of shareholders for the
purpose of electing officers and transacting any other business. The Board may provide
for other regular meetings from time to time by resolution. In the absence of this type of
resolution, other regular meetings of the Board shall be held quarterly on the second
Tuesday of March, June, September and December at 11:00 a.m. However, if this day
falls on a holiday, then the meeting shall be held on the next succeeding business day.
Annual and other regular meetings may be held without call or notice.
Section 3.04. Special Meetings. Special meetings of the Board for any purpose or
purposes may be called at any time by the Chair, the President, any Vice-President, the
Secretary, or any(two) directors.
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Notice of the time and place of special meetings shall be delivered personally to each
director or sent by first class mail, addressed to each director at that director's address as
it is shown on the records of the Corporation. In case the notice is mailed, it shall be
deposited in the United States mail at least four (4) days before the time of meeting. In
case the notice is delivered personally, it shall be delivered personally at least forty-eight
(48) hours before the time of the meeting. Any oral notice given personally may be
communicated either to the director or to a person at the office of the director whom the
person giving the notice has reason to believe will promptly communicate it to the
director. The notice need not specify the purpose of the meeting, nor need it specify the
place if the meeting is to be held at the principal executive office of the Corporation.
Section 3.05. Place of Meetings. Meetings of the Board may be held at any place within
or without the State of California that has been designated in the notice. If a place has
not been stated in the notice or there is no notice, meetings shall be held at the principal
executive office of the Corporation unless another place has been designated by a
resolution duly adopted by the Board.
Section 3.06. Participation by Electronic Means. Members of the Board may participate
in a meeting through use of conference telephone, electronic video screen
communication, or other communications equipment. Participation in a meeting through
use of conference telephone constitutes presence in person at that meeting pursuant to
this Section 3.06 as long as all members participating in the meeting are able to hear one
another. Participation in a meeting through the use of communications equipment other
than conference telephone constitutes presence in person at that meeting pursuant to this
Section 3.06 as long as each member participating in the meeting can communicate with
all other participants concurrently; each member may participate in all matters before the
board, including proposing or objecting to a specific action to be taken by the
corporation; and the corporation verifies prior to the meeting that persons participating in
the meeting are entitled to participate, and that any action or vote taken at the meeting is
taken only by the directors.
Section 3.07. Quorum. A majority of authorized directors shall constitute a quorum for
the transaction of business. In the absence of a quorum a majority of the directors present
may adjourn any meeting to another time and place. If a meeting is adjourned for more
than twenty-four (24) hours, notice of any adjournment to another time or place shall be
given, in the manner specified in Section 3.04 of these Bylaws, prior to the time of the
adjourned meeting to the directors who were not present at the time of adjournment.
Section 3.08. Action at Meeting. Every act or decision done or made by a majority of the
directors present at a meeting duly held at which a quorum is present is the act of the
Board, subject to the provisions of Corp. Code, § 310 (as to approval of contracts or
transactions in which a director has a direct or indirect material financial interest), Corp.
Code, § 311 (as to appointment of committees), and Corp. Code, § 317(e) (as to
indemnification of directors). A meeting at which a quorum is initially present may
9
continue to transact business notwithstanding the withdrawal of directors, if any action
taken is approved by at least a majority of the required quorum for that meeting.
Section 3.09. Waiver of Notice. The transactions of any meeting of the Board, however
called and noticed or wherever held, shall be as valid as though at a meeting duly held
after regular call and notice if a quorum is present and if, either before or after the
meeting, each of the directors not present signs a written waiver of notice, a consent to
holding the meeting, or an approval of the minutes of that meeting. All such waivers,
consents and approvals shall be filed with the corporate records or made a part of the
minutes of the meeting. Notice of any meeting of the Board need not be given to any
director who attends the meeting without protesting prior to the meeting or at its
commencement the lack of notice to him or her. A waiver of notice need not specify the
purpose of any regular or special meeting of the board of directors.
Section 3.10. Action Without Meeting. Any action required or permitted to be taken by
the Board may be taken without a meeting, if all members of the Board individually or
collectively consent in writing to that action. The written consent or consents shall be
filed with the minutes of the proceedings of the Board. The action by written consent
shall have the same force and effect as a unanimous vote of such directors.
Section 3.11. Removal. The Board may declare vacant the office of a director who has
been declared of unsound mind by an order of court or who has been convicted of a
felony, as defined in Cal. Pen. Code, § 17.
The entire Board or any individual director may be removed from office without cause by
a vote of those shareholders holding a majority of the outstanding shares entitled to vote
at an election of the director or directors concerned; provided, however, that unless the
entire Board is removed, no individual director may be removed when the votes cast
against removal, or not consenting in writing to that removal, would be sufficient to elect
such director if voted cumulatively at an election at which the same total number of votes
cast were cast (or, if that action is taken by written consent, all shares entitled to vote
were voted) and the entire number of directors authorized at the time of the director's
most recent election were then being elected.
If the office of a director is so declared vacant or if the Board or any one or more
directors be so removed, new directors may be elected at the same meeting.
Section 3.12. Resignations. Any director may resign effective on giving written notice to
the Chair or the President or the Secretary or the entire Board, unless the notice specifies
a later time for the effectiveness of the resignation. If the resignation is effective at a
future time, a successor may be elected to take office when the resignation becomes
effective.
Section 3.13. Vacancies. Except for a vacancy created by the removal of a director, all
vacancies on the Board, whether caused by resignation, death, or otherwise, may be filled
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by a majority of the remaining directors, even though less than a quorum, or by a sole
remaining director, and each director so elected shall hold office until the expiration of
the term for which elected until a successor is elected and qualified. Vacancies created
by the removal of a director may be filled only by approval of a majority of the
shareholders entitled to vote at an election of directors. The shareholders may elect a
director at any time to fill any vacancy not filled by the directors. Any such election by
written consent requires the consent of a majority of the outstanding shares entitled to
vote, except that filling a vacancy created by removal of a director shall require the
written consent of the holders of all outstanding shares entitled to vote.
A vacancy or vacancies on the Board shall be deemed to exist:
(i) in the event of the death, resignation or removal of any director;
(ii) if the Board by resolution declares vacant the office of a director who has
been declared of unsound mind by an order of court or convicted of a felony;
(iii) if the authorized number of directors is increased; or
(iv) if the shareholders fail, at any meeting of shareholders at which any director
or directors are elected, to elect the number of directors to be elected at that
meeting.
Section 3.14. Compensation. Directors and members of committees may receive
compensation for their services, and reimbursement for expenses as may be fixed or
determined by a resolution of the Board. This Section shall not be construed to preclude
any director from serving the Corporation in any other capacity as an officer, agent,
employee, or otherwise, and receiving compensation for those services.
Section 3.15. Committees. The Board may, by resolution adopted by a majority of the
authorized number of directors, designate one or more committees, each consisting of one
or more directors, to serve at the pleasure of the Board. The Board may designate one or
more directors as alternate members of any committee, who may replace any absent
member at any meeting of the committee. The appointment of members or alternate
members of a committee requires the vote of a majority of the authorized number of
directors. Any committee, to the extent provided in a resolution of the Board, shall have
all the authority of the Board in the management of the business and affairs of the
Corporation, except with respect to:
(1) the approval of any action requiring shareholders' approval or approval of the
outstanding shares;
(2) the filling of vacancies on the Board or any committee;
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(3) the fixing of compensation of directors for serving on the Board or a
committee;
(4) the adoption, amendment or repeal of a Bylaw or Bylaws;
(5) the amendment or repeal of any resolution of the Board which by its express
terms is not so amendable or repealable;
(6) a distribution to shareholders, except at a rate or in a periodic amount or
within a price range determined by the Board; and
(7) the appointment of other committees of the Board or the members of the
committee.
Section 3.16. Meetings and Action of Committees. Meetings and action of committees
shall be governed by and held and taken in accordance with the provisions of Article III
of these Bylaws dealing with meetings of directors, with those changes in the context of
those Bylaws as are necessary to substitute the committee and its members for the Board
and its members, except that the time of regular meetings of committees may be
determined either by resolution of the Board or by resolution of the committee; special
meetings of committees may also be called by resolution of the Board; and notice of
special meetings of committees shall also be given to all alternate members, who shall
have the right to attend all meetings of the committee. The Board may adopt rules for the
government of any committee not inconsistent with the provisions of these Bylaws.
ARTICLE
IV. OFFICERS
Section 4.01. Number and Term. The officers of the Corporation shall be a Chair of the
Board of Directors ("Chair") or a President, or both, one or more Vice-Presidents, a
Secretary and/or a Chief Financial Officer, all of whom shall be chosen by the Board. In
addition, the Board may appoint such other officers as may be deemed expedient for the
proper conduct of the business of the Corporation, each of whom shall have the authority
and perform the duties as the Board may from time to time determine. The officers to be
appointed by the Board shall be chosen annually at the regular meeting of the Board held
after the annual shareholders' meeting and shall serve at the pleasure of the Board, subject
to the rights, if any, of an officer under any employment contract. If officers are not
chosen at that meeting of the Board, they shall be chosen as soon after the meeting as
shall be convenient. Each officer shall hold office until that officer's successor shall have
been duly chosen or until that officer's removal or resignation.
Section 4.02. Inability to Act. In the case of the absence or the inability to act of any
officer of the Corporation and of any person authorized by these Bylaws to act in the
12
officer's place, the Board may from time to time delegate the powers or duties of that
officer to any other officer, or any director or other person whom it may select.
Section 4.03. Removal and Resignation. Subject to the rights, if any, of an officer under
any contract of employment, any officer chosen by the Board may be removed at any
time, with or without cause, by the Board or, except in the case of an officer chosen by
the Board, by any officer on whom that power of removal may be conferred by the
Board.
Any officer chosen by the Board may resign at any time by giving a written notice of
resignation to the Corporation. Unless a different time is specified in the notice, that
resignation shall be effective upon its receipt by the Chair, the President, the Secretary, or
the Board.
Section 4.04. Vacancies. The Board for the unexpired portion of the term may fill a
vacancy in any office because of any cause.
Section 4.05. Chair. The Chair, if such office is filled by the Board, shall when present,
preside at all meetings of shareholders and the Board and shall perform all other duties as
are incident to the office or are assigned by the Board. If the Chair is designated as the
chief executive officer or if there is no President or Vice-President performing the duties
of the President pursuant to Section 4.07, the Chair shall in addition be the chief
executive officer of the Corporation and shall have the powers and duties prescribed in
Section 4.06.
Section 4.06. President. The President shall be the general manager and, unless the Chair
has been designated by the Board as the chief executive officer, chief executive officer of
the Corporation and, in the absence of the Chair (if a Chair has been appointed) or during
any period in which the office of Chair is for any reason vacant, shall preside at all
shareholders' meetings and, if a member, at all meetings of the Board. If the President is
the chief executive officer, the President shall, subject to the control of the Board, have
general supervision of the affairs of the Corporation, shall sign or countersign or
authorize another officer to sign all certificates, contracts, and other instruments of the
Corporation as authorized by the Board, shall make reports to the Board and
shareholders, and shall perform all such other duties as are incident to that office or are
properly required by the Board. If the President is not the chief executive officer, the
President shall have those powers and discharge those duties as may be assigned from
time to time by the Chair or by the Board.
Section 4.07. Vice Presidents. In the absence of the President, or in the event of the
President's death, disability, or refusal to act, the Vice President or, in the event there be
more than one Vice President, the Vice Presidents in the order designated at the time of
their selection, or in the absence of any designation, then in the order of their selection,
shall perform the duties of the President, and when so acting, shall have all the powers
and be subject to all restrictions upon the President. Each Vice President shall have those
13
powers and discharge those duties as may be assigned from time to time by the chief
executive officer or by the Board.
Section 4.08. Secretary. The Secretary shall keep or cause to be kept, at the principal
executive office of the Corporation or such other place as the Board may direct, a book of
minutes of all meetings and actions of directors, committees of directors and
shareholders. The minutes shall show the time and place of each meeting, whether
regular or special (and, if special, how authorized and the notice given), the names of
those present at directors' meetings or committee meetings, the number of shares present
or represented at shareholders'meetings, and the proceedings thereof.
The Secretary shall keep, or cause to be kept, at the principal executive office of the
Corporation, or at the office of the Corporation's transfer agent or registrar, as determined
by resolution of the Board, a share register, or a duplicate share register, showing the
names of all shareholders and their addresses, the number and classes of shares held by
each, the number and date of certificates evidencing such shares, and the number and date
of cancellation of every certificate surrendered for cancellation.
The Secretary shall give, or cause to be given, notice of all meetings of the shareholders
and of the Board required to be given by law or by these Bylaws. The Secretary shall
keep the seal of the Corporation, if one be adopted pursuant to Section 7.02 of these
Bylaws, in safe custody and shall have such other powers and perform such other duties
as may be prescribed by the Board or by these Bylaws.
The Assistant Secretary or Secretaries who may be appointed by the Board, in the order
of their seniority shall, in the absence or disability of the Secretary, or in the event of the
Secretary's refusal to act, perform the duties and exercise the powers and discharge those
duties as may be assigned from time to time by the chief executive officer or by the
Board.
Section 4.09. Chief Financial Officer. The Chief Financial Officer shall keep and
maintain, or cause to be kept and maintained, adequate and correct books and records of
accounts of the properties and business transactions of the Corporation, including
accounts of its assets, liabilities, receipts, disbursements, gains, losses, capital, retained
earnings, and shares. The books of account shall at all reasonable times be open to
inspection by any director.
The Chief Financial Officer shall deposit all money and other valuables in the name and
to the credit of the Corporation with such depositaries as may be designated by the Board.
The Chief Financial Officer shall disburse the funds of the Corporation as may be ordered
by the Board, shall render to the president and directors, whenever they request it, an
account of all of his transactions as Chief Financial Officer and of the financial condition
of the Corporation, and shall have such other powers and perform such other duties as
may be prescribed by the Board or these Bylaws.
14
The Assistant or Assistants to the Chief Financial Officer who may be appointed by the
Board, in the order of their seniority shall, in the absence or disability of the Chief
Financial Officer, or in the event of the Chief Financial Officer's refusal to act, perform
the duties and exercise the powers of the Chief Financial Officer, and shall have those
powers and discharge those duties as may be assigned from time to time by the President
or by the Board.
Section 4.10. Salaries. The Board may fix the salaries of the officers from time to time
and no officer shall be prevented from receiving that salary by reason of the fact that the
officer is also a director of the Corporation.
Section 4.11. Approval of Loans to Officers. The Corporation may, upon the approval of
the Board alone, make loans of money or property to, or guarantee the obligations of, any
officer of the Corporation or its parent or subsidiary, whether or not a director, or adopt
an employee benefit plan or plans authorizing such loans or guaranties provided that:
(i) the Board determines that such a loan or guaranty or plan may reasonably be
expected to benefit the Corporation;
(ii) the Corporation has outstanding shares held of record by 100 or more persons
(determined as provided in § 605 of the California Corporations Code) on the date
of approval by the Board;
(iii) the approval of the Board is by a vote sufficient without counting the vote of
any interested director or directors; and
(iv) this Section 4.11 has been approved by the shareholders in accordance with
§§ 315(b) and 152 of the California Corporations Code.
ARTICLE
V. EXECUTION OF CORPORATE INSTRUMENTS, RATIFICATION OF
CONTRACTS, AND VOTING OF SHARES OWNED BY THE CORPORATION
Section 5.01. Execution of Corporate Instruments. The Board may, in its discretion,
determine the method and designate the signatory officer or officers, or other person or
persons, to execute any corporate instrument or document, or to sign the corporate name
without limitation, except where otherwise provided by law, and that execution or
signature shall be binding upon the Corporation. Unless otherwise specifically
determined by the Board:
(a) formal contracts of the Corporation, promissory notes, deeds of trust,
mortgages, and other evidences of indebtedness of the Corporation, and other
corporate instruments or documents requiring the corporate seal (except for share
15
certificates issued by the Corporation), and share certificates owned by the
Corporation, shall be executed, signed, or endorsed by the President;
(b) checks drawn on banks or other depositories on funds to the credit of the
Corporation, or in special accounts of the Corporation, shall be signed in a
manner, including a facsimile signature, and by a person or persons as shall be
authorized by the Board;
(c) dividend warrants, drafts, insurance policies, and all other instruments and
documents requiring the corporate signature, but not requiring the corporate seal,
shall be executed or signed in the manner directed by the Board; and
(d) share certificates issued by the Corporation shall be signed jointly by (1) the
President and(2) the Secretary.
Section 5.02. Ratification by Shareholders. The Board may, in its discretion, submit any
contract or act for approval or ratification by the shareholders at any annual shareholders'
meeting or at any special shareholders' meeting called for that purpose. Any contract or
act which shall be approved or ratified by the holders of a majority of the voting power of
the Corporation represented at that meeting shall be as valid and binding upon the
Corporation as though approved or ratified by each and every shareholder of the
Corporation,unless a greater vote is required by law for this purpose.
Section 5.03. Voting of Shares Owned by the Corporation. All shares of other
corporations owned or held by the Corporation for itself or for other parties in any
capacity shall be voted, and all proxies with respect to those shares shall be executed, by
the person authorized to do so by resolution of the Board or, in the absence of such
authorization,by the President.
ARTICLE
VI. SHARE CERTIFICATES
Section 6.01. Form of Certificates. Share certificates of the Corporation shall be in a
form and design as the Board shall determine. Each certificate shall state the certificate
number, the date of issuance, the number, designation, class, and the name of the record
holder of the shares represented by the certificate, the name of the Corporation, and if the
shares of the Corporation are classified or if any class of shares has two (2) or more
series, the legends required by Corp. Code, § 417.
Section 6.02. Transfer of Shares. Shares may be transferred in any manner permitted or
provided by law. Before any transfer of shares is entered upon the books of the
Corporation or recognized by the designated transfer agent or registrar of the
Corporation, or any new certificate is issued replacing an existing certificate, the existing
16
certificate, properly endorsed, shall be surrendered and canceled, except when the
certificate has been lost or destroyed.
Section 6.03. Lost Certificates. The Board may order a new share certificate to be issued
in the place of any certificate alleged to have been lost or destroyed, but in every case the
owner of the lost certificate may be required to give the Corporation a bond, with surety,
in the form and amount as the Board may determine, as indemnity against any loss or
claim that the Corporation may incur by reason of the issuance of a new certificate.
ARTICLE
VII. MISCELLANEOUS
Section 7.01. Record Date for Purposes Other Than Notice and Voting. For purposes of
determining the shareholders entitled to receive payment of any dividend or other
distribution or allotment of any rights or entitled to exercise any rights in respect to any
other lawful action (other than an action by shareholders by written consent without a
meeting), the Board may fix, in advance, a record date which shall not be more than sixty
(60) nor less than ten (10) days before any action. Shareholders on the record date are
entitled to receive the dividend, distribution, or allotment of rights or to exercise the
rights, as the case may be, notwithstanding any transfer of any shares on the books of the
Corporation after the record date, except as otherwise provided by agreement or by
applicable law.
If the Board does not fix a record date, the record date for determining shareholders for
any purpose shall be at the close of business on the day on which the Board adopts the
applicable resolution or the sixtieth (60th) day before the date of that action, whichever is
later.
Section 7.02. Corporate Seal. The Corporation may have a corporate seal in such form as
shall be prescribed and adopted by the Board.
Section 7.03. Fiscal Year. The fiscal year of the Corporation shall end on the 31st day of
December.
Section 7.04. Annual Statement of General Information. The Corporation shall annually
during the calendar month in which its original Articles of Incorporation were filed or
during the preceding five (5) calendar months, file with the Secretary of State of the State
of California, on the prescribed form, a statement setting forth the authorized number of
directors, the names and complete business or residence addresses of all incumbent
directors, the names and complete business or residence addresses of the Chief Executive
Officer, the Secretary, and the Chief Financial Officer, the street address of the
Corporation's principal executive office or principal business office in the State of
California, and the general type of business constituting the principal business activity of
17
the Corporation, together with a designation of the agent of the Corporation for the
purpose of service of process, all in compliance with Corp. Code, § 1502.
Notwithstanding the preceding paragraph, if there has been no change in the information
contained in the Corporation's last annual statement on file with the Secretary of State of
the State of California, the Corporation may, in lieu of filing the annual statement
described in the preceding paragraph, advise the Secretary of State, on the appropriate
form, that no changes in the required information have occurred during the applicable
period.
Section 7.05. Maintenance and Inspection of Share Register. The Corporation shall keep
either at its principal executive office or at the office of its transfer agent or registrar (if
either be appointed), as determined by resolution of the Board, a record of its
shareholders listing the names and addresses of all shareholders and the number and class
of shares held by each shareholder.
A shareholder or shareholders of the Corporation who holds at least five percent (5%) in
the aggregate of the outstanding voting shares of the Corporation or who holds at least
one percent (1%) of such voting shares and has filed a Schedule 14B with the Securities
and Exchange Commission relating to the election of directors, may: (i) inspect and copy
the records of shareholders' names, addresses, and shareholdings during usual business
hours on five (5) days' prior written demand on the Corporation; (ii) obtain from the
transfer agent of the Corporation, on written demand and on the tender of such transfer
agent's usual charges for such list, a list of the names and addresses of the shareholders
who are entitled to vote for the election of directors, and their shareholdings, as of the
most recent record date for which that list has been compiled or as of a date specified by
the shareholder after the date of demand. Such list shall be made available to any such
shareholder by the transfer agent on or before the later of five (5) days after the demand
is received or five (5) days after the date specified in the demand as the date as of which
the list is to be compiled.
The record of shareholders shall also be open to inspection on the written demand of any
shareholder or holder of a voting trust certificate, at any time during usual business hours,
for a purpose reasonably related to the holder's interests as a shareholder or as the holder
of a voting trust certificate.
Any inspection and copying under this Section 7.05 may be made in person or by an
agent or attorney of the shareholder or holder of a voting trust certificate making the
demand.
Section 7.06. Maintenance and Inspection of Bylaws. The Corporation shall keep at its
principal executive office or, if its principal executive office is not in the State of
California, at its principal business office in California the original or a copy of these
Bylaws as amended to date, which Bylaws shall be open to inspection by the
shareholders at all reasonable times during office hours. If the principal executive office
18
of the Corporation is outside the State of California and the Corporation has no principal
business office in such state, then the Secretary shall, upon the written request of any
shareholder, furnish to that shareholder a copy of these Bylaws as amended to date.
Section 7.07. Maintenance and Inspection of Other Corporate Records. The accounting
books and records and the minutes of proceedings of the shareholders, of the Board, and
of any committee or committees of the Board shall be kept at such place or places as are
designated by the Board or, in absence of such designation, at the principal executive
office of the Corporation. The minutes shall be kept in written form, and the accounting
books and records shall be kept either in written form or in any other form capable of
being converted into written form.
The minutes and accounting books and records shall be open to inspection upon the
written demand of any shareholder or holder of a voting trust certificate, at any
reasonable time during usual business hours, for a purpose reasonably related to the
holder's interests as a shareholder or as the holder of a voting trust certificate. The
inspection may be made in person or by an agent or attorney and shall include the right to
copy and make extracts. Such rights of inspection shall extend to the records of each
subsidiary corporation of the Corporation.
Section 7.08. Inspection by Directors. Every director shall have the absolute right at any
reasonable time to inspect all books, records, and documents of every kind as well as the
physical properties of the Corporation and each of its subsidiary corporations. Such
inspection by a director may be made in person or by an agent or attorney. The right of
inspection includes the right to copy and make extracts of documents.
Section 7.09. Annual Report to Shareholders; Waiver. The Board shall cause an annual
report to be sent to the shareholders not later than one hundred twenty (120) days after
the close of the fiscal year adopted by the Corporation. Such report shall be sent at least
fifteen (15) days (or, if sent by third-class mail, thirty-five (35) days) before the annual
meeting of shareholders to be held during the next fiscal year and in the manner specified
in Section 2.05 of these Bylaws for giving notice to shareholders of the Corporation.
The annual report shall contain:
(i) a balance sheet as of the end of the fiscal year;
(ii) an income statement;
(iii) a statement of changes in financial position for the fiscal year; and
(iv) any report of independent accountants or, if there is no such report, the
certificate of an authorized officer of the Corporation that the statements were
prepared without audit from the books and records of the Corporation.
19
The foregoing requirement may be satisfied by the Corporation when the Corporation has
an outstanding class of securities registered under Section 12 of the Securities Exchange
Act of 1934 if the Corporation complies with 17 C.F.R. § 240.14a-16, as it may be
amended from time to time, with respect to the obligation of a corporation to furnish an
annual report to shareholders pursuant to 17 C.F.R. § 240.14a-3(b).
The foregoing requirement of an annual report shall be waived so long as the shares of
the Corporation are held by fewer than one hundred (100)holders of record.
Section 7.10. Financial Statements. If no annual report for the fiscal year has been sent to
shareholders, then the Corporation shall, upon the written request of any shareholder
made more than one hundred twenty (120) days after the close of such fiscal year, deliver
or mail to the person making the request, within thirty (30) days thereafter, a copy of a
balance sheet as of the end of such fiscal year and an income statement and statement of
changes in financial position for such fiscal year.
If a shareholder or shareholders holding at least five percent (5%) of the outstanding
shares of any class of stock of the Corporation makes a written request to the Corporation
for an income statement of the Corporation for the three-month, six-month or nine-month
period of the then current fiscal year ended more than thirty (30) days before the date of
the request, and for a balance sheet of the Corporation as of the end of that period, then
the Chief Financial Officer shall cause that statement to be prepared, if not already
prepared, and shall deliver personally or mail that statement or statements to the person
making the request within thirty (30) days after the receipt of the request. If the
Corporation has not sent to the shareholders its annual report for the last fiscal year, the
statements referred to in the first paragraph of this Section 7.10 shall likewise be
delivered or mailed to the shareholder or shareholders within thirty (30) days after the
request.
The quarterly income statements and balance sheets referred to in this section shall be
accompanied by the report, if any, of any independent accountants engaged by the
Corporation or by the certificate of an authorized officer of the Corporation that the
financial statements were prepared without audit from the books and records of the
Corporation.
Section 7.11. Construction and Definitions. Unless the context otherwise requires, the
general provisions, rules of construction, and definitions in the California Corporations
Code as in effect from time to time shall govern the construction of these Bylaws and
references to particular sections of the California Corporations Code shall include any
successor provisions.
20
ARTICLE
VIII. INDEMNIFICATION
Section 8.01. Right of Indemnification. Each person who was or is a party or is
threatened to be made a party to or is involved (as a party, witness, or otherwise), in any
threatened, pending, or completed action, suit, or proceeding, whether civil, criminal,
administrative, or investigative (a "Proceeding"), by reason of the fact that the person, or
another person for whom that person is the legal representative, is or was a director,
officer, employee, or agent of the Corporation or is or was serving at the request of the
Corporation as a director, officer, employee, or agent of another foreign or domestic
corporation, partnership,joint venture, trust, or other enterprise, or was a director, officer,
employee, or agent of a foreign or domestic corporation that was a predecessor
corporation of the Corporation or of another enterprise at the request of the predecessor
corporation, including, without limitation, service with respect to employee benefit plans,
whether the basis of the Proceeding is alleged conduct in an official capacity as a
director, officer, employee, or agent or in any other capacity while serving as a director,
officer, employee, or agent (an "Agent"), shall be indemnified and held harmless by the
Corporation to the fullest extent authorized by statutory and decisional law, as the same
exists or may in the future be interpreted or amended (but, in the case of any such
amendment or interpretation, only to the extent that the amendment or interpretation
permits the Corporation to provide broader indemnification rights than were permitted
prior to the amendment) against all expenses, liability, and loss (including, without
limitation, attorney's fees, judgments, fines, ERISA excise taxes and penalties, amounts
paid or to be paid in settlement, any interest, assessments, or other charges imposed, and
any federal, state, local, or foreign taxes or liens imposed on any Agent as a result of the
actual or deemed receipt of any payments under this Article) incurred or suffered by the
person in connection with investigating, defending, being a witness in, or participating in,
including, without limitation, appellate proceedings, or preparing for any of the foregoing
in, any Proceeding ("Expenses"). The right to indemnification conferred in this Article
shall be a contractual right. It is the Corporation's intention that these Bylaws provide
indemnification in excess of that expressly permitted by Corp. Code, § 317 as authorized
by the Corporation's Articles of Incorporation.
Section 8.02. Authority to Advance Expenses. Expenses incurred by an officer or
director, acting in that corporate capacity in defending a proceeding, shall be paid by the
Corporation in advance of the final disposition of that proceeding; provided, however,
that if required by the California Corporations Code, such expenses shall be advanced
only on the delivery to the Corporation of an undertaking by or on behalf of that director
or officer to repay the amount if it shall ultimately be determined that the director or
officer was not entitled to be indemnified by the Corporation as authorized in this Article
or otherwise. Expenses incurred by other Agents of the Corporation, or by the directors
or officers not acting in their corporate capacity, including, without limitation, service
with respect to employee benefit plans, may be advanced on the receipt of a similar
undertaking, if required by law, and upon any other terms and conditions as the Board
21
deems appropriate. Any obligation to reimburse the Corporation for Expense advances
shall be unsecured and no interest shall be charged these advances.
Section 8.03. Right of Claimant to Bring Suit. If a claim under Section 8.01 or 8.02 of
these Bylaws is not paid in full by the Corporation within thirty (30) days after a written
claim has been received by the Corporation, the claimant may at any time subsequent to
the running of that time period commence a proceeding against the Corporation to
recover the unpaid amount of the claim and, if successful in whole or in part, shall be
entitled to be paid for the expense, including, without limitation, attorney's fees, of
prosecuting the claim. It shall be a defense to any proceeding, other than an action
brought to enforce a claim for expenses incurred in defending a Proceeding in advance of
its final disposition where the required undertaking has been tendered to the Corporation,
that the claimant has not met the standards of conduct that make it permissible under the
California Corporations Code for the Corporation to indemnify the claimant for the
amount claimed. The burden of proving that defense shall be on the Corporation. Neither
the failure of the Corporation (including its Board, independent legal counsel, or its
shareholders) to have made a determination prior to the commencement of the action that
indemnification of the claimant would be proper under the circumstances because the
claimant has met the applicable standard of conduct set forth in the California
Corporations Code, nor an actual determination by the Corporation (including its Board,
independent legal counsel, or its shareholders) that the claimant had not met the
applicable standard of conduct, shall either be a defense to the action or create a
presumption that claimant has not met the applicable standard of conduct.
Section 8.04. Provisions Nonexclusive. The rights conferred on any person by this
Article shall not be exclusive of any other rights that the person may have or may later
acquire under any statute, provision of the Articles of Incorporation, agreement, vote of
the shareholders or disinterested directors, or otherwise, both as to any action in an
official capacity and as to any action in another capacity while holding office. To the
extent that any provision of the Articles of Incorporation, agreement, or vote of the
shareholders or disinterested directors is inconsistent with these Bylaws, the provision,
agreement, or vote shall take precedence.
Section 8.05. Authority to Insure. The Corporation may purchase and maintain insurance
to protect itself and any agent against any expense asserted against them or incurred by
an agent, whether or not the Corporation would have the power to indemnify the agent
against the expense under applicable law or the provisions of this Article, provided that,
in cases where the Corporation owns all or a portion of the shares of the company issuing
the insurance policy, the company or the policy must meet one of the two sets of
conditions set forth in Corp. Code, § 317.
Section 8.06. Survival of Rights. The rights provided by this Article shall continue as to
a person who has ceased to be an Agent and shall inure to the benefit of the heirs,
executors, and administrators of that person.
22
Section 8.07. Settlement of Claims. The Corporation shall not be liable to indemnify any
Agent under this Article: (1) for any amounts paid in settlement of any action or claim
effected without the Corporation's written consent, which consent shall not be
unreasonably withheld; or (2) for any judicial award, if the Corporation was not given a
reasonable and timely opportunity, at its expense, to participate in the defense of the
action.
Section 8.08. Effect of Amendment. Any amendment, repeal, or modification of this
Article shall not adversely affect any right or protection of any Agent existing at the time
of that amendment, repeal, or modification.
Section 8.09. Subrogation. In the event of a payment under this Article, the Corporation
shall be subrogated to the extent of that payment to all of the rights of recovery of the
Agent, who shall execute all papers required and shall do everything that may be
necessary to secure those rights, including, without limitation, the execution of any
documents necessary to enable the Corporation effectively to bring suit to enforce those
rights.
Section 8.10. No Duplication of Payments. The Corporation shall not be liable under this
.Article to make any payment in connection with any claim made against the Agent to the
extent the Agent has otherwise actually received payment (under any insurance policy,
agreement, vote, or otherwise) of the amounts otherwise indemnifiable pursuant to these
Bylaws.
ARTICLE
IX. AMENDMENTS
Section 9.01. Amendment by Shareholders. New Bylaws may be adopted or existing
Bylaws may be amended or repealed by the vote or written consent of the holders of a
majority of the outstanding shares entitled to vote, except as otherwise provided by law,
these Bylaws, or the Articles of Incorporation.
Section 9.02. Amendment by Directors. Subject to the rights of the shareholders as
provided in Section 9.01, any Bylaw, other than a Bylaw or an amendment of a Bylaw
changing the authorized number of directors, may be adopted, amended, or repealed by
the Board.
23
3329104 '
WF$1 2019
ARTICLES OF INCORPORATION FNDORSED
100 Umt;e o'i[ne ba6patapi
OF of the State of Camomia
Evan Brooks Associates,Inc. OCT 2 2 2010
I
The name of this corporation is Evan Brooks Associates,Inc.
II
The purpose of the corporation is to engage in any lawful act or activity for which a corporation
may be organized under the General Corporation Law of California other than the banking business, the
trust company business or the practice of a profession permitted to be incorporated by the California
Corporations Code.
III
The name and address in the State of California of this corporation's initial agent for service of
process is:
Daniel Yen
80 S.Lake Ave#600
Pasadena, CA 91101
IV
This corporation is authorized to issue only one class of shares of stock, designated "common
stock"; and the total number of shares which this corporation is authorized to issue is 100,000.
V
The liability of the directors of the corporation for monetary damages shall be eliminated to the
fullest extent permissible under California Law.
The corporation is authorized to provide indemnification of agents (as defined in Section 317 of
the California Corporations Code) for breach of duty to the corporation and shareholders through bylaw
provisions or through agreements with the agents, or both, in excess of the indemnification otherwise
permitted by Section 317 of the California Corporations Code, subject to the limits such excess
indemnification set forth in Section 204 of the California Corporati ns Code.
Dated: 10/21/2010
Jenny Chacon, Inco or